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Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


“Let Wall Street pay for Wall Street’s Bailout Act of 2009”Congressional bill proposes new tax on securities transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

On February 13, the “Let Wall Street Pay for Wall Street’s Bailout Act of 2009” (Act) was introduced by U.S. Representative Peter DeFazio and referred to the House Ways and Means Committee


CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC extends time-limited relief for foreign exchange swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC issues guidance regarding swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary


CFTC issues cross-border transactions advisory
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69


CFTC publishes twelfth series of Dodd-Frank rules
  • Katten Muchin Rosenman LLP
  • USA
  • March 4 2011

The Commodity Futures Trading Commission has published its twelfth series of proposed rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act as well as a proposed interpretive order to give effect to the Dodd-Frank Act provisions relating to "disruptive" trading practices


CFTC proposes order providing exemptive relief from certain Dodd-Frank provisions
  • Katten Muchin Rosenman LLP
  • USA
  • June 17 2011

The Commodity Futures Trading Commission has proposed to issue an order (the Proposed Order) providing temporary relief from certain swap-related provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act that would otherwise take effect on July 16, 2011