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Results: 1-10 of 92

CFTC Issues Orders of Registration to Five Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

On October 31, the Commodity Futures Trading Commission issued separate Orders of Registration as a foreign Board of Trade (FBOT) to Eurex


CFTC Expands Clearing Requirement to Include Additional Interest Rate Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

The Commodity Futures Trading Commission has expanded the list of swaps subject to the clearing requirement in CFTC Regulation 50.4 to include


CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved a comparability determination permitting substituted compliance with certain


NFA Updates Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • August 19 2016

On August 15, National Futures Association issued a series of updates to its Self-Examination Questionnaire, which all NFA members must complete


CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 9, the Commodity Futures Trading Commission announced that it is proposing amendments to CFTC Regulation 3.3 to codify and supersede


CFTC Announces Enhancements to Protect Customer Funds
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 8, the Commodity Futures Trading Commission announced three separate measures designed to enhance the protection of customer funds. The


CFTC Proposes To Amend Exemption From Registration for Certain Foreign Persons
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2016

On July 27, the Commodity Futures Trading Commission announced proposed rules to amend current exemptions from CFTC registration for futures


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding