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Results: 1-10 of 406

OSC publishes consultation paper on potential capital raising prospectus exemptions
  • McMillan LLP
  • Canada
  • January 18 2013

The Ontario Securities Commission (OSC) has published OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Exemptions (the


Canadian Securities Administrators propose new requirements for closed-end funds and alternative fund framework
  • McMillan LLP
  • Canada
  • April 12 2013

The Canadian Securities Administrators (CSA) published for comment proposed changes to the regulatory regime governing investment funds on March 27


Final amendments to OSC fee rule
  • McMillan LLP
  • Canada
  • January 29 2013

Last month, the Ontario Securities Commission published its final amendments to OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees. These


OSC releases report on technical reports by Ontario mining issuers; unacceptable level of compliance found
  • McMillan LLP
  • Canada
  • July 10 2013

Staff of the Ontario Securities Commission ("OSC") have found an unacceptable level of compliance with the requirements of Form 43-101F1 based on a


TSX provides guidance on director election requirements
  • McMillan LLP
  • Canada
  • July 23 2013

The Toronto Stock Exchange recently issued a staff notice (the "Staff Notice") providing guidance on the director election requirements (the


OSC releases guidance on sales communications by investment funds
  • McMillan LLP
  • Canada
  • July 30 2013

On July 18, 2013, as part of an ongoing review of advertising and marketing materials of publicly offered investment funds, staff of the Investment


CSA not proceeding with proposed National Instrument 51-103
  • McMillan LLP
  • Canada
  • August 1 2013

The Canadian Securities Administrators ("CSA") recently provided an update stating they are not proceeding with proposed National Instrument 51-103


CSA proposes to amend National Instrument 52-108 Auditor Oversight
  • McMillan LLP
  • Canada
  • October 28 2013

On October 17, 2013, the Canadian Securities Administrators (the "CSA") published a request for comments on proposed amendments to National


First step towards a national securities regulator? federal, Ontario and British Columbia governments reach an agreement in principle to establish cooperative capital markets regulator
  • McMillan LLP
  • Canada
  • September 25 2013

On September 19, 2013, the Ministers of Finance of Canada, Ontario and British Columbia agreed in principle to establish a cooperative capital


Break fees and take over bid defensive tactics the BCSC Aurizon decision
  • McMillan LLP
  • Canada
  • October 9 2013

The British Columbia Securities Commission (the "BCSC") released the full reasons for its decision regarding the application by Alamos Gold Inc