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CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding


NFA Issues Notice to Member Regarding Approval Process for New Margin Models Used by Covered Swap Entities
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 14, National Futures Association (NFA) issued Notice I-16-03, which provides further details regarding NFA's review and approval process for


CFTC Issues No-Action Letters and Guidance Regarding the Ownership and Control Final Rule
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 8, the Division of Market Oversight (DMO) of the Commodity Futures Trading Commission issued two no-action letters providing additional


CFTC’s Market Risk Advisory Committee Meeting
  • Katten Muchin Rosenman LLP
  • USA
  • April 8 2016

The Commodity Futures Trading Commission's Market Risk Advisory Committee (Committee) is scheduled to hold a public meeting on April 26 at 10:00 a.m


CFTC Issues No Action Relief for EU-Based DCOs Authorized to Operate in EU
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2016

Following on a joint statement by the Commodity Futures Trading Commission and European Commission announcing a common approach to the regulation


CFTC Extends No Action Relief for SEFs With Respect to Certain Uncleared Swaps Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2016

The Commodity Futures Trading Commission's Division of Market Oversight has extended previously granted relief for Swap Execution Facilities (SEFs


NFA To Review Initial Margin Models for SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • March 11 2016

National Futures Association (NFA) has issued a notice reminding its swap dealer (SD) and major swap participant (MSP) members of their obligations


NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • March 4 2016

On February 29, National Futures Association (NFA) issued Interpretive Notice I-16-10, which notifies member firms about the addition of a


CFTC Grants Relief to Certain Non-U.S. Intermediaries
  • Katten Muchin Rosenman LLP
  • USA
  • February 19 2016

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has granted no-action relief to certain


CFTC Grants Relief for End Users from Trade Option Filing Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 18 2016

The Commodity Futures Trading Commission's Division of Market Oversight (DMO) has issued CFTC Letter No. 16-10, which provides temporary no-action