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Results: 1-10 of 459

Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


European Commission updates Payment Services Directive Q&A
  • Norton Rose Fulbright LLP
  • European Union
  • April 27 2009

The European Commission has updated its questions and answers on the Payment Services Directive (PSD


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

A partner of a mortgage broker has been prohibited due to a lack of knowledge or involvement in the firm’s mortgage business or the relevant regulatory requirements


Bank regulation, capital and credit supply: measuring the impact of prudential standards
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The FSA has published No. 36 in its Occasional Paper series, Bank regulation, capital and credit supply: Measuring the impact of prudential standards


European Commission publishes guidelines on PSD passport notifications
  • Norton Rose Fulbright LLP
  • European Union
  • November 2 2009

The European Commission has published a set of guidelines that provide a framework for the co-operation of competent authorities with regard to the implementation of the passport notification provisions under the Payment Services Directive (PSD


FSA speech - Delivering credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence


New FSA penalty-setting framework
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 3 2010

On 1 March 2010, the FSA published its Enforcement financial penalties Policy Statement (104), and amendments to the guidance in the Decision Procedure and Penalties manual (DEPP), following a consultation period between June and October 2009


Policy Statement 101: Publication of Complaints Data including Feedback to CP0921
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 8 2010

The FSA has published Policy Statement 101: Publication of Complaints Data including Feedback to CP0921 (PS101


FSA complaints data 2009 H2
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

The FSA has published complaints data for the second half of 2009