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Results: 11-20 of 71

Five agencies issue final Volcker implementation rules; small banks win exemptions
  • Katten Muchin Rosenman LLP
  • USA
  • December 13 2013

On December 10, five financial regulatory agencies (the Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency


CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action


CFTC adopts final rules for execution facilities and other matters
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2013

During an open meeting on May 16, the Commodity Futures Trading Commission adopted a final rule establishing core principles and other requirements


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


CFTC proposes revised position limit rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 12 2013

On November 5, the Commodity Futures Trading Commission (CFTC) voted to propose rules that would expand the scope of the CFTC's speculative position


Trade Associations file lawsuit over CFTC’s Cross-Border Guidance
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, Inc. and the Institute of


CFTC delays transaction-level requirements for certain non-US SD transactions
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has delayed until January 14, 2014 the


CFTC proposes revised aggregation rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2013

At a public meeting on November 5, the Commodity Futures Trading Commission (CFTC) voted to propose amendments to its rules requiring the aggregation


Federal Reserve approves Final Rule regulating bank holding companies and foreign banking organizations
  • Katten Muchin Rosenman LLP
  • USA
  • February 21 2014

On February 18, the Federal Reserve Board (Federal Reserve) approved a Final Rule to enhance supervision over the largest US bank holding companies


ISDA publishes protocol for 2014 Credit Derivatives Definitions
  • Katten Muchin Rosenman LLP
  • Global
  • August 22 2014

With exactly one month left until the September 22 effective date of the International Swaps and Derivatives Association’s (ISDA) new 2014 Credit