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Results: 1-10 of 332

Do not attempt to interfere with potential whistleblowing, SEC warns
  • McMillan LLP
  • Canada, USA
  • November 12 2014

Earlier in 2014, Sean McKessy, Chief of the Office of the Whistleblower of the United States Securities and Exchange Commission (the "SEC" or


CSA finalizes changes to regulatory framework for registrants
  • McMillan LLP
  • Canada
  • October 31 2014

On October 16, 2014 the Canadian Securities Administrators published final changes to the regulatory framework for registrants. The amendments to


New gender diversity and board renewal disclosure rules
  • McMillan LLP
  • Canada
  • December 1 2014

In time for the 2015 proxy season, the Canadian Securities Administrators have released amendments to National Instrument 58-101 Disclosure of


Shanghai-Hong Kong Stock Connect
  • McMillan LLP
  • China, Hong Kong
  • November 20 2014

There has been much media coverage on the new Shanghai-Hong Kong Stock Connect scheme, known as the “through train” in colloquial Chinese, that will


The first concrete step in the OSC's exempt market reform initiative: introducing the Existing Security Holder Prospectus Exemption
  • McMillan LLP
  • Canada
  • December 2 2014

On November 27, 2014, the Ontario Securities Commission ("OSC") announced certain rule amendments that will give effect to a new capital raising


CSA proposes changes to make rights offerings more attractive to reporting issuers
  • McMillan LLP
  • Canada
  • December 2 2014

Rights offerings allow issuers to raise capital while providing existing security holders with the opportunity to avoid dilution of their holdings


TSXV takes with one hand but gives with the other
  • McMillan LLP
  • Canada
  • August 12 2013

Companies listed on the TSX Venture Exchange (the "Exchange") intending to complete shareunit private placement financings below $0.05, are now 'on


Création de richesse au Québec : le chaînon manquant
  • McMillan LLP
  • Canada
  • October 2 2014

Le Régime d'épargne-actions du Québec est censé prendre fin le 31 décembre 2014 et le Québec ne compte que 7 des sociétés inscrites à la cote des


Canada introduces law requiring extractive companies to publicly disclose payments to foreign governments
  • McMillan LLP
  • Canada
  • June 21 2013

Prime Minister Stephen Harper announced on June 12, 2013 that Canada has committed to adopting a G8 initiative establishing a mandatory


OSC provides guidance on disclosure of forward-looking information
  • McMillan LLP
  • Canada
  • July 3 2013

The Ontario Securities Commission (the "OSC") has issued OSC Staff Notice 51-721 Forward-Looking Information Disclosure (the "Notice") which