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Results: 11-20 of 93

New York BitLicense regulations virtually certain to significantly impact transactions in virtual currencies
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2015

The New York State Department of Financial Services (NYDFS) recently issued its final BitLicense regulations with respect to Bitcoin and other


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


SEC proposes recordkeeping and reporting rules for security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping


Federal Reserve Board Proposes Restrictions on Qualified Financial Contracts Used by Systemically Important Banking Organizations
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2016

On May 3, the Board of Governors of the Federal Reserve System (Board) reviewed a draft rule proposal that would require any US bank holding company


CFTC makes comparability determinations for substituted compliance purposes
  • Katten Muchin Rosenman LLP
  • USA
  • January 3 2014

The Commodity Futures Trading Commission has approved comparability determinations for substituted compliance with six different non-US regulatory


HMDA’s Regulation C exemption limits increased by CFPB
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Consumer Financial Protection Bureau (CFPB) on December 28 issued a final rule adjusting the asset-size exemption threshold for banks, savings


OCC provides guidance on swap “push-out” transition periods
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

Section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibits the provision of federal assistance to an insured depository


CFTC provides clarification for SD and MSP employees acting in clerical or ministerial capacities
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Exchange Act and Commodity Futures Trading Commission regulations make it unlawful for a swap dealer (SD) or major swap participant


CFTC extends relief from de minimis exception to certain non-us affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief to non-US persons that


Federal Reserve equalizes treatment of foreign banks under Dodd-Frank push out rules
  • Katten Muchin Rosenman LLP
  • USA
  • June 7 2013

On June 5, 2013, the Federal Reserve Board approved an interim final rule designed to give uninsured US branches and agencies of foreign banks the