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Results: 11-20 of 88

CFTC Adopts Final Rule for Cross-Border Application of Swap Margin Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 27 2016

On May 24, the Commodity Futures Trading Commission adopted by a 2-1 vote a final rule that specifies how the CFTC's margin rules for uncleared swaps


New law aligns clearing and margin exceptions for swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that


CFTC issues relief to swap dealers regarding legacy SPV swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief to swap dealers


New Volcker guidance helps non-US banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

The five US financial regulators that are responsible for implementation of Section 13 of the Bank Holding company Act of 1956 (Volcker Rule) have


CFTC adopts enhanced customer protection rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission adopted final rules designed to enhance customer protection. The rules expand the information


SEC to hold open meeting on cross-border security-based swap definitions
  • Katten Muchin Rosenman LLP
  • USA
  • June 20 2014

On June 18, the Securities and Exchange Commission announced that it will hold an open meeting on June 25 to consider whether to adopt rules that


OCC provides guidance on swap “push-out” transition periods
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

Section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibits the provision of federal assistance to an insured depository


First MAT determinations are deemed certified
  • Katten Muchin Rosenman LLP
  • USA
  • January 24 2014

In October 2013, Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) self-certified their determinations that certain interest rate swaps are made


CFTC proposes revised position limit rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 12 2013

On November 5, the Commodity Futures Trading Commission (CFTC) voted to propose rules that would expand the scope of the CFTC's speculative position


CFTC provides relief for intended-to-be-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 22 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to