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Results: 1-10 of 256

Ontario expands scope of prohibited insider trading
  • Blake Cassels & Graydon LLP
  • Canada
  • June 29 2015

The Ontario government has amended Ontario's Securities Act (Act) to expand the scope of prohibited insider trading and enhance the record-keeping


Ontario creates significant new record-keeping obligations for capital markets participants
  • Blake Cassels & Graydon LLP
  • Canada
  • June 29 2015

The Ontario government has amended Ontario's Securities Act (Act) to expand the scope of prohibited insider trading and enhance the record-keeping


Canadian wrapper exemptions implemented as rules
  • Blake Cassels & Graydon LLP
  • Canada
  • June 26 2015

The Canadian securities regulators have finalized rule changes that would enable foreign issuers (including governments) to make private placement


Broad reach for Canadian securities regulators for insider trading
  • Blake Cassels & Graydon LLP
  • Canada
  • June 3 2015

In a settlement agreement recently endorsed by the Ontario Securities Commission (OSC), respondent Anand Hariharan agreed to settle insider trading


Les organismes canadiens de réglementation en valeurs mobilières étendent leur portée à l’égard des opérations d’initié
  • Blake Cassels & Graydon LLP
  • Canada
  • June 3 2015

Dans un accord de règlement récemment endossé par la Commission des valeurs mobilières de l’Ontario (CVMO), l’intimé Anand Hariharan


Retard d’un an pour le régime coopératif en matière de réglementation des marchés des capitaux
  • Blake Cassels & Graydon LLP
  • Canada
  • May 29 2015

Le 16 avril 2015, le Conseil des ministres (le conseil des ministres ) formé pour le régime coopératif en matière de réglementation


Cooperative capital markets regulatory system delayed by one year
  • Blake Cassels & Graydon LLP
  • Canada
  • May 20 2015

On April 16, 2015, the council of ministers (Council) for the proposed cooperative capital markets regulatory system (Cooperative System) announced


Comment letters on proposed federal systemic risk legislation raise significant concerns
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2015

The consultation draft of the federal Capital Markets Stability Act (CMSA) issued in September 2014 proposes a novel regulatory regime directed at


Projet de loi fédérale sur le risque systémique : les lettres de commentaires suscitent de nombreuses préoccupations
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2015

L’ébauche aux fins de consultation de la Loi sur la stabilité des marchés des capitaux (la LSMC ) fédérale publiée en septembre


Issuers’ comments on Proxy Advisory Firm regulation fall on deaf ears
  • Blake Cassels & Graydon LLP
  • Canada
  • May 12 2015

On April 30, 2015, the Canadian Securities Administrators (CSA) adopted National Policy 25-201 Guidance for Proxy Advisory Firms (Policy), effective