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Results: 1-10 of 85

Public meeting of the technology advisory committee
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval


CFTC Division of Market Oversight guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC and SEC propose definitional tests for swap dealers and major swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • December 17 2010

This Client Advisory summarizes significant aspects of the Proposed Rules issued jointly by the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, the "Commissions") on December 7, 2010, to define the terms "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant" and "Major Security-Based Swap Participant"


CFTC issues annual guidance letter regarding CPO reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations


CFTC staff roundtable regarding swap data recordkeeping and reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • January 28 2011

The staff of the Commodity Futures Trading Commission announced that it will hold a public roundtable discussion on January 28 to address issues related to swap data recordkeeping and reporting requirements, including unique counterparty, product and swap identification and a master agreement library and portfolio data warehouse


CFTC open meetings regarding proposed Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 28 2011

The Commodity Futures Trading Commission announced that it will hold open meetings on the twelfth and thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on February 11 and February 24, respectively


CFTC publishes tenth series of Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 28 2011

The Commodity Futures Trading Commission has published its tenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act