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Results: 1-10 of 820

Queen’s Speech - Financial Services Regulation Bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website


The six-month time limit
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it


Government commits to transparent, fair and independently designed payment scheme for Equitable Life policyholders that is swift, simple, transparent and fair
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The Financial Secretary to the Treasury, Mark Hoban MP, has announced that the Government will take forward a Bill to enable payments to be made in relation to Equitable Life, as included in the Queen's Speech to Parliament


Banks to publish share volumes traded in automated systems
  • Norton Rose Fulbright LLP
  • European Union
  • May 31 2010

The Association for Financial Markets in Europe (AFME) has published a press release stating that six leading investment banks (Citi, Credit Suisse, Deutsche Bank, J.P. Morgan Cazenove, Morgan Stanley and UBS) have launched a voluntary initiative to improve post trade transparency in the European over-the-counter equity markets


IOSCO publishes principles on cross-border supervisory cooperation
  • Norton Rose Fulbright LLP
  • Global
  • May 31 2010

The International Organization of Securities Commissions (IOSCO) has published a final report which sets out principles regarding cross-border supervisory cooperation


The FSA’s markets regulatory agenda
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The FSA has published a paper which is entitled The FSA's markets regulatory agenda


BBA response to European Commission communication on bank resolution funds
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement concerning the European Commission's proposal on bank resolution funds


CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs
  • Norton Rose Fulbright LLP
  • European Union, USA
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs


The FSA’s role under the Payment Services Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The FSA has published an updated version of a paper in which it explains its role under the Payment Services Regulations 2009 (PSRs


The small firms financial crime review
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses