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Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


CFTC issues cross-border transactions advisory
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC extends time-limited relief for foreign exchange swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline


CFTC adopts final rule on investment of customer funds
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission has adopted amendments to CFTC Rules 1.25 and 30.7 that would narrow the scope of permissible investments for customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) in the customer segregated account maintained under section 4d(a)(2) of the Commodity Exchange Act or the foreign futures and foreign options secured amount account maintained in accordance with CFTC Rule 30.7


Mark Wetjen nominated to CFTC
  • Katten Muchin Rosenman LLP
  • USA
  • May 13 2011

On May 11, the White House announced that Mark Wetjen has been nominated to be Commissioner of the Commodity Futures Trading Commission


Joint CFTC-SEC study on international swap regulation
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2011

The Commodity Futures Trading Commission and Securities and Exchange Commission have published a request for comment in connection with a joint study and report to Congress on international swap and clearinghouse regulation


Public meeting of the technology advisory committee
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval


CFTC Division of Market Oversight guidebook for Part 20 reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2011

The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules


CFTC extends comment period for multiple Dodd-Frank rulemakings
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3