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Results: 11-20 of 395

CFTC Enters Into Information Sharing MOU With an Additional Canadian Province
  • Katten Muchin Rosenman LLP
  • Canada
  • November 4 2016

On November 1, Timothy Massad, chairman of the Commodity Futures Trading Commission, John O’Brien, Superintendent of Securities for Newfoundland and


CFTC Addresses Application of MMF No-Action Letter
  • Katten Muchin Rosenman LLP
  • USA
  • October 21 2016

On October 18, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (Division) released an interpretive


CFTC Further Extends Time-Limited Relief to SEFs for Block Trades
  • Katten Muchin Rosenman LLP
  • USA
  • October 14 2016

On October 7, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk issued No-Action Letter No


CFTC and UK Financial Conduct Authority Sign Memorandum of Understanding
  • Katten Muchin Rosenman LLP
  • United Kingdom, USA
  • October 7 2016

The Commodity Futures Trading Commission and the UK Financial Conduct Authority (FCA) have entered into a Memorandum of Understanding pursuant to


CFTC Expands Clearing Requirement to Include Additional Interest Rate Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

The Commodity Futures Trading Commission has expanded the list of swaps subject to the clearing requirement in CFTC Regulation 50.4 to include


CFTC To Host Roundtable on Recent CPMI-IOSCO Guidance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • September 23 2016

The Commodity Futures Trading Commission will host a roundtable on October 6 to gather feedback in relation to a report on central counterparty


NFA Issues Notice Regarding Jurisdictions With AMLCFT Deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • September 16 2016

On September 14, the National Futures Association (NFA) published Notice I-16-19, which notified member futures commission merchants (FCMs) and


CFTC Finalizes System Safeguards Testing Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved amendments to its rules relating to system safeguards for derivatives clearing


CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved a comparability determination permitting substituted compliance with certain


CFTC Signs MOU With Two Mexican Authorities Regarding Cross-Border Supervision
  • Katten Muchin Rosenman LLP
  • Mexico, USA
  • September 9 2016

On August 31, the Commodity Futures Trading Commission Chairman Timothy Massad signed a Memorandum of Understanding (MOU) with the Comisión Nacional