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Results: 1-10 of 459

Review of the regulation of credit and store cards: government response to consultation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 22 2010

In October 2009, the Department for Business, Innovation & Skills (BIS) published a White Paper which was entitled Review of the regulation of credit and store cards: A consultation


European Commission publishes guidelines on PSD passport notifications
  • Norton Rose Fulbright LLP
  • European Union
  • November 2 2009

The European Commission has published a set of guidelines that provide a framework for the co-operation of competent authorities with regard to the implementation of the passport notification provisions under the Payment Services Directive (PSD


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

Nomura International Plc ("Nomura") has been fined £1.75 million for breaches of Principles 2 and 3 of the FSA’s Principles for Businesses


Statement regarding the use of commission clawback terms in Terms of Business Agreements
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

The FSA has published a statement regarding the use of commission clawback terms in Terms of Business Agreements


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

Following a summary judgment application brought by the FSA, the High Court found that John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi were in breach of section 19 of the Financial Services and Markets Act 2000 by unlawfully accepting deposits from UK consumers


Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 21 2009

The FSA has published Policy Statement 0920: Stress and Scenario Testing - feedback on CP0824 and final rules (PS0920


CEBS publishes its guidelines on the revised large exposures regime
  • Norton Rose Fulbright LLP
  • European Union
  • December 21 2009

A revised large exposures regime has been included in the amended Capital Requirements Directive


FSSC on track to publish full RDR benchmark standards this month
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The Financial Services Skills Council (FSSC) has announced that standards have been approved for the specialist advice units of the QCF Level 4 (SCQF Level 8) qualification


CEBS publishes its advice on the effectiveness of a minimum retention requirement for securitisations
  • Norton Rose Fulbright LLP
  • European Union
  • November 9 2009

On 5 May 2009, the European Commission issued a call for technical advice to the Committee of European Banking Supervisors (CEBS) in relation to Article 122a of the amended Capital Requirements Directive (CRD