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Results: 1-10 of 101

New FX Code of Conduct
  • Katten Muchin Rosenman LLP
  • Global, USA
  • May 26 2017

The Foreign Exchange Working Group (FXWG), operating under the auspices of the Bank for International Settlements, has published a final version of


CFTC adopts rules for segregation of initial margin for uncleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

On October 31, the Commodity Futures Trading Commission adopted final rules with respect to the segregation of initial margin for uncleared swaps


CFTC adopts enhanced customer protection rules
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 30, the Commodity Futures Trading Commission adopted final rules designed to enhance customer protection. The rules expand the information


CFTC makes comparability determinations for substituted compliance purposes
  • Katten Muchin Rosenman LLP
  • USA
  • January 3 2014

The Commodity Futures Trading Commission has approved comparability determinations for substituted compliance with six different non-US regulatory


CFTC adopts final business conduct standards for swap dealers and major swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • February 15 2012

On January 11, the Commodity Futures Trading Commission approved final rules (the Final Rules) under Section 4s(h) of the Commodity Exchange Act (CEA) (added by Section 731 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act)) that set forth general antifraud prohibitions and establish detailed business conduct standards that must be observed by CFTC-registered swap dealers (Swap Dealers or SDs) and major swap participants (MSPs) (together, Swap Entities) when they are entering into swaps with counterparties other than other Swap Entities (End Users


CFTC Provides Time-Limited Relief for Variation Margin and Minimum Transfer Amount Provisions
  • Katten Muchin Rosenman LLP
  • USA
  • February 17 2017

On February 13, the Division of Swap Dealer and Intermediary Oversight (Division) of the Commodity Futures Trading Commission (CFTC) provided


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


New York BitLicense regulations virtually certain to significantly impact transactions in virtual currencies
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2015

The New York State Department of Financial Services (NYDFS) recently issued its final BitLicense regulations with respect to Bitcoin and other


Congress Provides Swap Clearing and Margin Exemption for Central Treasury Units
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Section 705 of the Consolidated Appropriations Act, 2016, that was signed by President Obama on December 18, 2015, amends Section 2(h)(7)(D) of the


SEC proposes rules for security-based swap activity of non-US persons in the United States
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

On April 29, the Securities and Exchange Commission (SEC) proposed some additional rules for security-based swaps (SBS) that reflect a firm belief