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Results: 1-10 of 92

CFTC Issues Orders of Registration to Five Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

On October 31, the Commodity Futures Trading Commission issued separate Orders of Registration as a foreign Board of Trade (FBOT) to Eurex


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CME group exchanges adopt revised rules regarding transfer trades and concurrent long and short positions
  • Katten Muchin Rosenman LLP
  • USA
  • March 14 2014

On March 10, a self-certified rule change related to transfer trades and concurrent long and short positions submitted by the Chicago Mercantile


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


“Let Wall Street pay for Wall Street’s Bailout Act of 2009”Congressional bill proposes new tax on securities transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

On February 13, the “Let Wall Street Pay for Wall Street’s Bailout Act of 2009” (Act) was introduced by U.S. Representative Peter DeFazio and referred to the House Ways and Means Committee


Treasury Secretary outlines framework for regulatory reform
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

On March 26, Treasury Secretary Timothy Geithner provided an overview of the Obama administration’s planned overhaul of the financial regulatory system to the Committee on Financial Services of the House of Representatives


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012


CFTC and SEC staffs to hold joint public roundtable discussion regarding international issues relating to the implementation of Title VII of the Dodd-Frank Act
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2011

The staffs of the Commodity Futures Trading Commission and the Securities and Exchange Commission will jointly conduct a public roundtable discussion to address international issues in connection with the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act


IOSCO publishes final derivatives market intermediary report
  • Katten Muchin Rosenman LLP
  • Global
  • June 8 2012

On June 6, the International Organization of Securities Commissions (IOSCO) published a report on International Standards for Derivatives Market Intermediary Regulation


Options Clearing Corporation proposes internal cross-margining program for market professionals
  • Katten Muchin Rosenman LLP
  • USA
  • April 1 2011

The Options Clearing Corporation (OCC) has submitted a petition to the Commodity Futures Trading Commission to permit OCC to operate an internal non-proprietary cross-margining program available to market professionals who trade futures products and securities products that are cleared by OCC in its capacity as a derivatives clearing organization and a securities clearing agency, respectively