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Results: 1-10 of 153

BIS to CCPs: Ensure Sufficient Liquid Resources for Settlements
  • Katten Muchin Rosenman LLP
  • Global
  • February 7 2016

The Committee on Payments and Market Infrastructures issued an advisory related to the clearing of deliverable foreign exchange instruments. Among


"Implementation Day" Brings Openings for Commercial Aircraft Sales With Iran
  • Katten Muchin Rosenman LLP
  • Global, USA
  • January 22 2016

January 16, 2016 marked the arrival of "Implementation Day" under the July 14, 2015 Joint Comprehensive Plan of Action (JCPOA) between the United


Basel Banking Committee Issues Revised Framework for Risk Capital Requirements
  • Katten Muchin Rosenman LLP
  • Global
  • January 18 2016

The Basel Committee on Banking Supervision issued a revised capital framework to purportedly better account for market risk by banks. In doing so


IOSCO Recommends Best Practices for Financial Markets and Intermediaries for Business Continuity
  • Katten Muchin Rosenman LLP
  • Global
  • January 2 2016

The International Organization of Securities Commissions published two reports that address how financial markets and intermediaries manage risks


Bridging the Weeks by Gary DeWaal: November 23 - December 4 and 7, 2015 (Insider Trading in Futures; Newer, Tougher AML Requirements; New CCO Obligations; Possible Bitcoin Fraud)
  • Katten Muchin Rosenman LLP
  • Canada, European Union, Global, USA
  • December 6 2015

Compliance officers may be in the bullseye again as a result of new regulatory proposals introduced during the prior two weeks by the New York State


Banks sign relaunched ISDA stay protocol to help regulators liquidate a failed bank
  • Katten Muchin Rosenman LLP
  • Global
  • November 15 2015

Twenty-one major global banks have already signed a relaunched stay protocol developed by the International Swap Dealers Association and other


Broad range of Cleared Derivatives industry petition Basel banking supervisors for leverage ratio relief
  • Katten Muchin Rosenman LLP
  • Global
  • November 1 2015

Ten financial services entities, including a customer broker, exchanges, clearinghouses and principal trading firms, submitted a letter to the Basel


IOSCO proposes measures to support cross-border regulation
  • Katten Muchin Rosenman LLP
  • Global
  • September 20 2015

The International Organization of Securities Commissions issued a report regarding cross-border regulation. Generally, the report provides an


CPMI and IOSCO publish joint consultative report on the global harmonization of OTC UTI
  • Katten Muchin Rosenman LLP
  • Global
  • August 28 2015

On August 19, as part of a response to a request from the Financial Stability Board (FSB), the Committee on Payments and Market Infrastructures


CPMI and IOSCO issue recommendations on unique transaction identifiers
  • Katten Muchin Rosenman LLP
  • Global
  • August 23 2015

The Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions issued a consultative