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Results: 1-10 of 397

OSC releases report on technical reports by Ontario mining issuers; unacceptable level of compliance found
  • McMillan LLP
  • Canada
  • July 10 2013

Staff of the Ontario Securities Commission ("OSC") have found an unacceptable level of compliance with the requirements of Form 43-101F1 based on a


First step towards a national securities regulator? federal, Ontario and British Columbia governments reach an agreement in principle to establish cooperative capital markets regulator
  • McMillan LLP
  • Canada
  • September 25 2013

On September 19, 2013, the Ministers of Finance of Canada, Ontario and British Columbia agreed in principle to establish a cooperative capital


CSA provides update on review of proxy voting infrastructure
  • McMillan LLP
  • Canada
  • September 25 2013

In June 2012, the Canadian Securities Administrators (CSA) sought comments from market participants on Consultation Paper 25-401 Potential Regulation


Proposed amendments to National Instrument 45-106: accredited investor and minimum amount investment prospectus exemptions
  • McMillan LLP
  • Canada
  • March 25 2014

On February 27, 2014, the Canadian Securities Administrators ("CSA") published the proposed amendments to National Instrument 45-106 Prospectus and


The consequences of failure to disclose material information Lions Gate agrees to pay SEC significant financial penalty
  • McMillan LLP
  • Canada, USA
  • March 25 2014

On March 13, 2014, the United States Securities and Exchange Commission (the "SEC"), in connection with a settlement order (the "Lions Gate Order"


TSX provides guidance on director election requirements
  • McMillan LLP
  • Canada
  • July 23 2013

The Toronto Stock Exchange recently issued a staff notice (the "Staff Notice") providing guidance on the director election requirements (the


The Canadian climate exchanges the future of Canadian emissions trading
  • McMillan LLP
  • Canada
  • May 31 2007

Currently three Canadian exchanges have declared their intentions to enter into the carbon market: the TSX Group, the Montreal Exchange (“MX”) and the Winnipeg Stock Exchange (“WSE”


OSC releases guidance on sales communications by investment funds
  • McMillan LLP
  • Canada
  • July 30 2013

On July 18, 2013, as part of an ongoing review of advertising and marketing materials of publicly offered investment funds, staff of the Investment


CSA not proceeding with proposed National Instrument 51-103
  • McMillan LLP
  • Canada
  • August 1 2013

The Canadian Securities Administrators ("CSA") recently provided an update stating they are not proceeding with proposed National Instrument 51-103


OSC publishes consultation paper on potential capital raising prospectus exemptions
  • McMillan LLP
  • Canada
  • January 18 2013

The Ontario Securities Commission (OSC) has published OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Exemptions (the