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Results: 1-10 of 85

NFA Updates Self-Examination Questionnaire
  • Katten Muchin Rosenman LLP
  • USA
  • August 19 2016

On August 15, National Futures Association issued a series of updates to its Self-Examination Questionnaire, which all NFA members must complete


CFTC Announces Enhancements to Protect Customer Funds
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 8, the Commodity Futures Trading Commission announced three separate measures designed to enhance the protection of customer funds. The


CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 9, the Commodity Futures Trading Commission announced that it is proposing amendments to CFTC Regulation 3.3 to codify and supersede


CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Proposes To Amend Exemption From Registration for Certain Foreign Persons
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2016

On July 27, the Commodity Futures Trading Commission announced proposed rules to amend current exemptions from CFTC registration for futures


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


CFTC extends relief for non-US swap dealers from transaction-level requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 14 2015

On August 13, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk, and Division of Market Oversight of the


CME Group issues notice regarding position limits and accountability levels
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

On November 4, CME Group issued Market Regulation Advisory Notice RA1518-5 (Notice) to provide regulatory guidance to market participants concerning


CFTC Proposes To Allow Designated Contract Markets and Swap Execution Facilities To Recognize Certain Hedging and Spread Positions From Speculative Position Limits
  • Katten Muchin Rosenman LLP
  • USA
  • June 6 2016

On May 26, the Commodity Futures Trading Commission (CFTC) proposed amendments to its previously proposed rules related to speculative position limits