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Results: 1-10 of 268

SEC Files Civil Claims Against General Counsel for Mishandling Internal Investigation and Securities Disclosures
  • Duane Morris LLP
  • USA
  • September 15 2016

On September 9, 2016, the U.S. Securities and Exchange Commission ("SEC") charged Ohio-based chemical company RPM International Inc. ("RPM") and its


Equitization Quality over Quantity
  • Duane Morris LLP
  • Vietnam
  • August 11 2016

Comment on a recent draft from the Ministry of Finance on strategic investors purchasing stakes from equitized state-owned enterprises (SOEs


First SEC Staff Comments on Recent Non-GAAP CDIs
  • Duane Morris LLP
  • USA
  • August 10 2016

As many of us have noticed, the first comment letters from the staff in the SEC's Division of Corporation Finance, following Corp Fin's recent


White House Report Creates Halcyon Portrait of Community Bank Lending In Dodd-Frank Era
  • Duane Morris LLP
  • USA
  • August 10 2016

A report issued by the White House Council of Economic Advisers entitled, "The Performance of Community Banks Over Time," purports to debunk the


SEC Proposes Expansion of Those Eligible For Scaled Reporting as “Smaller Reporting Companies”
  • Duane Morris LLP
  • USA
  • July 10 2016

On June 27, 2016, the SEC released a proposal that would increase the number of companies eligible to be "smaller reporting companies." SRCs get the


Public mergers and acquisitions: market analysis overview
  • Duane Morris LLP
  • Vietnam
  • July 7 2016

In May 2015, Sai GonThuong Tin Commercial Joint Stock Bank (more commonly known as Sacombank) merged with Southern Commercial Joint Stock Bank


Public Mergers and Acquisitions
  • Duane Morris LLP
  • Vietnam
  • July 7 2016

There has been a steady growth in M&A activities in Vietnam since Vietnam officially became a member of the World Trade Organization (WTO) in 2007


Analysis of Court Ruling Upholding SEC Regulation A Rules
  • Duane Morris LLP
  • USA
  • June 15 2016

I have now had a chance to read the 23-page, very well-written, clear and concise DC Circuit court opinion on the Reg A challenge brought by two


Flash: Court Shoots Down State Challenge to Reg A Rules
  • Duane Morris LLP
  • USA
  • June 14 2016

Very good news: the DC Circuit today rejected the effort by two states (Massachusetts and Montana) to invalidate the SEC's rules enacted to implement


Ad Funds Paid to Network Not Recoverable as Fraudulent Transfer
  • Duane Morris LLP
  • USA
  • May 20 2016

Last year we wrote about Janvey v. Golf Channel, 780 F.3d 641 (5th Cir. 2015), in which the U.S. Court of Appeals for the Fifth Circuit held that