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Results: 1-10 of 394

CSA’s New Consultation Paper Looks to Enhance Registrants’ Obligations
  • Blake Cassels & Graydon LLP
  • Canada
  • May 26 2016

The Canadian Securities Administrators (CSA) recently released Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers


Dropping the Dime: Risks of Giving Evidence to Canadian Securities Regulators
  • Blake Cassels & Graydon LLP
  • Canada
  • May 19 2016

Canadian securities regulators often cooperate with their counterparts abroad due to the increasingly global nature of securities regulation


Canadian Derivatives Trade Reporting Amendments Impact Dealers and End-Users
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2016

On May 12, 2016, securities regulators in Ontario, Quebec and Manitoba announced changes to existing derivatives trade reporting requirements that


Securities Enforcement Trends and What’s Ahead for 2016
  • Blake Cassels & Graydon LLP
  • Canada
  • May 16 2016

Securities enforcement activities in Canada are overseen by several agencies, including the Canadian Securities Administrators, the Investment


10 tips for navigating a securities class action
  • Blake Cassels & Graydon LLP
  • Canada
  • May 10 2016

Plaintiffs’ counsel have been trying to bring underwriters, bankers, auditors and other advisers into securities class actions as defendants


Commenters Reiterate Concerns about OSC’s Proposed Whistleblower Program
  • Blake Cassels & Graydon LLP
  • Canada
  • May 10 2016

In the second round of public comments on the Ontario Securities Commission’s (OSC) proposed whistleblower program (Program), stakeholders expressed


Des inquiétudes tout aussi vives quant au programme de dénonciation de la CVMO
  • Blake Cassels & Graydon LLP
  • Canada
  • May 10 2016

Lors de la deuxième série de consultations publiques sur le Programme de dénonciation proposé (le programme ) de la Commission des valeurs


Les ACVM proposent des protocoles améliorant l’infrastructure du vote par procuration et le rapprochement des votes
  • Blake Cassels & Graydon LLP
  • Canada
  • April 29 2016

Dans le cadre de leurs efforts visant à améliorer l’infrastructure du vote par procuration et le processus de rapprochement des votes, les Autorités


CSA Proposes Protocols to Improve Proxy Voting Infrastructure and Vote Reconciliation Process
  • Blake Cassels & Graydon LLP
  • Canada
  • April 29 2016

As the next step in its effort to improve the proxy voting infrastructure and vote reconciliation process, the Canadian Securities Administrators


L’expertise des preneurs fermes ne fait pas d’eux des experts
  • Blake Cassels & Graydon LLP
  • Canada
  • April 28 2016

La Cour supérieure de justice de l’Ontario, dans sa décision rendue le 27 avril 2016 dans l’affaire LBP Holdings v. Allied Nevada Gold Corp., a