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Results: 1-10 of 3,653

Broker-dealer beat
  • Proskauer Rose LLP
  • USA
  • May 27 2015

FINRA has published updated and revised Sanction Guidelines that, among other things, highlight the SRO's position that penalties in disciplinary


SEC proposes amendments to Form ADV and performance information recordkeeping requirements
  • Proskauer Rose LLP
  • USA
  • May 22 2015

On May 20, 2015, the Securities and Exchange Commission (SEC) released proposed amendments to Form ADV and Rule 204-2 under the Investment Advisers


Texas Supreme Court: companies shielded from defamation claims for statements in internal investigation reports
  • Proskauer Rose LLP
  • USA
  • May 22 2015

Last week, the Texas Supreme Court joined the majority of jurisdictions in holding that a company enjoys an absolute privilege when providing the


“Ban the box” trend continues across the country
  • Proskauer Rose LLP
  • USA
  • May 21 2015

The “ban the box” movementwhich seeks to remove questions about criminal history from an employer’s initial employment applicationcontinues to cut


New Connecticut online privacy law protects prospective & current employees
  • Proskauer Rose LLP
  • USA
  • May 21 2015

Earlier this week, Connecticut Governor Dannel P. Malloy signed a law to protect prospective and current employees from employer interference with


House passes veteran preference bill
  • Proskauer Rose LLP
  • USA
  • May 20 2015

Earlier this week, the House of Representatives unanimously approved a bill, titled the Boosting Rates of American Veteran Employment Act or "BRAVE


Premium Processing is taking a summer vacation!
  • Proskauer Rose LLP
  • USA
  • May 20 2015

The United States Citizenship & Immigration Service (USCIS) announced yesterday, without warning to its stakeholders, that it will be suspending


Maker’s marketing: bourbon distiller racks up “handmade” false advertising victory
  • Proskauer Rose LLP
  • USA
  • May 20 2015

In a decision that will interest distillers and hipster connoisseurs of artisanal beverages alike, a district court in the Northern District of


The $5 million CAFA question: can you provide evidentiary proof?
  • Proskauer Rose LLP
  • USA
  • May 19 2015

In December, we wrote about the recent Supreme Court decision in Owens v. Dart Cherokee Basin Operating Co. In Owens, the Court held that class


Union represented employee not entitled to co-worker witness during investigatory interview, NLRB rules
  • Proskauer Rose LLP
  • USA
  • May 19 2015

The last few months at the NLRB have been relatively quiet, save of course for the ambush election rules which went into effect on April 15; the true