We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 53

SEC brings another bond case against a state
  • Dorsey & Whitney LLP
  • USA
  • August 12 2014

The SEC's nationwide review of municipal bond disclosures yielded another enforcement action, this time against the state of Kanas. The Order centers


SEC files actions against school district and broker
  • Dorsey & Whitney LLP
  • USA
  • July 29 2013

The Commission filed two more settled actions tied to the municipal bond market. One a proceeding was brought against a school district, alleging it


SEC files another fraud action tied to the municipal bond market
  • Dorsey & Whitney LLP
  • USA
  • September 15 2013

The SEC filed another settled financial fraud action tied to the municipal bond market which is clearly an area of increasing focus. This proceeding


SEC charges City of Miami, budget director with fraud
  • Dorsey & Whitney LLP
  • USA
  • July 22 2013

The SEC brought another action centered on the municipal bond market. This case, against the City of Miami and its former Budget Director, not only


For the SEC, a continued focus on the municipal bond market
  • Dorsey & Whitney LLP
  • USA
  • November 5 2013

Municipal bond offering cases have become an enforcement priority for the SEC. In recent months the Commission has brought a series of actions


SEC settles bond case centered on construction of charter schools
  • Dorsey & Whitney LLP
  • USA
  • June 2 2014

The Commission continues to focus on the municipal bond market, filing a settled action against two state grant recipients who were supposed to


Morrison, whistleblowers and limits on federal authority
  • Dorsey & Whitney LLP
  • USA
  • July 8 2012

The fundamental question in National Federation of Independent Business v. Sebelius, Secretary of HHS, No. 11-393 (S.Ct. June 28, 2012), which addressed the constitutionality of the Affordable Case Act, was the scope of federal power within the United States


Former prison officer arrested for alleged bribes
  • Dorsey & Whitney LLP
  • United Kingdom
  • July 19 2012

A former prison officer and three others have been arrested for allegedly making payments to public officials


Two African subsidaries of Oxford University Press blacklisted
  • Dorsey & Whitney LLP
  • United Kingdom
  • July 19 2012

Oxford University Press’ Kenyan and Tanzanian subsidiaries allegedly made improper payments to government officials in relation to the supply of school books


Another bid rigging indictment in the municipal market
  • Dorsey & Whitney LLP
  • USA
  • July 24 2012

The on-going investigations into bid rigging in the municipal bond market are a continuing focus for the DOJ as well as the SEC