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Results: 1-10 of 32

SEC proposals on ABS: expansion of potential liability
  • Stikeman Elliott LLP
  • Canada, USA
  • October 7 2010

In our previous piece on the proposed Waterfall Computer Program requirement, we touched upon the unprecedented extension of securities law liability to the functionality of the computer program


Recent developments in the Regulation of Shadow Banking
  • Stikeman Elliott LLP
  • Canada
  • November 15 2013

Over the summer and fall shadow banking regulation moved forward on several fronts. First, the SEC proposed rules that would reform the way money


SEC proposals on ABS: representations and warranties, Part I
  • Stikeman Elliott LLP
  • USA
  • October 14 2010

The SEC has indentified, as a significant contributing factor to the RMBS collapse, the paucity of adequate information which would have allowed investors to make informed investment decisions and the resulting over-reliance upon ratings


The buzz on SEC release on securitization
  • Stikeman Elliott LLP
  • Canada
  • September 9 2010

Since the Securities and Exchange Commission issued a request for comments on its proposed rules on asset backed securities on April 7, market participants have weighed in with their comments


SEC proposals on ABS: review of assets
  • Stikeman Elliott LLP
  • Canada
  • November 4 2010

The second SEC release in response to the requirements of the Dodd Frank Act deals with the requirement of issuers to perform a review of the assets underlying an ABS and to disclose the nature of the review


Final Dodd-Frank ABS rules:representations and warranties and review of assets
  • Stikeman Elliott LLP
  • Canada
  • February 10 2011

As described in a number of previous posts, in October, the SEC published two proposals for rules mandated by the Dodd Frank Act: (i) those related to representations and warranties in ABS securities offerings; and (ii) those requiring any issuer of registered ABS to perform a review of the assets underlying the ABS


SEC proposals on ABS: asset-level disclosure
  • Stikeman Elliott LLP
  • Canada
  • September 30 2010

To any reader of military history the following adage is very familiar: the military always prepares to fight the last war


SEC and CSA restrictions on the exempt market for securitized products
  • Stikeman Elliott LLP
  • Canada, USA
  • May 16 2011

As reported earlier, the SEC has included in Reg AB II proposals relating to the private market


SEC proposals on ABS: risk retention Part II
  • Stikeman Elliott LLP
  • USA
  • November 11 2010

Finally some good news


SEC proposals on ABS: private placement
  • Stikeman Elliott LLP
  • USA
  • November 18 2010

After last week's relatively optimistic note, its back to grim reality, in this case the Reg AB II proposals relating to the private market