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Results: 1-10 of 411

British Columbia Securities Commission seeks to limit exercise of public interest power in the enforcement context
  • McMillan LLP
  • Canada
  • May 20 2015

The public interest power has been the subject of much controversy, and increasingly so with its more frequent use by securities regulators in Canada


Tapping into new markets dual listing on the New Santiago stock exchange, Venture
  • McMillan LLP
  • Canada, Chile
  • June 2 2015

Canadian mining exploration issuers now have a new and efficient way to access Latin American capital markets. On May 5, 2015, the Santiago Stock


Confidentiality protections squashed by SEC
  • McMillan LLP
  • USA
  • April 28 2015

As we noted in a November 2014 bulletin, the U.S. Securities and Exchange Commission ("SEC") is taking an increasingly aggressive approach towards


IIROC announces priorities for up coming year
  • McMillan LLP
  • Canada
  • April 30 2015

In order to assist market participants to deal with the challenges and changes in the capital markets experienced over the last several years, IIROC


Increasing corporate penalties and risk management (update to “seven corporate sins as a source of government revenue and economic stimulus”)
  • McMillan LLP
  • USA
  • April 14 2015

Soft commodity prices, divergent monetary policies across major economies, high unemployment rates and weak world trade have all conspired to slow


Securities law 2014: the year in review and its legal implications
  • McMillan LLP
  • Canada
  • January 23 2015

2014 saw a number of significant developments in Canadian securities law, including the adoption of the new disclosure requirements addressing gender


TSX proposes new listing requirements for exchange traded products, closed-end funds and structured products
  • McMillan LLP
  • Canada
  • January 23 2015

On January 15, 2015, the Toronto Stock Exchange ("TSX") published for comment proposed amendments (the "Amendments") to the TSX Company Manual (the


CSA publishes update on proposal for alternative investment funds
  • McMillan LLP
  • Canada
  • February 18 2015

On February 12, 2015, the Canadian Securities Administrators ("CSA") published an update on the proposal for a comprehensive regulatory framework for


Voluntary delisting and deference: TSX proposes changes to the Company Manual
  • McMillan LLP
  • Canada
  • January 28 2015

On January 22, 2015, the Toronto Stock Exchange ("TSX" or the "Exchange") published two proposed public interest amendments to the TSX Company Manual


Do not attempt to interfere with potential whistleblowing, SEC warns
  • McMillan LLP
  • Canada, USA
  • November 12 2014

Earlier in 2014, Sean McKessy, Chief of the Office of the Whistleblower of the United States Securities and Exchange Commission (the "SEC" or