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Results: 1-10 of 54

This week in securities litigation (week ending March 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage


Former Innospec Inc executive charged
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • November 18 2011

Former Innospec Inc executive, Dr David Turner, was charged at a London court for allegedly bribing Iraqi and Indonesian officials between 2002 and 2008 to secure government contracts


Protecting investors in the U.S. and abroad
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country


This week in securities litigation (December 9, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • December 9 2011

The collapse of MF Global was a key topic on Capital Hill this week


Shareholder meetings - some important changes
  • Dorsey & Whitney LLP
  • United Kingdom
  • August 28 2009

The Shareholder Rights Directive ("Directive") was implemented in the UK with effect from 3 August 2009


This week in securities litigation (February 4, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 4 2011

Dodd-Frank, insider trading and the FCPA continue were key to securities regulation and enforcement this week


Fine for corrupt city stockbroker
  • Dorsey & Whitney LLP
  • United Kingdom
  • July 23 2010

Simon Eagle, a former city stockbroker was given a £2.8 million fine for his part in a share ramping scheme


HSBC new stamp duty GLO
  • Dorsey & Whitney LLP
  • United Kingdom, European Union
  • June 2 2010

On 1 October 2009 the ECJ decision in HSBC Holdings plc, Vidacos Nominees Ltd v HM Revenue & Customs that held that the 1.5 charge to SDRT when securities were issued through clearance services where no charge would otherwise be imposed was a breach to EU Law


ABI guidance on share allotment authorities, BERR consultation on notice periods for meetings, FSA clarifies disclosure requirements
  • Dorsey & Whitney LLP
  • United Kingdom
  • January 20 2009

The Association of British Insurers (ABI) has recently issued new guidance on the extent of the general allotment authority (under s.80, Companies Act 1985) which it regards as acceptable for listed companies


A comparative regulatory guide to listing in Hong Kong, London, New York and Toronto
  • Dorsey & Whitney LLP
  • Canada, Hong Kong, United Kingdom, USA
  • February 10 2010

There are two listing standards for NYSE: the Non-U.S. Standards for non-U.S. companies (which is further subdivided into two sets of standards worldwide and domestic under which non-U.S. companies may qualify for listing) and the U.S. Standards for domestic companies