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Results: 1-10 of 90

CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved a comparability determination permitting substituted compliance with certain


NFA Updates Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • August 19 2016

On August 15, National Futures Association issued a series of updates to its Self-Examination Questionnaire, which all NFA members must complete


CFTC Announces Enhancements to Protect Customer Funds
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 8, the Commodity Futures Trading Commission announced three separate measures designed to enhance the protection of customer funds. The


CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 9, the Commodity Futures Trading Commission announced that it is proposing amendments to CFTC Regulation 3.3 to codify and supersede


CFTC Proposes To Amend Exemption From Registration for Certain Foreign Persons
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2016

On July 27, the Commodity Futures Trading Commission announced proposed rules to amend current exemptions from CFTC registration for futures


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


CFTC Extends DTCC-SWIFT’s LEI Provider Designation
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2016

On July 21, the Commodity Futures Trading Commission published in the Federal Register an order to extend for an additional year the CFTC's


CFTC Extends Public Comment Period for ICE Futures U.S. Block Trade Rule Change
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has extended the public comment period with regard to the proposal by