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Results: 1-10 of 223

Financial Regulatory Developments 21 February - Wealth Management Association (WMA)
  • Dentons
  • Global
  • February 21 2014

WMA has published a paper reminding of the difficulties that the provision of a Key Investor Document (KID) would cause in the on-exchange secondary


FATF reports on plenary meeting
  • Dentons
  • Global
  • November 4 2011

At FATF’s plenary meeting in Paris, it updated its list of countries with strategic deficiencies


TI publishes study on corporate transparency
  • Dentons
  • Global
  • July 13 2012

TI has published a study called “Transparency in Corporate Reporting: Assessing the World’s Largest Companies”


FATF outlines priority actions
  • Dentons
  • Global
  • February 26 2016

FATF has published the outcomes of its plenary meeting in Paris. The meeting welcomed Malaysia and Israel as observers of the recommendations and


LSEG responds to IOSCO on financial benchmarks
  • Dentons
  • Global
  • March 1 2013

In its response to the International Organisation for Sercurities Commissions' (IOSCO) consultation report on financial benchmarks, LSEG has broadly


FATF updates guidance
  • Dentons
  • Global
  • October 30 2015

FATF has published the outcomes of its plenary meeting in Paris. The main issues dealt with by this plenary were: combating terrorist financing


TI publishes 2012 CPI
  • Dentons
  • Global, United Kingdom
  • December 7 2012

The 2012 Corruption Perception Index (CPI) ranks the UK at 17th, with a score of 74 out of a possible 100 (on a scale of 0 for most corrupt to 100 for least corrupt


ICMA presents private wealth management charter of quality
  • Dentons
  • Global
  • December 7 2012

Several ICMA members have adhered to a charter comprising common standards of quality, compliance and good market practice


FATF publishes plenary results
  • Dentons
  • Global
  • October 26 2012

FATF has published the results of its latest plenary meeting


FSB consults on risk appetite framework
  • Dentons
  • Global
  • July 19 2013

FSB has launched a consultation on effective risk appetite frameworks, which follows its February 2013 peer review on risk governance. The principles