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Results: 11-20 of 266

CFTC provides guidance on calculating projected operating costs by SEFs
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 23, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) provided guidance to swap execution facilities (SEFs


CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter


CFTC issues no-action relief for SEF confirmation and recordkeeping requirements and confirmation data reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On August 14, 2014, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) granted no-action relief to swap execution


CFTC and Australian regulator sign memorandum of understanding regarding cross-border SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

The Commodity Futures Trading Commission and the Australian Prudential Regulation Authority (APRA) have entered into a memorandum of understanding


CME updates order routingfront-end audit trail requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The CME Group Exchanges have updated their recordkeeping requirements for order routingfront-end systems connected to the CME Globex platform


CFTC extends CCO report filing deadline
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued permanent no-action relief from


CFTC extends portfolio margining on ICE Clear Europe
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 3 2015

The Commodity Futures Trading Commission has issued an amended order authorizing futures commission merchants (FCMs) that are not clearing members of


CFTC issues advisory on ownership and control reporting
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have


CFTC issues an exemption to HKSFC permitting US customers to deal directly with Hong Kong brokers
  • Katten Muchin Rosenman LLP
  • USA
  • March 20 2015

On March 19, the Commodity Futures Trading Commission issued an exemption to Hong Kong Securities and Futures Commission (HKSFC) permitting US


FinCEN updates list of jurisdictions with AMLCFT deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • March 20 2015

On March 16, the Financial Crimes Enforcement Network (FinCEN) issued an advisory announcing that the Financial Action Task Force (FATF) has updated