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Results: 1-10 of 96

CFTC Re-Proposes Capital Rules for Swap Dealers
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2016

On December 2, 2016, the Commodity Futures Trading Commission (CFTC) unanimously approved a re-proposal of rules (the "Proposed Rules" or the


CFTC adopts rules for segregation of initial margin for uncleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

On October 31, the Commodity Futures Trading Commission adopted final rules with respect to the segregation of initial margin for uncleared swaps


SEC Adopts Trade Acknowledgement and Verification Rules for Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

On June 8, the Securities and Exchange Commission announced the adoption of the Securities Exchange Act of 1934 (Exchange Act) Rules 15Fi-1 and


CFTC issues guidance for swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 22 2013

On November 15, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued guidance (Guidance) to swap execution facilities


CFTC Proposes New Rules for Cross-Border Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 14 2016

On October 10, the Commodity Futures Trading Commission proposed new rules for cross-border swaps (the Proposed Rules) that are intended to supersede


European Commission publishes Delegated Regulation on mandatory clearing for OTC interest rate derivatives
  • Katten Muchin Rosenman LLP
  • European Union
  • August 18 2015

On August 6, 2015, the European Commission (EC) adopted new rules in the form of a delegated regulation (Delegated Regulation) requiring the


Questions and Answers Concerning the Final Prudential Regulator Margin Rules for Non-Cleared Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • December 8 2015

The five US prudential regulators for swaps (the Federal Deposit Insurance Corporation, the Board of Governors of the Federal Reserve, the Comptroller


CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Commodity Futures Trading Commission is proposing to add certain interest rate swaps in nine new currencies to the list of interest rate swaps


CFTC interprets obligations to send initial margin segregation notices and reports
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap


CFTC proposes revised aggregation rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 7 2013

At a public meeting on November 5, the Commodity Futures Trading Commission (CFTC) voted to propose amendments to its rules requiring the aggregation