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CFTC extends relief for Eurex Clearing and US clearing members
  • Katten Muchin Rosenman LLP
  • USA
  • October 2 2015

The Division of Clearing and Risk of the Commodity Futures Trading Commission has further extended temporary no-action relief to Eurex Clearing AG


CFTC extends designation of DTCC-SWIFT as provider of legal entity identifiers
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2015

On July 20, the Commodity Futures Trading Commission issued an order extending the designation of the Depository Trust and Clearing Corporation and


CFTC releases preliminary report on the swap dealer de minimis exception
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

On November 18, staff from the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight and Office of the Chief


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


CFTC issues order of exemption from registration as a DCO to ASX Clear (Futures) Pty Limited and requests public comment on a petition by Korea Exchange, Inc. for exemption from DCO registration
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has issued an order of exemption from registration as a derivatives clearing organization (DCO) to ASX Clear


CFTC to hold an open Commission meeting on automated trading
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

The Commodity Futures Trading Commission announced that it will hold an open meeting on Tuesday, November 24 at 9:00 a.m. (ET) to consider a proposal


CFTC extends relief for non-US swap dealers from transaction-level requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 14 2015

On August 13, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk, and Division of Market Oversight of the


HKSFC issues circular on application process for exemptive relief under CFTC Regulation 30.10
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • August 14 2015

On August 13, the Hong Kong Securities and Futures Commission (HKSFC) issued a circular describing the application procedure for certain licensed


NFA adopts interpretative notice regarding cybersecurity and Information Systems Security Programs
  • Katten Muchin Rosenman LLP
  • USA
  • October 30 2015

The Commodity Futures Trading Commission has approved the National Futures Association (NFA)’s interpretive notice related to Information System


CFTC exempts a Japanese clearing organization and Korean exchange from derivatives clearing organization registration
  • Katten Muchin Rosenman LLP
  • USA
  • October 30 2015

The Commodity Futures Trading Commission has issued separate orders of exemption allowing the Japan Securities Clearing Corporation (JSCC) and Korea