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Results: 1-10 of 493

Financial Regulatory Developments 24 July - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • July 24 2015

SFO's annual report highlights convictions under the Bribery Act achieved in the past year. It also notes 12 ongoing prosecutions over the LIBOR


Financial Regulatory Developments 12 June - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • June 12 2015

The fourth Money Laundering Directive (MLD4) and accompanying Funds Transfer Regulation were published in the OJEU. Member States have to implement


Financial Regulatory Developments 12 June - Transparency International (TI)
  • Dentons
  • United Kingdom
  • June 12 2015

I has published a paper discussing how it feels the UK Government's current powers are not fit for purpose to help it properly recover the proceeds


Financial Regulatory Developments 5 June - Council of the European Union (Council)
  • Dentons
  • European Union
  • June 5 2015

The Council has published the final versions of the MLD4 package comprising: the Regulation on information accompanying transfers of funds; and the


Financial Regulatory Developments 22 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 22 2015

EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process. The


Financial Regulatory Developments 15 May - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • May 15 2015

Treasury has updated the sanctions lists in respect of designations on terrorism and terrorist financing. (Source: Treasury Updates Sanctions


Financial Regulatory Developments 1 May - Serious Fraud Office (SFO)
  • Dentons
  • United Kingdom
  • May 1 2015

David Gerald Dixon, who created a multi-million-pound Ponzi scheme through two companies, collectively known as Arboretum Sports, has been jailed for


Financial Regulatory Developments 24 April - Council of the European Union ( Council)
  • Dentons
  • European Union
  • April 24 2015

The Council has adopted the fourth Money Laundering Directive (MLD4) and amended the Wire Transfer Regulation. The European Parliament (EP) must now


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 2 April - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • April 2 2015

FATF has published a press release detailing the outcome of a two-day meeting of the Private Sector Consultative Forum. The main objectives of the