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Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


CFTC publishes request for information in connection with review of CFTC rules
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2011

In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • March 31 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of March 31, 2011


Options Clearing Corporation proposes internal cross-margining program for market professionals
  • Katten Muchin Rosenman LLP
  • USA
  • April 1 2011

The Options Clearing Corporation (OCC) has submitted a petition to the Commodity Futures Trading Commission to permit OCC to operate an internal non-proprietary cross-margining program available to market professionals who trade futures products and securities products that are cleared by OCC in its capacity as a derivatives clearing organization and a securities clearing agency, respectively


CFTC publishes fourteenth series of Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • April 29 2011

The Commodity Futures Trading Commission has published its fourteenth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFTC proposes inter-affiliate clearing exemption
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 16, the Commodity Futures Trading Commission issued a proposed rule to exempt swaps between certain affiliated entities from the clearing requirement set forth in the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act


CFTC issues temporary no-action relief for trade options
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 14, the Commodity Future Trading Commission’s Division of Market Oversight (DMO) granted market participants temporary no-action relief from certain regulatory requirements for trade options, as defined in CFTC Regulation 32.3(a


CFTC issues guidance on compliance obligations for CPOs and CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 14, the Commodity Futures Trading Commission issued a set of responses to frequently asked questions (FAQs) related to the compliance obligations of commodity pool operators (CPOs) and commodity trading advisors


CFTC issues cross-border transactions advisory
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69


CFTC issues guidance regarding swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary