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Extension of Time-Limited, Conditional No-Action Relief Regarding Masking Certain Reportable Identifying Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2016

On January 15, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) issued CFTC letter 16-03 (“Letter”) providing a


CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes
  • Katten Muchin Rosenman LLP
  • USA
  • January 22 2016

The Commodity Futures Trading Commission has authorized the National Futures Association (NFA) to receive, review, maintain and serve as the official


CFTC extends relief for Eurex Clearing and US clearing members
  • Katten Muchin Rosenman LLP
  • USA
  • October 2 2015

The Division of Clearing and Risk of the Commodity Futures Trading Commission has further extended temporary no-action relief to Eurex Clearing AG


CFTC Technology Advisory Committee To Meet on January 26
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

The Technology Advisory Committee of the Commodity Futures Trading Commission will hold a public meeting on January 26 to discuss (1) the CFTC’s


CFTC Provides Relief to SEFs From Audit Trail Requirements Related to Post-Trade Allocation Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has issued temporary no-action relief to swap execution facilities


CFTC Amends Recordkeeping Rules
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has amended Regulation 1.35(a) to ease recordkeeping obligations for certain entities with respect to


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


IOSCO publishes final derivatives market intermediary report
  • Katten Muchin Rosenman LLP
  • Global
  • June 8 2012

On June 6, the International Organization of Securities Commissions (IOSCO) published a report on International Standards for Derivatives Market Intermediary Regulation


CFTC Proposes Alternative to Fingerprinting Requirement for Foreign Individuals
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has proposed to amend Regulation 3.21 to provide an exemption for the fingerprinting requirements for an


CFTC Requests Comment on Draft Technical Specifications for Swap Data
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The staff of the Commodity Futures Trading Commission has published for comment draft technical specifications for certain swap data elements