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Results: 1-10 of 452

Year in Review: Legislation and Guidance for Financial Institutions in 2016
  • Blake Cassels & Graydon LLP
  • Canada
  • January 18 2017

The regulation of federally regulated financial institutions (FRFIs) continued intensifying in 2016 with a new wave of legislative and regulatory


Reminder: New Alberta Securities Commission Fees Rule Comes Into Effect on December 1
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • November 21 2016

On May 30, 2016, the Alberta Securities Commission (ASC) announced important changes to ASC Rule 13-501 Fees (Fee Rule) that will come into force on


CSA Identifies Only a Small Step for Women; No Giant Leap for Humankind
  • Blake Cassels & Graydon LLP
  • Canada
  • October 5 2016

On September 28, 2016, the Canadian Securities Administrators (CSA) published CSA Multilateral Staff Notice 58-308 - Staff Review of Women on Boards


CSA Start Allowing International Dealers to Trade Canadian Issuers’ Bonds in Secondary Market
  • Blake Cassels & Graydon LLP
  • Canada
  • November 15 2016

The Canadian Securities Administrators (CSA) have started granting their first exemption orders to permit international dealers to engage with


Tendances dans le secteur des technologies : fintech et cybersécurité
  • Blake Cassels & Graydon LLP
  • Canada
  • January 3 2017

D'ici la fin de 2016 et en 2017, nous prsenterons un aperu des tendances actuelles dans divers secteurs


Canadian Derivatives Trade Reporting Amendments Impact Dealers and End-Users
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2016

On May 12, 2016, securities regulators in Ontario, Quebec and Manitoba announced changes to existing derivatives trade reporting requirements that


Canadian Securities Laws, Issuer Websites and Social Media: Do The Evolution
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • August 26 2016

A lot has changed since the '90s and change has, for the most part, been a good thing, although I still have a nostalgic yearning to wear plaid


New securities rules for ABCP Conduits coming into effect May 5, 2015
  • Blake Cassels & Graydon LLP
  • Canada
  • February 27 2015

Canada's C$30-billion market for "asset-backed commercial paper" will soon be regulated by Canada's securities regulators (CSA) for the first time


Risk Classification Methodology Standard Deviation for Mutual Funds and ETFs
  • Blake Cassels & Graydon LLP
  • Canada
  • December 23 2015

On December 10, 2015, the Canadian Securities Administrators (CSA) published for comment proposed amendments as part of stage 3 of the point of sale


Legal trends: private equity
  • Blake Cassels & Graydon LLP
  • Canada
  • December 31 2015

Between June 2014 and December 2015, the price of a barrel of oil was cut roughly in half, resulting in a significant downturn in the earnings of