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Results: 11-20 of 81

CFTC issues guidance for swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 22 2013

On November 15, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued guidance (Guidance) to swap execution facilities


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


CFTC seeks comments on TW SEF available-to-trade certification
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 29, the Commodity Futures Trading Commission requested public comment on a made-available-to-trade certification submitted by TW SEF, LLC


CFTC adopts final rules for ownership and control reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting


BEA filing deadline looms for US persons with foreign affiliates
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2015

Every five years, the US Department of Commerce's Bureau of Economic Analysis (BEA) conducts a survey concerning the extent of investment abroad by


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


Trade Associations file lawsuit over CFTC’s Cross-Border Guidance
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, Inc. and the Institute of


CFTC delays transaction-level requirements for certain non-US SD transactions
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has delayed until January 14, 2014 the


New law aligns clearing and margin exceptions for swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that


New Volcker guidance helps non-US banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

The five US financial regulators that are responsible for implementation of Section 13 of the Bank Holding company Act of 1956 (Volcker Rule) have