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Results: 1-10 of 258

How to Modernize “Accredited”?
  • Duane Morris LLP
  • USA
  • May 20 2016

The SEC's Advisory Committee on Small and Emerging Companies, co-led by Sara Hanks, met the other day to talk about how to update the definition of


Ad Funds Paid to Network Not Recoverable as Fraudulent Transfer
  • Duane Morris LLP
  • USA
  • May 20 2016

Last year we wrote about Janvey v. Golf Channel, 780 F.3d 641 (5th Cir. 2015), in which the U.S. Court of Appeals for the Fifth Circuit held that


SEC Completes JOBS & FAST Act Rulemakings
  • Duane Morris LLP
  • USA
  • May 11 2016

Last week the SEC proudly announced the completion of its rulemaking obligations under the Jumpstart Our Business Startups (JOBS) Act of 2012 and the


3 Things About Overseas Securities Investment by Vietnamese Residents
  • Duane Morris LLP
  • Vietnam
  • February 24 2016

Buying foreign securities has been for years a vague promise for most Vietnamese residents having an appetite to invest in shares and bonds issued


The Class Action Wave May Be Approaching
  • Duane Morris LLP
  • USA
  • January 6 2016

The Consumer Finance Protection Bureau ("CFPB") recently announced that it was considering a rule that would ban consumer financial companies from


And So it GoesThe Year in Smallcap Regulation
  • Duane Morris LLP
  • USA
  • January 5 2016

What a year this was! So much has happened in our smallcap world this year. Here are my top 10 highlights (and lowlights): Regulation A rules were


OTCQX Strengthens Listing and Governance Requirements
  • Duane Morris LLP
  • USA
  • December 23 2015

The OTCQX, owned by OTC Markets, Inc., announced last week that they are increasing their listing and governance requirements effective January 1


Flash: Obama Signs New Small Business Initiatives Into Law
  • Duane Morris LLP
  • USA
  • December 9 2015

They got tucked into a transportation bill (Fixing America’s Surface Transportation Act or the FAST Act), but with a deft set of amendments the


Reserve Bank of India announces rules for Indian corporates to issue rupee denominated bonds to overseas investors
  • Duane Morris LLP
  • India
  • October 27 2015

The Reserve Bank of India (RBI) has recently promulgated rules for issuance of Rupee denominated bonds by Indian corporates to overseas investors and


DellEMC merger highlights the return of tracking stock and the associated corporate governance and shareholders rights issues
  • Duane Morris LLP
  • USA
  • October 22 2015

"Tracking Stocks Are Now Relics," declared the Wall Street Journal in January 2008. Tracking stocks had been the hot trend during the dot-com boom of