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Results: 1-10 of 358

OSC adopts existing security holder prospectus exemption
  • McMillan LLP
  • Canada
  • May 27 2015

Further to our March 2014 update, the Ontario Securities Commission (the OSC) has followed suit with the majority of Canadian reporting jurisdictions


IIROC announces priorities for up coming year
  • McMillan LLP
  • Canada
  • April 30 2015

In order to assist market participants to deal with the challenges and changes in the capital markets experienced over the last several years, IIROC


British Columbia Securities Commission seeks to limit exercise of public interest power in the enforcement context
  • McMillan LLP
  • Canada
  • May 20 2015

The public interest power has been the subject of much controversy, and increasingly so with its more frequent use by securities regulators in Canada


Is your investor presentation NI 43-101 compliant? CSA staff notice 43-309 Review of Website Investor Presentations by Mining Issuers provides some guidance
  • McMillan LLP
  • Canada
  • April 24 2015

Most mining issuers pay attention to National Instrument 43-101 Standards of Disclosure for Mineral Projects ("NI 43-101") when it comes to mandatory


Confidentiality protections squashed by SEC
  • McMillan LLP
  • USA
  • April 28 2015

As we noted in a November 2014 bulletin, the U.S. Securities and Exchange Commission ("SEC") is taking an increasingly aggressive approach towards


The Supreme Court of Canada Releases its Decision in the CIBC v. Green Trilogy
  • McMillan LLP
  • Canada
  • December 14 2015

The Supreme Court of Canada released its much anticipated decision in the CIBC v. Green trilogy of cases last week (the “Trilogy Decision”). The


Tapping into new markets dual listing on the New Santiago stock exchange, Venture
  • McMillan LLP
  • Canada, Chile
  • June 2 2015

Canadian mining exploration issuers now have a new and efficient way to access Latin American capital markets. On May 5, 2015, the Santiago Stock


Increasing corporate penalties and risk management (update to “seven corporate sins as a source of government revenue and economic stimulus”)
  • McMillan LLP
  • USA
  • April 14 2015

Soft commodity prices, divergent monetary policies across major economies, high unemployment rates and weak world trade have all conspired to slow


OSC releases guidance on sales communications by investment funds
  • McMillan LLP
  • Canada
  • July 30 2013

On July 18, 2013, as part of an ongoing review of advertising and marketing materials of publicly offered investment funds, staff of the Investment


CSA not proceeding with proposed National Instrument 51-103
  • McMillan LLP
  • Canada
  • August 1 2013

The Canadian Securities Administrators ("CSA") recently provided an update stating they are not proceeding with proposed National Instrument 51-103