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Results: 1-10 of 32

Securities litigation trends abroad
  • Dorsey & Whitney LLP
  • Australia, Canada, Japan, United Kingdom
  • February 6 2012

The number of actions settled by the SEC in the last fiscal year remained essentially constant, according to a report prepared by NERA Economic Consulting


This week in securities litigation (September 16, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 16 2011

As the week drew to a close, reports surfaced of a rogue trader who had run up $2 billion in trading losses at UBS in London while the SEC reportedly is expanding its market crisis probe


A tale of two Ponzi schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • September 19 2012

Ponzi schemes seem to be everywhere


This week in securities litigation (week ending October 26, 2012)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • October 26 2012

The focus this week was on white collar criminal securities cases


ABI guidance on share allotment authorities, BERR consultation on notice periods for meetings, FSA clarifies disclosure requirements
  • Dorsey & Whitney LLP
  • United Kingdom
  • January 20 2009

The Association of British Insurers (ABI) has recently issued new guidance on the extent of the general allotment authority (under s.80, Companies Act 1985) which it regards as acceptable for listed companies


This week in securities litigation (February 4, 2011)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 4 2011

Dodd-Frank, insider trading and the FCPA continue were key to securities regulation and enforcement this week


Anti-corruption digest
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • December 21 2012

Several U.S. mayors are on trial for, under investigation for, or have just been found guilty of charges related to extortion and bribery. A brief rundown:


Two regulators, two stockbrokers and two fraudulent schemes
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • November 7 2012

November 5, 2012 proved to be a significant day for financial regulators


FSA bans two hedge fund managers from securities business
  • Dorsey & Whitney LLP
  • United Kingdom
  • August 17 2011

The FSA has banned the former CEO and CFO of a collapsed hedge fund from the securities business and imposed significant fines on each as a result of their manipulative and deceptive conduct as the fund collapsed


The UK’s Bribery Act of 2010: the obligations and risks it imposes on US employers with business in the UK
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • February 21 2011

The UK Bribery Act is expected to come into force shortly