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Results: 11-20 of 91

The re-proposed margin rules for non-cleared swaps: some issues and suggestions for end users
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US banking regulators and the Commodity Futures Trading Commission (CFTC) have each recently re-proposed margin rules for non-cleared swaps (the


SEC publishes rules for reporting Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 11, the Securities and Exchange Commission published the texts for two final rules and one proposed rule relating to the reporting of


Federal Reserve equalizes treatment of foreign banks under Dodd-Frank push out rules
  • Katten Muchin Rosenman LLP
  • USA
  • June 7 2013

On June 5, 2013, the Federal Reserve Board approved an interim final rule designed to give uninsured US branches and agencies of foreign banks the


HMDA’s Regulation C exemption limits increased by CFPB
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Consumer Financial Protection Bureau (CFPB) on December 28 issued a final rule adjusting the asset-size exemption threshold for banks, savings


CFTC requests public comment on MAT filings by Javelin and trueEX
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Futures Trading Commission has requested public comment on determinations by Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) to


SEC proposes recordkeeping and reporting rules for security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping


DOL issues guidance for ERISA plans to engage in cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 25 2013

On February 7, 2013, the US Department of Labor (DOL) issued Advisory Opinion 2013- 01A (the “Advisory Opinion”), which provides guidance under the


Federal Reserve Board Proposes Restrictions on Qualified Financial Contracts Used by Systemically Important Banking Organizations
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2016

On May 3, the Board of Governors of the Federal Reserve System (Board) reviewed a draft rule proposal that would require any US bank holding company


CFPB proposes revisions to remittance rule
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Consumer Financial Protection Bureau (CFPB or Bureau) on December 21 issued proposed revisions to a rule that creates certain protections for


SEC to hold open meeting on cross-border security-based swap definitions
  • Katten Muchin Rosenman LLP
  • USA
  • June 20 2014

On June 18, the Securities and Exchange Commission announced that it will hold an open meeting on June 25 to consider whether to adopt rules that