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Proposals for the regulation of shadow banking postscript
  • Stikeman Elliott LLP
  • Canada
  • May 24 2013

Short term investors are extremely risk-adverse. They demand two things at minimum - ready access to and the safety of their principal. When risk


Recent developments in the Regulation of Shadow Banking
  • Stikeman Elliott LLP
  • Canada
  • November 15 2013

Over the summer and fall shadow banking regulation moved forward on several fronts. First, the SEC proposed rules that would reform the way money


SEC proposals on ABS: representations and warranties, Part I
  • Stikeman Elliott LLP
  • USA
  • October 14 2010

The SEC has indentified, as a significant contributing factor to the RMBS collapse, the paucity of adequate information which would have allowed investors to make informed investment decisions and the resulting over-reliance upon ratings


Final Dodd-Frank ABS rules:representations and warranties and review of assets
  • Stikeman Elliott LLP
  • Canada
  • February 10 2011

As described in a number of previous posts, in October, the SEC published two proposals for rules mandated by the Dodd Frank Act: (i) those related to representations and warranties in ABS securities offerings; and (ii) those requiring any issuer of registered ABS to perform a review of the assets underlying the ABS


SEC proposals on ABS: an overview
  • Stikeman Elliott LLP
  • Canada
  • December 9 2010

While we wait for the other shoe to drop, perhaps it would be worthwhile to review the general state of play and try to better understand what it may mean for the securitization industry


CSA proposed securitized products rules - definition of securitized products
  • Stikeman Elliott LLP
  • Canada
  • April 8 2011

As indicated in our previous posting, the Canadian Securities Administrators have proposed a new framework for the regulation of securitized products which includes: enhanced disclosure requirements for securities issued under a prospectus


SEC and CSA restrictions on the exempt market for securitized products
  • Stikeman Elliott LLP
  • Canada, USA
  • May 16 2011

As reported earlier, the SEC has included in Reg AB II proposals relating to the private market


SEC's shelf eligibility re-proposal: still a long way to go
  • Stikeman Elliott LLP
  • USA
  • August 25 2011

In April, 2010 the SEC proposed a number of rules relating to shelf eligibility and various disclosure requirements in respect of asset-backed securities (the April 2010 Proposals


Overview of comments of CSA securitization proposals
  • Stikeman Elliott LLP
  • Canada
  • October 14 2011

On August 31 the comment period in respect of the Canadian Securities Administrators’ Proposed Securitized Product Rules ended


SEC proposals on ABS: asset-level disclosure
  • Stikeman Elliott LLP
  • Canada
  • September 30 2010

To any reader of military history the following adage is very familiar: the military always prepares to fight the last war