We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 91

CFTC issues relief to swap dealers regarding legacy SPV swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief to swap dealers


Trade Associations file lawsuit over CFTC’s Cross-Border Guidance
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, Inc. and the Institute of


CFTC delays transaction-level requirements for certain non-US SD transactions
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has delayed until January 14, 2014 the


First MAT determinations are deemed certified
  • Katten Muchin Rosenman LLP
  • USA
  • January 24 2014

In October 2013, Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) self-certified their determinations that certain interest rate swaps are made


CFTC adopts rules for segregation of initial margin for uncleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

On October 31, the Commodity Futures Trading Commission adopted final rules with respect to the segregation of initial margin for uncleared swaps


DOL issues guidance for ERISA plans to engage in cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 25 2013

On February 7, 2013, the US Department of Labor (DOL) issued Advisory Opinion 2013- 01A (the “Advisory Opinion”), which provides guidance under the


Federal Reserve Board Proposes Restrictions on Qualified Financial Contracts Used by Systemically Important Banking Organizations
  • Katten Muchin Rosenman LLP
  • USA
  • May 6 2016

On May 3, the Board of Governors of the Federal Reserve System (Board) reviewed a draft rule proposal that would require any US bank holding company


HMDA’s Regulation C exemption limits increased by CFPB
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

The Consumer Financial Protection Bureau (CFPB) on December 28 issued a final rule adjusting the asset-size exemption threshold for banks, savings


OCC provides guidance on swap “push-out” transition periods
  • Katten Muchin Rosenman LLP
  • USA
  • January 4 2013

Section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act prohibits the provision of federal assistance to an insured depository


CFTC, SEC finalize swap product definitions
  • Katten Muchin Rosenman LLP
  • USA
  • September 7 2012

On July 9 and 10, 2012, the Commodity Futures Trading Commission and Securities and Exchange Commission (collectively, the “Commissions”) approved joint final rules and interpretations (the “Swap Definitions”) regarding the definition and regulation of swaps, security-based swaps, mixed swaps and security-based swap agreements