We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 223

Financial Regulatory Developments 4 April - Basel Committee on Banking Supervision (Basel Committee)
  • Dentons
  • Global
  • April 4 2014

The Basel Committee has unveiled the formulation for the Standardised Approach to measuring exposure at default in counterparty credit risk arising


FSB consults on risk appetite framework
  • Dentons
  • Global
  • July 19 2013

FSB has launched a consultation on effective risk appetite frameworks, which follows its February 2013 peer review on risk governance. The principles


Financial Regulatory Developments 21 February - Wolfsberg Group
  • Dentons
  • Global
  • February 21 2014

The Wolfsberg Group has published a set of guidance principles on managing the risk of money laundering, terrorist financing and evasion of sanctions


IOSCO publishes CRA supervisory colleges report
  • Dentons
  • Global
  • August 2 2013

IOSCO has published its final report on recommendations for the establishment of supervisory colleges for credit rating agencies (CRAs). These


Financial Regulatory Developments 7 February - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • February 7 2014

FATF and the Egmont Group have published a report looking at money laundering and terrorist financing through trade in diamonds. The report notes


Financial Regulatory Developments 6 June - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • June 6 2014

JMLSG has published its final guidance for money services businesses (MSBs) as customers of banks. It has submitted the guidance to Treasury for


Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


Financial Regulatory Developments 21 February - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • February 21 2014

FATF has announced the outcomes of its latest plenary meeting: Antigua and Barbuda, Bangladesh and Vietnam are no longer on the list of jurisdictions


Financial Regulatory Developments 5 September - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • September 5 2014

JMLSG has published Treasury's approval of its guidance for Consumer Credit Providers and the approved text for the Guidance Notes. (Source: JMLSG


OECD calls for more international anti-corruption action
  • Dentons
  • Global
  • December 21 2012

OECD is disappointed that so few jurisdictions are making serious efforts to counter corrupt activities by foreign entities within their jurisdictions