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Results: 1-10 of 79

CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter


CFTC extends swap data reporting relief to certain non-US SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended relief from swap data reporting obligations for swap


CME group exchanges adopt revised rules regarding transfer trades and concurrent long and short positions
  • Katten Muchin Rosenman LLP
  • USA
  • March 14 2014

On March 10, a self-certified rule change related to transfer trades and concurrent long and short positions submitted by the Chicago Mercantile


CFTC modifies position limit aggregation proposal
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has modified its position aggregation proposal, which initially was proposed on November 15, 2013. Under the


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC grants DCO registration to Nodal Clear, LLC
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has granted registration to Nodal Clear, LLC as a derivatives clearing organization (DCO). Pursuant to the


CFTC Provides Relief to SEFs From Audit Trail Requirements Related to Post-Trade Allocation Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has issued temporary no-action relief to swap execution facilities


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC Proposes Alternative to Fingerprinting Requirement for Foreign Individuals
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has proposed to amend Regulation 3.21 to provide an exemption for the fingerprinting requirements for an


CFTC Requests Comment on Draft Technical Specifications for Swap Data
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The staff of the Commodity Futures Trading Commission has published for comment draft technical specifications for certain swap data elements