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Canadian mandatory central counterparty clearing proposal limited to significant market participants
  • Stikeman Elliott LLP
  • Canada
  • March 11 2016

The Canadian Securities Administrators’ (CSA) second version of proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of


Saskatchewan Securities Act amended to incorporate derivatives regulation framework
  • Stikeman Elliott LLP
  • Canada
  • February 18 2016

On February 10, 2016, the amendments to the Securities Act (Saskatchewan) (the SSA) that incorporate a framework for derivatives regulation were


Derivatives product determination rule to be adopted by remaining provinces on May 1, 2016
  • Stikeman Elliott LLP
  • Canada
  • February 10 2016

Members of the Canadian Securities Administrators (CSA) from the provinces and territories of Canada other than Ontario, Manitoba and Quebec recently


CSA publishes revised draft segregation and porting rules for customer collateral in cleared derivatives
  • Stikeman Elliott LLP
  • Canada
  • February 1 2016

As part of a series of developments in the area of derivatives regulation, the Canadian Securities Administrators (CSA) proposed a rule, on January


Final rule for derivatives trade reporting proposed in remaining Canadian jurisdictions
  • Stikeman Elliott LLP
  • Canada
  • February 1 2016

Securities regulators in all the remaining provinces and territories of Canada have now published final rules in the form of Multilateral Instrument


Clearing agencies subject to new CSA requirements as of February 2016
  • Stikeman Elliott LLP
  • Canada
  • December 7 2015

The Canadian Securities Administrators (CSA) published National Instrument 24-102 Clearing Agency Requirements (NI 24-102) and its Companion Policy


Amendments to Ontario Securities Act proposed regarding Crown immunity from derivatives regulation
  • Stikeman Elliott LLP
  • Canada
  • November 19 2015

Proposed amendments to section 142(3) of the Securities Act Ontario provide that the rule-making power of the Ontario Securities Commission with


Trade reporting rule amendments proposed in Manitoba, Ontario and Quebec
  • Stikeman Elliott LLP
  • Canada
  • November 9 2015

The Manitoba Securities Commission (MSC), the Ontario Securities Commission (OSC) and the Quebec Autorité des marches financiers (AMF) published


A little more notice please! Amendments to Ontario PPSA debtor location rules effective December 31 may require additional registrations
  • Stikeman Elliott LLP
  • Canada
  • November 2 2015

It was recently announced that amendments to the Ontario Personal Property Security Act (the Ontario PPSA) that were passed way back in 2006 will


MSC issues Blanket Order exempting certain derivative-like securities from prospectus and registration requirements and OTC derivatives from registration requirements
  • Stikeman Elliott LLP
  • Canada
  • October 29 2015

On October 21, 2015 the Manitoba Securities Commission (MSC) issued a Blanket Order 91-501 Over-the-Counter Trades in Derivatives (the Blanket Order