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Les organismes canadiens de réglementation en valeurs mobilières étendent leur portée à l’égard des opérations d’initié
  • Blake Cassels & Graydon LLP
  • Canada
  • June 3 2015

Dans un accord de règlement récemment endossé par la Commission des valeurs mobilières de l’Ontario (CVMO), l’intimé Anand Hariharan


2013 proxy advisory voting guidelines: matters to consider
  • Blake Cassels & Graydon LLP
  • Canada
  • January 31 2013

While the Canadian Securities Administrators continue to consider comments received from market participants regarding whether there is a need to


IIROC proposes restricted membership for U.S. broker-dealers
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • July 13 2012

On July 12, 2012, the Investment Industry Regulatory Organization of Canada (IIROC), the investment dealer self-regulatory organization that is the Canadian equivalent of the Financial Industry Regulatory Authority (FINRA), published for comment a concept proposal on the introduction of a new class of IIROC member, called a “Restricted Dealer Member”


Broad reach for Canadian securities regulators for insider trading
  • Blake Cassels & Graydon LLP
  • Canada
  • June 3 2015

In a settlement agreement recently endorsed by the Ontario Securities Commission (OSC), respondent Anand Hariharan agreed to settle insider trading


Cooperative capital markets regulatory system delayed by one year
  • Blake Cassels & Graydon LLP
  • Canada
  • May 20 2015

On April 16, 2015, the council of ministers (Council) for the proposed cooperative capital markets regulatory system (Cooperative System) announced


Canada imposes chaperone requirement for investment sub-advisers
  • Blake Cassels & Graydon LLP
  • Canada
  • December 17 2013

The Canadian Securities Administrators have proposed a new uniform Canadian registration exemption for investment sub-advisers, as part of a package


Legal trends '14: a forecast of the year ahead - financial services
  • Blake Cassels & Graydon LLP
  • Canada
  • January 14 2014

Loan pricing conditions have recently favoured borrowers as overall business-lending pricing conditions have eased and non-price conditions have


SEC issues guidance on company use of social media: implications for Canadian reporting issuers
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • April 8 2013

On April 2, 2013, the Securities and Exchange Commission (SEC) issued a report of investigation (the Report), which clarifies that companies may use


Jobs and Growth Act and amendments to financial services legislation and guidance in 2012
  • Blake Cassels & Graydon LLP
  • Canada
  • January 10 2013

On December 14, 2012, the Parliament of Canada passed the Jobs and Growth Act, 2012 (the JG Act), the second omnibus legislation in 2012 implementing the


Too many changes, more consultation required: comments on proposed cooperative capital markets legislation
  • Blake Cassels & Graydon LLP
  • Canada
  • April 2 2015

Comments on the consultation drafts of the uniform provincial capital markets legislation, Provincial Capital Markets Act (PCMA), and new federal