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CFTC Unanimously Approves Final Rule Amendments to Its Regulations Regarding CPO Financial Reports
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 21, the Commodity Futures Trading Commission announced unanimous approval of amendments to the required financial reports that a


CFTC Extends Time-Limited No-Action Relief From the Clearing and Trade Execution Requirements for Certain Affiliated Counterparties
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 28, the Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) and Division of Market Oversight (DMO) each extended


CFTC Grants CME Clearing Europe Registration as a Derivatives Clearing Organization
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 29, the Commodity Futures Trading Commission approved the CME Clearing Europe (CMECE) registration as a derivatives clearing organization


Changes in Required Minimum Security Deposits for Forex Transactions
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 28, National Futures Association changed the minimum security deposits required to be collected for certain Forex transactions in


CFTC Issues No-Action Relief Relating to Risk Disclosure Statements for Non-Institutional Customers
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 30, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight granted no-action relief for futures


NFA Proposes Changes to Forex Customer Disclosure Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 25, National Futures Association (NFA) submitted to the Commodity Futures Trading Commission a proposed amendment to NFA Compliance Rule


CFTC Staff Extends Time-Limited Swap Data Reporting Relief for Certain Foreign Swap Dealers and Major Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • December 2 2016

On November 21, the Commodity Futures Trading Commission Division of Market Oversight extended time-limited relief for certain registered Swap


CFTC Division of Market Oversight Reminds Market Participants of the Upcoming Expiration of Certain No-Action Relief From the Ownership and Control Final Rule
  • Katten Muchin Rosenman LLP
  • USA
  • November 18 2016

The Commodity Futures Trading Commission’s Division of Market Oversight recently issued a press release to remind all participants in CFTC-regulated


CFTC Staff Issues Results of Supervisory Stress Test of Clearing Organizations
  • Katten Muchin Rosenman LLP
  • USA
  • November 18 2016

The staff of the Division of Clearing and Risk of the Commodity Futures Trading Commission recently released its findings from a supervisory stress


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior