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Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC exempts a Japanese clearing organization and Korean exchange from derivatives clearing organization registration
  • Katten Muchin Rosenman LLP
  • USA
  • October 30 2015

The Commodity Futures Trading Commission has issued separate orders of exemption allowing the Japan Securities Clearing Corporation (JSCC) and Korea


CFTC Grants No-Action Relief From Certain Swap Clearing Requirements for Swaps With Eligible Affiliate Counterparties in Australia or Mexico
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2016

On December 15, the Commodity Futures Trading Commission Division of Clearing and Risk granted US swap participants temporary no-action relief from


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding


CFTC Grants Registration to Two Foreign Boards of Trade
  • Katten Muchin Rosenman LLP
  • USA
  • June 3 2016

On June 1, the Commodity Futures Trading Commission issued Orders of Registration to BM&FFBOVESPA S.A. (BVMF) and Cleartrade Exchange Pte. Limited


CFTC publishes RED List
  • Katten Muchin Rosenman LLP
  • USA
  • September 11 2015

The CFTC has announced that it has initiated a Registration Deficiency List (RED List), which identifies unregistered foreign entities that the CFTC


CFTC grants DCO registration to Nodal Clear, LLC
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has granted registration to Nodal Clear, LLC as a derivatives clearing organization (DCO). Pursuant to the


China regulator proposes to permit designated domestic futures contracts to be traded by foreigners
  • Katten Muchin Rosenman LLP
  • China
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures


CFTC Provides Relief to SEFs From Audit Trail Requirements Related to Post-Trade Allocation Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has issued temporary no-action relief to swap execution facilities