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Results: 11-20 of 95

Government publishes study of systemic risks in asset management
  • Katten Muchin Rosenman LLP
  • USA
  • October 11 2013

On September 30, the US Treasury's Office of Financial Research published a study (Study) commissioned by the Financial Stability Oversight Council


CFTC provides clarification for SD and MSP employees acting in clerical or ministerial capacities
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Exchange Act and Commodity Futures Trading Commission regulations make it unlawful for a swap dealer (SD) or major swap participant


CFTC extends relief from de minimis exception to certain non-us affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief to non-US persons that


HMDA’s Regulation C exemption limits increased by CFPB
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Consumer Financial Protection Bureau (CFPB) on December 28 issued a final rule adjusting the asset-size exemption threshold for banks, savings


Global regulators push back margin requirements for non-cleared derivatives
  • Katten Muchin Rosenman LLP
  • Global, USA
  • March 20 2015

On March 18, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) published a "final"


New York BitLicense regulations virtually certain to significantly impact transactions in virtual currencies
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2015

The New York State Department of Financial Services (NYDFS) recently issued its final BitLicense regulations with respect to Bitcoin and other


SEC adopts first installment of rules for cross-border security-based swap activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the


New law aligns clearing and margin exceptions for swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that


SEC publishes rules for reporting Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 11, the Securities and Exchange Commission published the texts for two final rules and one proposed rule relating to the reporting of


CFTC announces proposal to amend the definition of “material terms” for purposes of swap portfolio reconciliation
  • Katten Muchin Rosenman LLP
  • USA
  • September 18 2015

On September 15, the CFTC issued a notice of proposed rulemaking that sets out an amendment of the regulatory definition of “material terms” for