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Results: 1-10 of 94

CFTC Releases No-Action Letter Regarding the Transfer of Customer-Owned Securities by FCMs to Foreign Brokers
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • April 14 2017

On April 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediate Oversight (DSIO) made publicly available No-Action


China regulator proposes to permit designated domestic futures contracts to be traded by foreigners
  • Katten Muchin Rosenman LLP
  • China
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


CFTC registers ICE Futures Canada and Montreal Exchange as FBOTs
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 28 2015

The Commodity Futures Trading Commission has issued orders granting foreign board of trade (FBOT) registration to ICE Futures Canada, Inc. and


CFTC Issues Orders of Registration to Five Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2016

On October 31, the Commodity Futures Trading Commission issued separate Orders of Registration as a foreign Board of Trade (FBOT) to Eurex


CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Issues No Action Relief for EU-Based DCOs Authorized to Operate in EU
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2016

Following on a joint statement by the Commodity Futures Trading Commission and European Commission announcing a common approach to the regulation


CFTC Seeks Comment on CME Petition for Order Permitting Commingling of Funds
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

The Chicago Mercantile Exchange, Inc. (CME) has submitted to the Commodity Futures Trading Commission a petition for an order pursuant to Section 4d


CME Group issues notice regarding position limits and accountability levels
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

On November 4, CME Group issued Market Regulation Advisory Notice RA1518-5 (Notice) to provide regulatory guidance to market participants concerning


CFTC extends time-limited relief to SEFs for block trades
  • Katten Muchin Rosenman LLP
  • USA
  • November 6 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief for swap execution facilities (SEFs) from