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Results: 11-20 of 101

SEC Adopts Changes to Security-Based Swap Reporting Rules
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2016

On July 13, the Securities and Exchange Commission adopted a miscellaneous set of amendments to, and issued some guidance concerning, its rules for


ISDA Launches Protocol Regarding Cross-Border Enforceability of Stays on Contractual Termination Rights
  • Katten Muchin Rosenman LLP
  • Global
  • May 6 2016

On May 5, the International Swaps and Derivatives Association, Inc. (ISDA) launched the ISDA Resolution Stay Jurisdictional Modular Protocol


SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 13, the Securities and Exchange Commission voted to adopt final rules (the "Final Rules") implementing business conduct standards and chief


Highlights of the final prudential regulator margin rules for non-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 10 2015

The US prudential regulators (the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve, the Comptroller of the


SEC Adopts Additional Rule for Cross-Border Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2016

The Security Exchange Commission has added an additional piece to its array of cross-border rules for security-based swaps (SBS). The new rule


CFTC issues guidance for swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 22 2013

On November 15, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued guidance (Guidance) to swap execution facilities


CFTC adopts final rules for execution facilities and other matters
  • Katten Muchin Rosenman LLP
  • USA
  • May 17 2013

During an open meeting on May 16, the Commodity Futures Trading Commission adopted a final rule establishing core principles and other requirements


Federal Reserve Board Proposes Restrictions on Qualified Financial Contracts Used by Systemically Important Banking Organizations
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2016

On May 3, the Board of Governors of the Federal Reserve System (Board) reviewed a draft rule proposal that would require any US bank holding company


CFTC proposes revised aggregation rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2013

At a public meeting on November 5, the Commodity Futures Trading Commission (CFTC) voted to propose amendments to its rules requiring the aggregation


CFTC provides relief for intended-to-be-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 22 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to