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Results: 1-10 of 418

OSC releases progress report on its exempt market review
  • McMillan LLP
  • Canada
  • September 19 2013

In August 2013, the Ontario Securities Commission (the "OSC") published OSC Notice 45-712 Progress Report on Review of Prospectus Exemptions to


A new opportunity for TSX-V issuers: proposed prospectus exemption for placements to existing security holders
  • McMillan LLP
  • Canada
  • November 26 2013

In a move that could benefit many junior issuers on the TSX Venture Exchange (TSX-V), Canadian securities regulators in all jurisdictions except


The last word on reporting: final Ontario rules with respect to trade reporting released
  • McMillan LLP
  • Canada
  • November 20 2013

On November 14, 2013, the Ontario Securities Commission (the OSC) published the final version of the first set of harmonized rules solely aimed at


Look before you list: TSX issues new guidance to listing applicants
  • McMillan LLP
  • Canada
  • November 21 2013

The Toronto Stock Exchange (TSX) recently issued Staff Notice 2013-0003 providing guidance to companies applying to list on the TSX. To aid listing


Amendments to prospectus rules on marketing public offerings
  • McMillan LLP
  • Canada
  • June 20 2013

The Canadian Securities Regulators (CSA) have announced amendments to National Instrument 41-101 - General Prospectus Requirements and related


Director elections and shareholder democracy
  • McMillan LLP
  • Canada
  • January 13 2012

With proxy season approaching, issues surrounding the election of directors of public companies will once again come to the fore


U.S. Court of Appeals rules SEC conflict minerals disclosure requirement unconstitutional
  • McMillan LLP
  • Canada, USA
  • May 12 2014

On April 14, 2014, the U.S. Court of Appeals for the District of Columbia Circuit ruled that the U.S. Securities and Exchange Commission (the "SEC"


Canadian securities regulators abandon certain key amendments to early warning system
  • McMillan LLP
  • Canada
  • October 15 2014

Further to our March 2013 bulletin, we are reporting an update on the 2013 Proposals of the Canadian Securities Administrators (the "CSA") to amend


CSA propose changes and clarifications to regulatory framework for dealers, advisers and investment fund managers
  • McMillan LLP
  • Canada
  • December 19 2013

CSA Propose Changes And Clarifications To Regulatory Framework For Dealers, Advisers And Investment Fund Managers On December 5, the Canadian


TSXV extends temporary pricing relief measures for private placements
  • McMillan LLP
  • Canada
  • April 17 2013

The TSX Venture Exchange ("TSXV") has extended the temporary pricing relief measures (the "Relief Measures") it introduced last year relating to