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Results: 1-10 of 481

Canada’s Securities Regulators Report on Cybersecurity Disclosure Review
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • May 23 2017

Canada's securities regulators have conducted a wide-ranging review of the largest Canadian publicly listed companies' practices regarding the


L’organisme national de réglementation des valeurs mobilières en péril? La Cour d’appel du Québec déclare inconstitutionnel le projet de régime coopératif
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2017

Le 10 mai 2017, la Cour d’appel du Québec a statué que le projet de régime coopératif de réglementation des marchés des capitaux (le régime


National Securities Regulator on the Ropes? Quebec Court of Appeal Rules Proposed Cooperative System Unconstitutional
  • Blake Cassels & Graydon LLP
  • Canada
  • May 15 2017

On May 10, 2017, the Quebec Court of Appeal ruled that the proposed cooperative capital markets regulatory system (Cooperative System) is in


Canadian Securities Administrators Seek to Reduce Regulatory Burdens for Reporting Issuers
  • Blake Cassels & Graydon LLP
  • Canada
  • May 16 2017

As part of their ongoing efforts to balance investor protection through sufficient disclosure with efficiency in the capital markets, the Canadian


IIROC proposes restricted membership for U.S. broker-dealers
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • July 13 2012

On July 12, 2012, the Investment Industry Regulatory Organization of Canada (IIROC), the investment dealer self-regulatory organization that is the Canadian equivalent of the Financial Industry Regulatory Authority (FINRA), published for comment a concept proposal on the introduction of a new class of IIROC member, called a “Restricted Dealer Member”


Un printemps occupé pour le droit des sociétés et des valeurs mobilières
  • Blake Cassels & Graydon LLP
  • Canada
  • April 27 2017

Le mois de mars a été fort occupé en droit des sociétés et des valeurs mobilières : publication d’avis du personnel par la Bourse de Toronto


Still exempt? Important changes to the private placement regime
  • Blake Cassels & Graydon LLP
  • Canada
  • March 4 2015

The Canadian Securities Administrators (CSA) and Ontario Securities Commission (OSC) have finalized significant amendments to National Instrument


Canada imposes chaperone requirement for investment sub-advisers
  • Blake Cassels & Graydon LLP
  • Canada
  • December 17 2013

The Canadian Securities Administrators have proposed a new uniform Canadian registration exemption for investment sub-advisers, as part of a package


Blockchain: Things to Consider Before the Securities Industry Leaves the Sandbox
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • January 26 2017

There have been many articles, papers, books, seminars, roundtables and conferences around the potential for blockchain and distributed ledger


New amendments to the Quebec Real Estate Brokerage Act
  • Blake Cassels & Graydon LLP
  • Canada
  • July 26 2013

On June 14, 2013, the Quebec National Assembly adopted Bill 31, An Act to amend various legislative provisions mainly concerning the financial sector