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Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • February 8 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 8, 2010


CME amends rule to require books and records to be produced in electronic format
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2011

The Chicago Mercantile Exchange, the Chicago Board of Trade, the New York Mercantile Exchange, and the Commodity Exchange have together released a special executive report (SER) announcing the amendment of Rule 432 (General Offenses), section L.3, for each of the exchanges


CFTC issues advisory notice regarding updates to special account information on Form 102
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2011

The Commodity Futures Trading Commission's Division of Market Oversight has issued an advisory notice to remind futures commission merchants (FCMs), clearing members and foreign brokers of their obligation to maintain up-to-date information regarding special account information on Form 102 submitted to the CFTC


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


“Let Wall Street pay for Wall Street’s Bailout Act of 2009”Congressional bill proposes new tax on securities transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

On February 13, the “Let Wall Street Pay for Wall Street’s Bailout Act of 2009” (Act) was introduced by U.S. Representative Peter DeFazio and referred to the House Ways and Means Committee


ICE Trust approved by Fed for credit default swap clearing
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2009

On March 4, the Federal Reserve Board approved the application of ICE US Trust LLC (ICE Trust) to become a member of the Federal Reserve System and to operate a clearinghouse for certain credit default swap transactions


CFTC approves electronic filing of CPO and CTA disclosure documents
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2009

On March 5, in response to a petition by the National Futures Association (NFA), the Commodity Futures Trading Commission amended Regulations 4.26 and 4.36 to require commodity pool operators and commodity trading advisors to file their disclosure documents with the NFA electronically


CFTC permits CME to clear certain OTC agricultural swaps
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

The Commodity Futures Trading Commission has issued an order authorizing the Chicago Mercantile Exchange (CME) to clear certain over-the-counter swaps in corn, wheat and soybeans in response to a petition filed in April 2008 by the CME and the Chicago Board of Trade (CBOT


CFTC adopts final rules for ECM significant price discovery contracts
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

The Commodity Futures Trading Commission has published final regulations implementing the provisions of the CFTC Reauthorization Act of 2008 (the 2008 Act) relating to "significant price discovery contracts" (SPDCs) traded on exempt commercial markets (ECMs