We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 459

European Commission updates Payment Services Directive Q&A
  • Norton Rose Fulbright LLP
  • European Union
  • April 27 2009

The European Commission has updated its questions and answers on the Payment Services Directive (PSD


Report on the outcome of CEBS call for evidence on custodian banks’ internalisation of settlement and CCP-like activities
  • Norton Rose Fulbright LLP
  • European Union
  • April 27 2009

In June 2008, the Economic and Financial Affairs Council (ECOFIN) requested the Committee of European Banking Supervisors (CEBS) to review ‘the coverage of risks borne by custodians (…) so as to ensure a level playing field while avoiding inconsistencies in the treatment of custodians and double regulation’


Policy Statement 0916: strengthening liquidity standards including feedback on CP0822, CP0913 and CP0914
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 12 2009

The FSA has published its final rules on firms’ liquidity requirements following a number of consultations over the last two years


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

Following a summary judgment application brought by the FSA, the High Court found that John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi were in breach of section 19 of the Financial Services and Markets Act 2000 by unlawfully accepting deposits from UK consumers


Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


CEBS publishes its guidelines on the revised large exposures regime
  • Norton Rose Fulbright LLP
  • European Union
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


The Netherlands Authority for the Financial Markets (AFM) publishes its annual report
  • Norton Rose Fulbright LLP
  • Netherlands
  • April 27 2009

The AFM has published its annual report which covers supervisory conduct during 2008


Supervisory guidance for assessing banks' financial instrument fair value practices - final paper
  • Norton Rose Fulbright LLP
  • Global
  • April 27 2009

In June 2008, the Basel Committee on Banking Supervision (the Committee) published an assessment of fair value measurement and modelling challenges faced by banks during the market turmoil


Official Journal of the European Union - opinion of the ECB
  • Norton Rose Fulbright LLP
  • European Union
  • April 27 2009

There has been published in the Official Journal of the European Union the opinion of the European Central Bank of 5 March 2009 on a proposal for a Directive of the European Parliament and of the Council amending Directives 200648EC and 200649EC as regards banks affiliated to central institutions, certain own funds items, large exposures, supervisory arrangements, and crisis management