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Results: 1-10 of 459

The 3 Level 3 Committees, CESR, CEBS and CEIOPS, publish a call for evidence on cross-sectoral internal governance issues
  • Norton Rose Fulbright LLP
  • European Union
  • January 4 2010

The 3 Level 3 Committees (the Committee of European Securities Regulators, the Committee of European Banking Supervisors and the Committee of European Insurance and Occupational Pensions Supervisors) have jointly published a call for evidence on cross-sectoral internal governance issues


FSA takes tough action against poor complaint handling in banks
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 3 2010

The FSA has published a report that contains the results of its review of complaint handling in banking groups


FSA letter to BBA on ICG and GENPRU 1.2.26R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 30 2009

The FSA has published a letter it sent to the British Bankers Association on the Individual Capital Guidance (ICG) and rule 1.2.26 of the General Prudential sourcebook (GENPRU 1.2.26R


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle


Treasury publishes details of Asset Protection Scheme
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The Government has concluded discussions with Lloyds Banking Group (Lloyds) and Royal Bank of Scotland (RBS) regarding their participation in the Government’s Asset Protection Scheme (APS


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR


Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


CP0910: reforming remuneration practices in financial services
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

In February 2009, the FSA published a draft Code of practice on remuneration policies (the Code


FSA speech - Lessons from the financial crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 30 2009

The FSA has published a speech by Verena Ross (Director of Strategy and Risk) entitled Lessons from the financial crisis