Dentons | Global | 20 Jan 2012
Basel, the International Organization of Securities Commissions (IOSCO), and the International Association of Insurance Supervisors (IAIS) have announced the appointment of Dr Therese M Vaughan as Chair of the Joint Forum.
Dentons | Global, USA | 22 Dec 2011
The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates.
Dentons | South Korea, United Kingdom | 9 Dec 2011
FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement.
Dentons | United Kingdom | 9 Dec 2011
FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme.
Dentons | United Kingdom | 25 Nov 2011
Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS).
Dentons | European Union | 11 Nov 2011
The Council has adopted a Directive amending the 2002 Financial Conglomerates Directive to strengthen supervision of financial conglomerates.
Dentons | United Kingdom | 11 Nov 2011
FSA has published its finalised guidance on the standardised approach to operational risk.
Dentons | United Kingdom | 7 Oct 2011
FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009.
Dentons | United Kingdom | 7 Oct 2011
FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code.
Dentons | United Kingdom | 7 Oct 2011
FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October.