We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 183

Complete FX Global Code of Conduct To Be Released
  • Katten Muchin Rosenman LLP
  • Global
  • March 31 2017

On March 22, the Bank for International Settlements (BIS) published a speech by Guy Debelle, Deputy Governor of the Reserve Bank of Australia, on


IOSCO Issues Guidance on Unique Transaction Identifiers
  • Katten Muchin Rosenman LLP
  • Global
  • March 5 2017

The International Organization of Securities Commissions issued technical guidance to authorities to help them establish rules for assigning uniform


CFTC Postpones Swap Dealer Compliance Date for OTC Swaps Variation Margin Requirements; Other Regulators Likely to Exercise Forbearance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • February 27 2017

On February 13, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight said it would not recommend enforcement


IOSCO Publishes State of FinTech Overview
  • Katten Muchin Rosenman LLP
  • Global, USA
  • February 12 2017

The International Organization of Securities Commissions issued a report on developing financial technologies, including financing platforms, retail


FSB Publishes Policy Recommendations Relating to Asset Management Structural Vulnerabilities
  • Katten Muchin Rosenman LLP
  • Global, USA
  • January 27 2017

On January 12, the Financial Stability Board (FSB) published its policy recommendations (Recommendations) to address risks to global financial


40 Days Left Until Compliance Date for Variation Margin Rules for Uncleared Swaps
  • Katten Muchin Rosenman LLP
  • Global
  • January 20 2017

As part of a global regulatory initiative, the United States, European Union, Canada, Switzerland, Japan, Hong Kong, Singapore and Australia have all


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


Alleged Flash Crasher Navinder Sarao Loses Final Effort to Avoid US Extradition
  • Katten Muchin Rosenman LLP
  • Global
  • October 16 2016

Navinder Sarao, the London-based futures trader who in April 2015 was criminally charged with contributing to the May 2010 "Flash Crash," is now less


CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


IOSCO Publishes Good Practice Guidelines on Fees and Expenses of Collective Investment Schemes
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 2 2016

On August 25, the Board of the International Organization of Securities Commissions (IOSCO) published a final report (Report) on good practices for