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Results: 1-10 of 91

CFTC and SEC to hold joint public roundtable discussion regarding implementation of rules under Dodd-Frank
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2011

The Commodity Futures Trading Commission and the Securities and Exchange Commission will jointly conduct a public roundtable discussion to address the schedule for implementing final rules for swaps and security-based swaps under the Dodd-Frank Wall Street Reform and Consumer Protection Act, including whether to phase in the implementation of the new requirements


NFA Issues Notice Regarding Cybersecurity Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • March 4 2016

On February 29, National Futures Association (NFA) issued Interpretive Notice I-16-10, which notifies member firms about the addition of a


CFTC publishes RED List
  • Katten Muchin Rosenman LLP
  • USA
  • September 11 2015

The CFTC has announced that it has initiated a Registration Deficiency List (RED List), which identifies unregistered foreign entities that the CFTC


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


China regulator proposes to permit designated domestic futures contracts to be traded by foreigners
  • Katten Muchin Rosenman LLP
  • China
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures


CFTC proposes cleared swap reporting amendments
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has proposed to amend Part 45 of its regulations insofar as they relate to the reporting to a swaps data


CFTC issues order of exemption from registration as a DCO to ASX Clear (Futures) Pty Limited and requests public comment on a petition by Korea Exchange, Inc. for exemption from DCO registration
  • Katten Muchin Rosenman LLP
  • USA
  • August 21 2015

The Commodity Futures Trading Commission has issued an order of exemption from registration as a derivatives clearing organization (DCO) to ASX Clear


CFTC to hold an open Commission meeting on automated trading
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2015

The Commodity Futures Trading Commission announced that it will hold an open meeting on Tuesday, November 24 at 9:00 a.m. (ET) to consider a proposal


CFTC’s Market Risk Advisory Committee to meet on November 2
  • Katten Muchin Rosenman LLP
  • USA
  • October 9 2015

The Commodity Futures Trading Commission’s Market Risk Advisory Committee will hold a public meeting on November 2 from 10:00 a.m. to 1:30 p.m. The


CFTC extends relief for non-US swap dealers from transaction-level requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 14 2015

On August 13, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk, and Division of Market Oversight of the