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Results: 1-10 of 334

IIROC issues final guidance on underwriting due diligence
  • McMillan LLP
  • Canada
  • January 20 2015

In December 2014, the Investment Industry Regulatory Organization of Canada ("IIROC") issued its final guidance (the "Guidance") regarding due


New gender diversity and board renewal disclosure rules
  • McMillan LLP
  • Canada
  • December 1 2014

In time for the 2015 proxy season, the Canadian Securities Administrators have released amendments to National Instrument 58-101 Disclosure of


Création de richesse au Québec : le chaînon manquant
  • McMillan LLP
  • Canada
  • October 2 2014

Le Régime d'épargne-actions du Québec est censé prendre fin le 31 décembre 2014 et le Québec ne compte que 7 des sociétés inscrites à la cote des


CSA adopts amendments to accredited investor and minimum amount investment prospectus exemptions - managed accounts are now accredited investors for investment funds in Ontario
  • McMillan LLP
  • Canada
  • February 25 2015

On February 19, 2015, the Canadian Securities Administrators ("CSA") announced the adoption of amendments ("the Amendments") to National Instrument


CSA finalizes changes to regulatory framework for registrants
  • McMillan LLP
  • Canada
  • October 31 2014

On October 16, 2014 the Canadian Securities Administrators published final changes to the regulatory framework for registrants. The amendments to


The first concrete step in the OSC's exempt market reform initiative: introducing the Existing Security Holder Prospectus Exemption
  • McMillan LLP
  • Canada
  • December 2 2014

On November 27, 2014, the Ontario Securities Commission ("OSC") announced certain rule amendments that will give effect to a new capital raising


CSA proposes changes to make rights offerings more attractive to reporting issuers
  • McMillan LLP
  • Canada
  • December 2 2014

Rights offerings allow issuers to raise capital while providing existing security holders with the opportunity to avoid dilution of their holdings


Do not attempt to interfere with potential whistleblowing, SEC warns
  • McMillan LLP
  • Canada, USA
  • November 12 2014

Earlier in 2014, Sean McKessy, Chief of the Office of the Whistleblower of the United States Securities and Exchange Commission (the "SEC" or


New disclosure rules for women on boards for the 2015 proxy season
  • McMillan LLP
  • Canada
  • October 28 2014

In time for the 2015 proxy season, the Canadian Securities Administrators (CSA) announced last week the impending implementation of new corporate


TSX proposes new listing requirements for exchange traded products, closed-end funds and structured products
  • McMillan LLP
  • Canada
  • January 23 2015

On January 15, 2015, the Toronto Stock Exchange ("TSX") published for comment proposed amendments (the "Amendments") to the TSX Company Manual (the