We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 87

Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC Issues Comparability Determination for Japan Uncleared Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 9 2016

On September 8, the Commodity Futures Trading Commission approved a comparability determination permitting substituted compliance with certain


CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Requests Comment on Draft Technical Specifications for Swap Data
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The staff of the Commodity Futures Trading Commission has published for comment draft technical specifications for certain swap data elements


CFTC Issues No Action Relief for EU-Based DCOs Authorized to Operate in EU
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2016

Following on a joint statement by the Commodity Futures Trading Commission and European Commission announcing a common approach to the regulation


CFTC Grants Relief for End Users from Trade Option Filing Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 18 2016

The Commodity Futures Trading Commission's Division of Market Oversight (DMO) has issued CFTC Letter No. 16-10, which provides temporary no-action


CFTC Releases Results of CBOE Futures Exchange Rule Enforcement Review
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

On June 29, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) released the results of its trade practice rule enforcement


CFTC seeks comment on Japan Securities Clearing Corporation’s petition for exemption from DCO registration
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission is seeking public comment on a petition by the Japan Securities Clearing Corporation (JSCC) for an order of


CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

On January 8, the Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission issued no-action relief from the swap clearing


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding