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Results: 1-10 of 637

Financial Regulatory Developments 24 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 24 2015

Stephen Maijoor spoke at EP's ECON hearing on the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR). He addressed


Financial Regulatory Developments 17 July - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • July 17 2015

BoE has published its policy response on implementing ESMA’s Guidelines and Recommendations on CCP interoperability arrangements. The final standards


Financial Regulatory Developments 10 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 10 2015

FCA's Annual Report for 2014-2015 highlights the key areas of FCA's work in the past year as: its work on regulating consumer credit, which will


Financial Regulatory Developments 10 July - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • July 10 2015

The consultation response document summarises the comments received in response to the consultation on including peer-to-peer loans in ISAs and the


MiFID 2: third-country firms
  • Dentons
  • European Union
  • July 7 2015

The revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR) will mean changes not only for EU based firms but also for


Financial Regulatory Developments 3 July - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • July 3 2015

ESMA has published the first set of Regulatory and Implementing Technical Standards (RTS and ITS) due under the MiFID 2 packages (revised Markets in


Financial Regulatory Developments 3 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 3 2015

FCA has published the notes from a round table it held on UK implementation of the second Markets in Financial Instruments Directive (MiFID 2), where


MiFID 2RTS: authorisation and passporting
  • Dentons
  • European Union
  • July 1 2015

The MiFID 2 package takes effect (with a few exceptions) from 3 January 2017. We still await key technical measures. Following ESMA's discussion


Financial Regulatory Developments 19 June - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • June 19 2015

BoE has issued a paper announcing its intent to hold an Open Forum in the Autumn on the topic of "Building Real Markets for the Good of the People"


Financial Regulatory Developments 19 June - European Securities and Markets Authority (ESMA)
  • Dentons
  • European Union
  • June 19 2015

ESMA published its 2014 annual report and announced its new strategy for 2016-20. The annual report outlines ESMA's achievements for the past year in