We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 394

OSC adopts existing security holder prospectus exemption
  • McMillan LLP
  • Canada
  • May 27 2015

Further to our March 2014 update, the Ontario Securities Commission (the OSC) has followed suit with the majority of Canadian reporting jurisdictions


British Columbia Securities Commission seeks to limit exercise of public interest power in the enforcement context
  • McMillan LLP
  • Canada
  • May 20 2015

The public interest power has been the subject of much controversy, and increasingly so with its more frequent use by securities regulators in Canada


Certain Canadian securities regulators adopt crowdfunding prospectus exemption for start-ups
  • McMillan LLP
  • Canada
  • June 5 2015

Recognizing there is often a funding gap for early stage businesses, securities regulators in British Columbia, Saskatchewan, Manitoba


IIROC announces priorities for up coming year
  • McMillan LLP
  • Canada
  • April 30 2015

In order to assist market participants to deal with the challenges and changes in the capital markets experienced over the last several years, IIROC


Ontario Securities Commission: please comment on whistleblower policy
  • McMillan LLP
  • Canada
  • November 4 2015

As we previously advised in February 2015, the Ontario Securities Commission (OSC) is seeking input on a proposed Whistleblower Program. On October


OSFI updates Financial Assessment Criteria for Composite Risk Rating
  • McMillan LLP
  • Canada
  • December 3 2015

Since 2002, the Office of the Superintendent of Financial Institutions ("OSFI") has been providing the Federally Regulated Financial Institutions


CSA proposes new disclosure requirement for exchange traded funds
  • McMillan LLP
  • Canada
  • June 30 2015

On June 18, 2015, the Canadian Securities Administrators ("CSA") published proposed amendments (the "Amendments") to National Instrument 41-101


Confidentiality protections squashed by SEC
  • McMillan LLP
  • USA
  • April 28 2015

As we noted in a November 2014 bulletin, the U.S. Securities and Exchange Commission ("SEC") is taking an increasingly aggressive approach towards


For The Times They Are A-Changin: Canadian Regulators Adopt Fundamental Changes to the Take-over Bid Regime
  • McMillan LLP
  • Canada
  • March 8 2016

The Canadian Securities Administrators (CSA) have adopted amendments to Canada's take-over bid regime which will take effect on May 9, 2016. These


Global M&A: What's the Deal in Canada?
  • McMillan LLP
  • Canada
  • January 28 2016

Merger and acquisition deal practice is similar in many countries, particularly the United States and Canada. For many U.S. and other non-Canadian