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Results: 1-10 of 36

BEA filing deadline looms for US persons with foreign affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2015

Every five years, the US Department of Commerce's Bureau of Economic Analysis (BEA) conducts a survey concerning the extent of investment abroad by


SEC proposes rules for security-based swap activity of non-US persons in the United States
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

On April 29, the Securities and Exchange Commission (SEC) proposed some additional rules for security-based swaps (SBS) that reflect a firm belief


CFTC announces proposal to amend the definition of “material terms” for purposes of swap portfolio reconciliation
  • Katten Muchin Rosenman LLP
  • USA
  • September 18 2015

On September 15, the CFTC issued a notice of proposed rulemaking that sets out an amendment of the regulatory definition of “material terms” for


European Commission publishes Delegated Regulation on mandatory clearing for OTC interest rate derivatives
  • Katten Muchin Rosenman LLP
  • European Union
  • August 18 2015

On August 6, 2015, the European Commission (EC) adopted new rules in the form of a delegated regulation (Delegated Regulation) requiring the


SEC adopts first installment of rules for cross-border security-based swap activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


Federal Reserve Board Proposes Enhanced Single-Counterparty Credit Limits for Large Banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 25 2016

On March 4, the Federal Reserve Board (FRB) announced a re-proposal of rules that set single-counterparty credit limits for domestic and foreign bank


Congress Provides Swap Clearing and Margin Exemption for Central Treasury Units
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Section 705 of the Consolidated Appropriations Act, 2016, that was signed by President Obama on December 18, 2015, amends Section 2(h)(7)(D) of the


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


SEC Adopts Additional Rule for Cross-Border Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2016

The Security Exchange Commission has added an additional piece to its array of cross-border rules for security-based swaps (SBS). The new rule