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Results: 1-10 of 459

FSA letter to BBA on ICG and GENPRU 1.2.26R
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 30 2009

The FSA has published a letter it sent to the British Bankers Association on the Individual Capital Guidance (ICG) and rule 1.2.26 of the General Prudential sourcebook (GENPRU 1.2.26R


The Turner Review: a regulatory response to the global banking crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 23 2009

The FSA has published the Turner Review together with a supporting Discussion Paper


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

Following a summary judgment application brought by the FSA, the High Court found that John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi were in breach of section 19 of the Financial Services and Markets Act 2000 by unlawfully accepting deposits from UK consumers


High-level conference - towards a new supervisory architecture in Europe
  • Norton Rose Fulbright LLP
  • European Union
  • May 11 2009

The European Parliament is holding a high-level conference on 7 May 2009 which is entitled Towards a new supervisory architecture in Europe


European Commission publishes guidelines on PSD passport notifications
  • Norton Rose Fulbright LLP
  • European Union
  • November 2 2009

The European Commission has published a set of guidelines that provide a framework for the co-operation of competent authorities with regard to the implementation of the passport notification provisions under the Payment Services Directive (PSD


The Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

On the Office of Public Sector Information website there has been published The Banking Act 2009 (Inter-Bank Payment Systems) (Disclosure and Publication of Specified Information) Regulations 2010 (the Regulations


The Consumer Credit (EU Directive) Regulations 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 12 2010

On the Office of Public Sector Information (OPSI) website there has been published The Consumer Credit (EU Directive) Regulations 2010 (the Regulations


FSA’s approach to intensive supervision
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 21 2010

The Financial Services and Markets Tribunal (the Tribunal) has upheld the FSA's refusal of a sole trader mortgage broker's application for Part IV permission on the grounds of repeated failure to file an RMAR


FSA speech - Delivering credible deterrence
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 4 2009

The FSA has published a speech by Margaret Cole (Director of Enforcement, FSA) entitled Delivering credible deterrence