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Results: 1-10 of 17

SEC brings hiring practices into FCPA focus
  • Jones Day
  • USA
  • September 9 2015

The SEC recently fined Bank of New York Mellon ("BNY Mellon") nearly $15 million for allegedly violating provisions of the Foreign Corrupt Practices


SEC flexes its muscle on accounting fraud and targets more individuals
  • Jones Day
  • USA
  • September 17 2015

The Securities and Exchange Commission recently announced the settlement or filing of a number of significant accounting fraud cases. Coupled with


U.S. Supreme Court Clarifies Standards for "Tippee" Insider Trading Liability
  • Jones Day
  • USA
  • December 12 2016

On December 6, 2016, the U.S. Supreme Court addressed a disagreement in the lower courts regarding the scope of insider trading liability for


FCPA 2016 Year in Review
  • Jones Day
  • Ireland, OECD, United Kingdom, USA
  • January 30 2017

In 2016, a year after the sharp decrease in both the number and size of corporate FCPA resolutions, the DOJ's and SEC's enforcement activity


SEC Enforcement in Financial Reporting and Disclosure2016 Year in Review
  • Jones Day
  • USA
  • January 31 2017

We are pleased to present our annual year in review of financial reporting and issuer disclosure enforcement activity for 2016. Like our prior


PCAOB proposes important changes to audit reports
  • Jones Day
  • USA
  • September 5 2013

The Public Company Accounting Oversight Board ("PCAOB") recently proposed new auditing standards that, if adopted, would substantially expand the


The future of admitting when settling SEC enforcement actions: some initial considerations
  • Jones Day
  • USA
  • June 24 2013

Whether the Securities and Exchange Commission ("SEC") should continue its longstanding policy of permitting enforcement action defendants to settle


Outside directors fail to heed red flags and wind up in SEC hurricane
  • Jones Day
  • USA
  • March 9 2011

The SEC recently sued three former outside directors of DHB Industries, alleging that the three were "willfully blind" to the company's fraudulent accounting practices


The Department of Financial Services: New York's newest financial regulator
  • Jones Day
  • USA
  • December 7 2011

A new financial regulator recently opened its doors for business in New York and instantly became a formidable agency with broad regulatory powers, including the authority to bring both criminal and civil law enforcement actions


SEC charges hedge fund manager and bond salesman in first insider trading case involving credit default swaps
  • Jones Day
  • USA
  • May 28 2009

On May 5, 2009, the U.S. Securities and Exchange Commission ("SEC") brought an action in the U.S. District Court for the Southern District of New York alleging the "the first insider trading enforcement action involving credit default swaps."