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Results: 1-10 of 82

CFTC issues cross-border transactions advisory
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69


CFTC issues temporary no-action relief for trade options
  • Katten Muchin Rosenman LLP
  • USA
  • August 17 2012

On August 14, the Commodity Future Trading Commission’s Division of Market Oversight (DMO) granted market participants temporary no-action relief from certain regulatory requirements for trade options, as defined in CFTC Regulation 32.3(a


CFTC issues guidance regarding swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary


CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC extends time-limited relief for foreign exchange swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


All advisers to registered investment companies need to evaluate their exposure to CFTC regulation after recent rule amendment
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2012

On February 9, 2012, the Commodity Futures Trading Commission adopted final amendments to its Part 4 Rules


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


CFTC approves final rule requiring recording of oral communications
  • Katten Muchin Rosenman LLP
  • USA
  • December 20 2012

On December 17, 2012, the Commodity Futures Trading Commission (CFTC) adopted final rules amending CFTC Regulations 1.31 and 1.35