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Financial Regulatory Developments 22 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 22 2015

EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process. The


Financial Regulatory Developments 15 May - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • May 15 2015

Treasury has updated the sanctions lists in respect of designations on terrorism and terrorist financing. (Source: Treasury Updates Sanctions


Financial Regulatory Developments 1 May - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • May 1 2015

David Gerald Dixon, who created a multi-million-pound Ponzi scheme through two companies, collectively known as Arboretum Sports, has been jailed for


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 24 April - Council of the European Union ( Council)
  • Dentons
  • European Union
  • April 24 2015

The Council has adopted the fourth Money Laundering Directive (MLD4) and amended the Wire Transfer Regulation. The European Parliament (EP) must now


Financial Regulatory Developments 2 April - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • April 2 2015

FATF has published a press release detailing the outcome of a two-day meeting of the Private Sector Consultative Forum. The main objectives of the


Financial Regulatory Developments 27 March - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • March 27 2015

The Anti-Money Laundering (AML) and counter terrorist finance (CTF) supervision report for 2013-14 highlights the Government's concerns over the


Financial Regulatory Developments 20 March - Department for Business, Innovation and Skills (DBIS)
  • Dentons
  • United Kingdom
  • March 20 2015

DBIS has published the outcome to its completed consultation entitled "Prescribed Bodies: Annual Reporting Requirements on Whistleblowing". DBIS was


Financial Regulatory Developments 20 March - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • March 20 2015

A speech by FATF's vice-president noted FATF's increased commitment to the risk-based approach and said that "de-risking" should never be an excuse


Financial Regulatory Developments 20 march - National Crime Agency (NCA)
  • Dentons
  • United Kingdom
  • March 20 2015

A report by Her Majesty's Inspectorate of Constabulary has found NCA has made a good start to its operations. However, in relation to suspicious