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CFTC Issues Residual Interest Deadline Report
  • Katten Muchin Rosenman LLP
  • USA
  • May 20 2016

On May 13, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued the Residual Interest Deadline


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC Grants Relief to Certain Non-U.S. Intermediaries
  • Katten Muchin Rosenman LLP
  • USA
  • February 19 2016

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has granted no-action relief to certain


HKSFC issues circular on application process for exemptive relief under CFTC Regulation 30.10
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • August 14 2015

On August 13, the Hong Kong Securities and Futures Commission (HKSFC) issued a circular describing the application procedure for certain licensed


CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter


CFTC modifies position limit aggregation proposal
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has modified its position aggregation proposal, which initially was proposed on November 15, 2013. Under the


CME group exchanges adopt revised rules regarding transfer trades and concurrent long and short positions
  • Katten Muchin Rosenman LLP
  • USA
  • March 14 2014

On March 10, a self-certified rule change related to transfer trades and concurrent long and short positions submitted by the Chicago Mercantile


CFTC extends swap data reporting relief to certain non-US SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • November 13 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended relief from swap data reporting obligations for swap


Foreign listed stock index futures and options approvals
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012