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Results: 1-10 of 54

ABI guidance on share allotment authorities, BERR consultation on notice periods for meetings, FSA clarifies disclosure requirements
  • Dorsey & Whitney LLP
  • United Kingdom
  • January 20 2009

The Association of British Insurers (ABI) has recently issued new guidance on the extent of the general allotment authority (under s.80, Companies Act 1985) which it regards as acceptable for listed companies


This week in securities litigation (week ending February 21, 2014)
  • Dorsey & Whitney LLP
  • Australia, United Kingdom, USA
  • February 20 2014

The SEC filed two civil injunctive actions this week. Once focused on an investment fraud scheme in which interests were sold in what was falsely


This week in securities litigation (week ending September 19, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken


This week in securities litigation (week ending February 7, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of


Anti-corruption digest - June 2013
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


Anti-corruption digest
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


This week in securities litigation (week ending June 20, 2014)
  • Dorsey & Whitney LLP
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which


This week in securities litigation (week ending November 30, 2013)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the