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Results: 11-20 of 73

The re-proposed margin rules for non-cleared swaps: some issues and suggestions for end users
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US banking regulators and the Commodity Futures Trading Commission (CFTC) have each recently re-proposed margin rules for non-cleared swaps (the


CFTC proposes revised position limit rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 12 2013

On November 5, the Commodity Futures Trading Commission (CFTC) voted to propose rules that would expand the scope of the CFTC's speculative position


Five agencies issue final Volcker implementation rules; small banks win exemptions
  • Katten Muchin Rosenman LLP
  • USA
  • December 13 2013

On December 10, five financial regulatory agencies (the Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency


CFTC adopts enhanced customer protection rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission adopted final rules designed to enhance customer protection. The rules expand the information


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


ISDA publishes protocol for 2014 Credit Derivatives Definitions
  • Katten Muchin Rosenman LLP
  • Global
  • August 22 2014

With exactly one month left until the September 22 effective date of the International Swaps and Derivatives Association’s (ISDA) new 2014 Credit


Federal Reserve approves Final Rule regulating bank holding companies and foreign banking organizations
  • Katten Muchin Rosenman LLP
  • USA
  • February 21 2014

On February 18, the Federal Reserve Board (Federal Reserve) approved a Final Rule to enhance supervision over the largest US bank holding companies


CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of


SEC extends exemptions for security-based swaps
  • Katten Muchin Rosenman LLP
  • USA
  • February 7 2014

On February 5, the Securities and Exchange Commission issued an extension of interim final rules that provide exemptions for security-based swaps


CFTC proposes substantial amendments to speculative position limits
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products