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Results: 1-10 of 418

Ontario, Quebec Securities Regulators Announce Whistleblower Programs Launch
  • Blake Cassels & Graydon LLP
  • Canada
  • July 6 2016

Securities regulators in Ontario and Quebec recently announced the launches of separate whistleblower programs in the two jurisdictions. While the


Internal Investigations: Reporting and Discipline
  • Blake Cassels & Graydon LLP
  • Canada, USA
  • June 9 2016

The investigation involved bribery and corruption allegations. However, the exposé focused on allegations of a coverup attributable to the


Canada proposes ban on exempt market dealers trading listed securities
  • Blake Cassels & Graydon LLP
  • Canada
  • December 17 2013

The Canadian Securities Administrators (CSA) have proposed rule changes that will narrow the trading powers of dealers registered in the category of


Commenters Reiterate Concerns about OSC’s Proposed Whistleblower Program
  • Blake Cassels & Graydon LLP
  • Canada
  • May 10 2016

In the second round of public comments on the Ontario Securities Commission’s (OSC) proposed whistleblower program (Program), stakeholders expressed


Les ACVM proposent des protocoles améliorant l’infrastructure du vote par procuration et le rapprochement des votes
  • Blake Cassels & Graydon LLP
  • Canada
  • April 29 2016

Dans le cadre de leurs efforts visant à améliorer l’infrastructure du vote par procuration et le processus de rapprochement des votes, les Autorités


Relief in Quebec Granted to Select Canadian Institutional Investors for Resale of Securities to Outside Canada
  • Blake Cassels & Graydon LLP
  • Canada
  • July 14 2016

The Quebec Autorité des marchés financiers (Authority) recently published two general decisions (commonly referred to as blanket orders) granting


OSC affirms breadth of inter-jurisdictional enforcement power, limits on sanctions in Conrad Black case
  • Blake Cassels & Graydon LLP
  • Canada
  • March 10 2015

The recent decision in Re Conrad M. Black et al. illustrates how the Ontario Securities Commission (OSC) will use its inter-jurisdictional


Recent amendments to provisions on hypothecs under Civil Code of Québec
  • Blake Cassels & Graydon LLP
  • Canada
  • April 22 2015

Bill n28 titled An Act mainly to implement certain provisions of the Budget Speech of 4 June 2014 and return to a balanced budget in 2015-2016


Recent guidance from OSC Investment Funds Branch
  • Blake Cassels & Graydon LLP
  • Canada
  • November 19 2012

On November 8, 2012, the Investment Funds Branch of the Ontario Securities Commission (OSC) released the eighth edition of the Investment Funds Practitioner (the Practitioner), providing fund managers and advisers with an overview of recent regulatory issues arising from public inquiries, applications for discretionary relief, prospectuses and continuous disclosure documents filed with the OSC


2016 Proxy Advisory Firm Voting Guidelines: Canadian Highlights
  • Blake Cassels & Graydon LLP
  • Canada
  • January 6 2016

As an early step in preparing for the upcoming proxy season, issuers should familiarize themselves with the Canadian proxy voting guidelines recently