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Results: 1-10 of 495

Making a Bright Line at the Border: CSA and OSC Seek to Clarify How Canadian Securities Laws Apply to Trades Outside Canada
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • July 5 2017

On June 29, 2017, the Ontario Securities Commission (OSC) published a Second Notice and Request for Comment (Second Notice) on an amended Proposed


New Medium, Same Expectations: CSA Cautions Canadian Public Issuers on Use of Social Media
  • Blake Cassels & Graydon LLP
  • Canada
  • March 14 2017

On March 9, 2017, the Canadian Securities Administrators (CSA) published Staff Notice 51-348 Staff's Review of Social Media Used by Reporting Issuers


IIROC proposes restricted membership for U.S. broker-dealers
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • July 13 2012

On July 12, 2012, the Investment Industry Regulatory Organization of Canada (IIROC), the investment dealer self-regulatory organization that is the Canadian equivalent of the Financial Industry Regulatory Authority (FINRA), published for comment a concept proposal on the introduction of a new class of IIROC member, called a “Restricted Dealer Member”


Investment Industry Regulatory Organization of Canada Sets Priorities for 2018
  • Blake Cassels & Graydon LLP
  • Canada
  • June 19 2017

The Investment Industry Regulatory Organization of Canada (IIROC) has released its priorities for 2018 (Priorities). The Priorities address issues


Multiple voting shares: don’t call it a comeback
  • Blake Cassels & Graydon LLP
  • Canada
  • September 2 2015

Dual class share structures have been thrust back into the spotlight by a recent flurry of initial public offerings of subordinate voting shares, a


Commenters don’t hold back: responses to civil liability and enforcement provisions of draft cooperative capital markets legislation
  • Blake Cassels & Graydon LLP
  • Canada
  • April 6 2015

The consultation drafts of the proposed uniform provincial capital markets legislation, Provincial Capital Markets Act (PCMA), and


CSA Propose Amendments to Reduce Compliance Burden for Private Placement Reports on Form 45-106F1
  • Blake Cassels & Graydon LLP
  • Canada
  • June 9 2017

On June 8, 2017, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 45-106F1, the form used for private


Risky business: assessment of inherent risks of money laundering and terrorist financing in Canada and guidance on the risk-based approach
  • Blake Cassels & Graydon LLP
  • Canada
  • August 10 2015

In preparation for the audit of Canada's anti-money laundering and terrorist financing regime by the Financial Action Task Force (FATF) in the fall


OSC staff issue forward-looking information guidance
  • Blake Cassels & Graydon LLP
  • Canada
  • June 18 2013

The Ontario Securities Commission issued OSC Staff Notice 51-721 - Forward-Looking Information Disclosure providing recommendations arising from a


Is CEO pay ratio disclosure coming to Canada?
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • July 23 2014

Last year, the U.S. Securities and Exchange Commission (SEC) approved a proposal that would require U.S. public companies to disclose the ratio of