We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 82

Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC issues cross-border transactions advisory
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory No. 13-69


CFTC issues guidance regarding swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary


CFTC extends time-limited relief for foreign exchange swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline


CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC proposes order providing exemptive relief from certain Dodd-Frank provisions
  • Katten Muchin Rosenman LLP
  • USA
  • June 17 2011

The Commodity Futures Trading Commission has proposed to issue an order (the Proposed Order) providing temporary relief from certain swap-related provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act that would otherwise take effect on July 16, 2011


CFTC publishes request for information in connection with review of CFTC rules
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2011

In compliance with Executive Order 13563, "Improving Regulation and Regulatory Review,'' the Commodity Futures Trading Commission has developed a Plan to review its existing regulations to evaluate their continued effectiveness in achieving the objectives for which they were adopted


CFTC proposes revised adjusted net capital requirements for FCMs and IBs
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2009

The Commodity Futures Trading Commission has proposed amendments to the minimum adjusted net capital requirements for futures commission merchants (FCMs) and introducing brokers (IBs


NFA extends effective date for portions of NFA Compliance Rule 2-43(b)
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2009

The National Futures Association (NFA) has extended the effective date for portions of its new Compliance Rule 2-43(b), which prohibits forex dealer members (FDMs) from allowing customers to carry offsetting positions and generally requires an FDM to offset positions in a customer account on a first-in, first-out (FIFO) basis