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CEBS publishes its high level principles for risk management
  • Norton Rose Fulbright LLP
  • European Union
  • February 22 2010

The Committee of European Banking Supervisors (CEBS) has published high level principles for risk management


The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 1 2010

On 19 January 2010, there was published on the Office of Public Sector Information (OPSI) website The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010 (the Order


Bank regulation, capital and credit supply: measuring the impact of prudential standards
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 24 2009

The FSA has published No. 36 in its Occasional Paper series, Bank regulation, capital and credit supply: Measuring the impact of prudential standards


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 15 2010

The FSA has published a Final Notice concerning Omodeleola Kehinde Okenla (trading as M & D Property Services), cancelling his permission to carry on regulated activities


Consultation paper on implementation guidelines regarding hybrid capital instruments
  • Norton Rose Fulbright LLP
  • European Union
  • June 29 2009

The Committee of European Banking Supervisors (CEBS) has published a consultation paper on implementation guidelines regarding hybrid capital instruments


FSA - stress testing main page
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

Stress and scenario testing is an important element in firms planning and risk management processes, helping them to identify, analyse and manage the risks inherent within their businesses


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • September 14 2009

An independent financial adviser (HNL) has been fined £14,000 for a breach of Principle 9 (Customers: relationship of trust) in relation to the suitability of its investment advice


FSA speech - Lessons from the financial crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 30 2009

The FSA has published a speech by Verena Ross (Director of Strategy and Risk) entitled Lessons from the financial crisis


Paul Tucker speech at Barclays Annual Lecture
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 2 2009

Paul Tucker, Deputy Governor, Financial Stability, Bank of England, gave a speech at the Barclays Annual Lecture in which he outlined the Bank’s thinking on the development of a "toolkit" of macro-prudential instruments with the prime purpose of making the financial system more resilient to swings in the credit cycle


Corrigendum to Directive 200848EC of the European Parliament and of the Council of 23 April 2008 on Credit Agreements for Consumers and repealing Council Directive 87102EEC
  • Norton Rose Fulbright LLP
  • European Union
  • August 17 2009

On 11 August 2009, the corrigendum to the Consumer Credit Directive (CCD) was published in the Official Journal of the European Union