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Results: 1-10 of 707

FCA supplements new rules
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a supplement to its most recent Handbook Notice. It includes the European Long-Term Investment Funds (ELTIF) Regulation (No 2


ECON reports on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

EP's Committee on Economic and Monetary Affairs (ECON) has published its finalised reports on the proposed delays to the MiFID 2 package (drafts


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


Commission reports on CMU
  • Dentons
  • European Union
  • April 29 2016

The Commission has published a working report on the progress and momentum around the CMU action plan since its launch in September 2015. The first


Council updates on MiFID 2 delays
  • Dentons
  • European Union
  • April 29 2016

The Council’s General Secretariat has agreed the current draft of the proposals to delay implementation of the revised Markets in Financial


Supreme Court confirms Asset Land’s CIS
  • Dentons
  • United Kingdom
  • April 22 2016

The judgment has been given in Asset Land’s appeal to the Supreme Court against a ruling which supported FCA’s claim that Asset Land was operating a


ESMA publishes principles for stakeholder engagement
  • Dentons
  • European Union
  • April 22 2016

ESMA has published a paper outlining its key principles when trying to foster stakeholder engagement in peer reviews. The objective of the six


FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


FCA updates on Asset Land enforcement
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has issued a press release on the Supreme Court ruling that Asset Land was operating a collective investment scheme (CIS) without FCA


ESMA discusses UCITS share classes
  • Dentons
  • European Union
  • April 15 2016

ESMA has published a discussion paper proposing a common regulatory framework for share classes under the Undertakings for Collective Investment in