We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 177

Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


Alleged Flash Crasher Navinder Sarao Loses Final Effort to Avoid US Extradition
  • Katten Muchin Rosenman LLP
  • Global
  • October 16 2016

Navinder Sarao, the London-based futures trader who in April 2015 was criminally charged with contributing to the May 2010 "Flash Crash," is now less


CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


IOSCO Publishes Good Practice Guidelines on Fees and Expenses of Collective Investment Schemes
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 2 2016

On August 25, the Board of the International Organization of Securities Commissions (IOSCO) published a final report (Report) on good practices for


IOSCO Publishes Consultation on Good Practice for Termination of Investment Funds
  • Katten Muchin Rosenman LLP
  • Global
  • August 26 2016

On August 18, the International Organisation of Securities Commissions (IOSCO) published a consultation report (Consultation) on a proposed set of


International Regulators Find Fault With Derivatives CCPs’ Recovery Planning and Credit and Liquidity Risk Management
  • Katten Muchin Rosenman LLP
  • Global, USA
  • August 21 2016

Two major international regulatory organizations issued a report noting that derivatives clearinghouses (types of central counterparties known as


CPMI and IOSCO Publish Report on CCP Resiliency Planning
  • Katten Muchin Rosenman LLP
  • Global, USA
  • August 19 2016

The Committee on Payments and Market Infrastructures (CPMI) and the Board of the International Organization of Securities Commissions (IOSCO


EUREX Reduces Time Required From Cross Request to Mutual Executable Orders From Five to One Second
  • Katten Muchin Rosenman LLP
  • European Union, Global
  • July 17 2016

Eurex has amended its cross trade rules to reduce the minimum time a trader may enter an order following its entry of a mandatory cross request equal


BIS and IOSCO Provide Guidance on Cybersecurity Measures That Should Be Adopted by Financial Market Infrastructures
  • Katten Muchin Rosenman LLP
  • Global, USA
  • July 10 2016

The Bank for International Settlements and the International Organization of Securities Commissions issued guidance to financial market


IOSCO Recommends Better Data Collection by Regulators From Asset Managers
  • Katten Muchin Rosenman LLP
  • Global, USA
  • June 26 2016

The Board of the International Organization of Securities Commissions announced that it will seek to enhance data collection by securities regulators