We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 85

Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013
  • Katten Muchin Rosenman LLP
  • USA
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are


CFTC issues interpretation of Dodd-Frank anti-fraud authority
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days


Amendments to effective date for swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • October 21 2011

The Commodity Futures Trading Commission (the CFTC) has proposed to extend its earlier exemptive order that provides temporary relief from certain swap-related provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) that would otherwise have taken effect on July 16 (the Order


CFTC open meeting regarding proposed Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 8 2011

The Commodity Futures Trading Commission announced that it will hold an open meeting on the thirteenth series of rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act on April 12


CFTC issues annual guidance letter regarding CPO reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations


CFTC proposes position limits and exemptions for certain energy contracts
  • Katten Muchin Rosenman LLP
  • USA
  • January 27 2010

The Commodity Futures Trading Commission’s proposed rules establishing federal speculative position limits for futures and options on futures contracts on four energy contractsHenry Hub natural gas, West Texas Intermediate light sweet crude oil, New York Harbor No. 2 heating oil and New York Harbor gasoline blendstockwere published for comment in the Federal Register on January 26


CFTC and SEC propose definitional tests for swap dealers and major swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • December 17 2010

This Client Advisory summarizes significant aspects of the Proposed Rules issued jointly by the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, the "Commissions") on December 7, 2010, to define the terms "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant" and "Major Security-Based Swap Participant"


CFTC publishes request for information in connection with review of CFTC rules
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2011

In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted


CFTC withdraws proposed energy position limits
  • Katten Muchin Rosenman LLP
  • USA
  • August 20 2010

The Commodity Futures Trading Commission has withdrawn its January proposal to establish federal speculative position limits for futures and option contracts on certain energy products


CFTC approves final rules under Dodd-Frank
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2011

At a July 7 meeting, the Commodity Futures Trading Commission approved five final rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act