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CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement
  • Katten Muchin Rosenman LLP
  • USA
  • June 10 2016

The Commodity Futures Trading Commission is proposing to add certain interest rate swaps in nine new currencies to the list of interest rate swaps


CFTC seeks comments on TW SEF available-to-trade certification
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 29, the Commodity Futures Trading Commission requested public comment on a made-available-to-trade certification submitted by TW SEF, LLC


CFTC Adopts Final Rule for Cross-Border Application of Swap Margin Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 27 2016

On May 24, the Commodity Futures Trading Commission adopted by a 2-1 vote a final rule that specifies how the CFTC's margin rules for uncleared swaps


SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
  • Katten Muchin Rosenman LLP
  • USA
  • April 22 2016

On April 13, the Securities and Exchange Commission voted to adopt final rules (the "Final Rules") implementing business conduct standards and chief


Financial regulators adopt final margin rules for non-cleared swaps
  • Katten Muchin Rosenman LLP
  • USA
  • October 23 2015

On October 22, the US prudential regulators (the Federal Deposit Insurance Corporation, Board of Governors of the Federal Reserve, Comptroller of the


New Volcker guidance helps non-US banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

The five US financial regulators that are responsible for implementation of Section 13 of the Bank Holding company Act of 1956 (Volcker Rule) have


CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action


SEC adopts registration rules for security-based swap dealers and major security-based swap participants
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

On August 5, the Securities and Exchange Commission adopted new registration rules for security-based swap dealers and major security-based swap


CFTC issues relief to swap dealers regarding legacy SPV swaps
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief to swap dealers


New law aligns clearing and margin exceptions for swaps
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that