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Results: 1-10 of 641

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 31 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 31 2015

ESMA is consulting on sound remuneration procedures under UCITS V. Its main aim is to bring the requirements relating to Undertakings For The


Financial Regulatory Developments 31 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 31 2015

FCA has made new rules: extending the "next business day rule", that allows firms to handle complaints less formally, without sending a final


Financial Regulatory Developments 31 July - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • July 31 2015

Treasury is consulting on changes to the laws on limited partnerships (LPs) it outlined in its 2013 budget. Treasury's purpose is to ensure that the


Financial Regulatory Developments 24 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 24 2015

Stephen Maijoor spoke at EP's ECON hearing on the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR). He addressed


Financial Regulatory Developments 17 July - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • July 17 2015

BoE has published its policy response on implementing ESMA’s Guidelines and Recommendations on CCP interoperability arrangements. The final standards


Financial Regulatory Developments 10 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 10 2015

FCA's Annual Report for 2014-2015 highlights the key areas of FCA's work in the past year as: its work on regulating consumer credit, which will


Financial Regulatory Developments 10 July - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • July 10 2015

The consultation response document summarises the comments received in response to the consultation on including peer-to-peer loans in ISAs and the


MiFID 2: third-country firms
  • Dentons
  • European Union
  • July 7 2015

The revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR) will mean changes not only for EU based firms but also for


Financial Regulatory Developments 3 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 3 2015

ESMA has published the first set of Regulatory and Implementing Technical Standards (RTS and ITS) due under the MiFID 2 packages (revised Markets in