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Results: 1-10 of 82

CFTC Extends DTCC-SWIFT’s LEI Provider Designation
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2016

On July 21, the Commodity Futures Trading Commission published in the Federal Register an order to extend for an additional year the CFTC's


CFTC Extends Public Comment Period for ICE Futures U.S. Block Trade Rule Change
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has extended the public comment period with regard to the proposal by


CFTC Releases Results of CBOE Futures Exchange Rule Enforcement Review
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

On June 29, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) released the results of its trade practice rule enforcement


CFTC Proposes To Allow Designated Contract Markets and Swap Execution Facilities To Recognize Certain Hedging and Spread Positions From Speculative Position Limits
  • Katten Muchin Rosenman LLP
  • USA
  • June 6 2016

On May 26, the Commodity Futures Trading Commission (CFTC) proposed amendments to its previously proposed rules related to speculative position limits


CFTC Grants Registration to Three Swap Execution Facilities
  • Katten Muchin Rosenman LLP
  • USA
  • June 3 2016

On May 26, the Commodity Futures Trading Commission granted full registered status to GTX SEF, LLC (GTX) of Bedminster N.J., TeraExchange, LLC (Tera


CFTC Grants Registration to Two Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • June 3 2016

On June 1, the Commodity Futures Trading Commission issued Orders of Registration to BM&FFBOVESPA S.A. (BVMF) and Cleartrade Exchange Pte. Limited


CFTC Issues Residual Interest Deadline Report
  • Katten Muchin Rosenman LLP
  • USA
  • May 20 2016

On May 13, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued the Residual Interest Deadline


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding


NFA Issues Notice to Member Regarding Approval Process for New Margin Models Used by Covered Swap Entities
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 14, National Futures Association (NFA) issued Notice I-16-03, which provides further details regarding NFA's review and approval process for


CFTC Issues No-Action Letters and Guidance Regarding the Ownership and Control Final Rule
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 8, the Division of Market Oversight (DMO) of the Commodity Futures Trading Commission issued two no-action letters providing additional