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Results: 1-10 of 32

CSA proposed securitized products rules - definition of securitized products
  • Stikeman Elliott LLP
  • Canada
  • April 8 2011

As indicated in our previous posting, the Canadian Securities Administrators have proposed a new framework for the regulation of securitized products which includes: enhanced disclosure requirements for securities issued under a prospectus


Proposals for the regulation of shadow banking postscript
  • Stikeman Elliott LLP
  • Canada
  • May 24 2013

Short term investors are extremely risk-adverse. They demand two things at minimum - ready access to and the safety of their principal. When risk


Recent developments in the Regulation of Shadow Banking
  • Stikeman Elliott LLP
  • Canada
  • November 15 2013

Over the summer and fall shadow banking regulation moved forward on several fronts. First, the SEC proposed rules that would reform the way money


Dodd-Frank proposed risk retention rules and safe harbour for foreign transactions
  • Stikeman Elliott LLP
  • Canada, USA
  • May 9 2011

On March 29, 2011, the SEC together with a number of other federal regulators and agencies proposed rules relating to risk retention for securitizations which had been mandated by the Dodd-Frank Act in order to "provide a sponsor with an incentive to monitor and control the quality of the assets being securitized and help align the interests of the sponsor with those of investors in the ABS"


SEC proposals on ABS: risk retention Part II
  • Stikeman Elliott LLP
  • USA
  • November 11 2010

Finally some good news


SEC proposals on ABS: review of assets
  • Stikeman Elliott LLP
  • Canada
  • November 4 2010

The second SEC release in response to the requirements of the Dodd Frank Act deals with the requirement of issuers to perform a review of the assets underlying an ABS and to disclose the nature of the review


Overview of comments on the CSA's exempt market proposals
  • Stikeman Elliott LLP
  • Canada
  • October 24 2011

Whereas the comments on the definition of securitized product and the prospectus disclosure proposals were quite limited and restrained, those on the proposed exempt market rules were both extensive and harshly critical


CSA proposed securitized products rules - contrast to U.S. approach
  • Stikeman Elliott LLP
  • Canada, USA
  • May 2 2011

Pursuant to Reg AB II, the Dodd-Frank Act and the rules implementing that Act (the “U.S. Proposals”), U.S. authorities have proposed the most far-reaching substantive and procedural regulations ever applied to the ABS market


SEC proposals on ABS: an overview
  • Stikeman Elliott LLP
  • Canada
  • December 9 2010

While we wait for the other shoe to drop, perhaps it would be worthwhile to review the general state of play and try to better understand what it may mean for the securitization industry


SEC and CSA restrictions on the exempt market for securitized products
  • Stikeman Elliott LLP
  • Canada, USA
  • May 16 2011

As reported earlier, the SEC has included in Reg AB II proposals relating to the private market