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Results: 1-10 of 35

SEC proposes recordkeeping and reporting rules for security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping


Government publishes study of systemic risks in asset management
  • Katten Muchin Rosenman LLP
  • USA
  • October 11 2013

On September 30, the US Treasury's Office of Financial Research published a study (Study) commissioned by the Financial Stability Oversight Council


SEC adopts first installment of rules for cross-border security-based swap activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the


CFTC announces proposal to amend the definition of “material terms” for purposes of swap portfolio reconciliation
  • Katten Muchin Rosenman LLP
  • USA
  • September 18 2015

On September 15, the CFTC issued a notice of proposed rulemaking that sets out an amendment of the regulatory definition of “material terms” for


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


BEA filing deadline looms for US persons with foreign affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2015

Every five years, the US Department of Commerce's Bureau of Economic Analysis (BEA) conducts a survey concerning the extent of investment abroad by


CFTC, SEC finalize swap product definitions
  • Katten Muchin Rosenman LLP
  • USA
  • September 7 2012

On July 9 and 10, 2012, the Commodity Futures Trading Commission and Securities and Exchange Commission (collectively, the “Commissions”) approved joint final rules and interpretations (the “Swap Definitions”) regarding the definition and regulation of swaps, security-based swaps, mixed swaps and security-based swap agreements


SEC to hold open meeting on cross-border security-based swap definitions
  • Katten Muchin Rosenman LLP
  • USA
  • June 20 2014

On June 18, the Securities and Exchange Commission announced that it will hold an open meeting on June 25 to consider whether to adopt rules that


Federal Reserve Board Proposes Enhanced Single-Counterparty Credit Limits for Large Banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 25 2016

On March 4, the Federal Reserve Board (FRB) announced a re-proposal of rules that set single-counterparty credit limits for domestic and foreign bank