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Results: 1-10 of 94

China regulator proposes to permit designated domestic futures contracts to be traded by foreigners
  • Katten Muchin Rosenman LLP
  • China
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures


CME Group issues notice regarding position limits and accountability levels
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

On November 4, CME Group issued Market Regulation Advisory Notice RA1518-5 (Notice) to provide regulatory guidance to market participants concerning


CFTC extends time-limited relief to SEFs for block trades
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief for swap execution facilities (SEFs) from


CFTC staff publishes responses to frequently asked questions regarding Commission Forms CPO-PQR and CTA-PR
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

On November 5, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission published responses (Responses) to


CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

On January 8, the Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission issued no-action relief from the swap clearing


CFTC Technology Advisory Committee To Meet on January 26
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

The Technology Advisory Committee of the Commodity Futures Trading Commission will hold a public meeting on January 26 to discuss (1) the CFTC’s


CFTC Amends Recordkeeping Rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has amended Regulation 1.35(a) to ease recordkeeping obligations for certain entities with respect to


CFTC Reminds SDs and MSPs of Swap Reporting Obligations
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission has issued an advisory to remind swap dealers


CFTC grants DCO registration to Nodal Clear, LLC
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has granted registration to Nodal Clear, LLC as a derivatives clearing organization (DCO). Pursuant to the


NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • March 4 2016

On February 29, National Futures Association (NFA) issued Interpretive Notice I-16-10, which notifies member firms about the addition of a