We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 72

NFA Issues Notice to Member Regarding Approval Process for New Margin Models Used by Covered Swap Entities
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 14, National Futures Association (NFA) issued Notice I-16-03, which provides further details regarding NFA's review and approval process for


CFTC Issues No-Action Letters and Guidance Regarding the Ownership and Control Final Rule
  • Katten Muchin Rosenman LLP
  • USA
  • April 15 2016

On April 8, the Division of Market Oversight (DMO) of the Commodity Futures Trading Commission issued two no-action letters providing additional


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC Issues No Action Relief for EU-Based DCOs Authorized to Operate in EU
  • Katten Muchin Rosenman LLP
  • USA
  • March 18 2016

Following on a joint statement by the Commodity Futures Trading Commission and European Commission announcing a common approach to the regulation


NFA To Review Initial Margin Models for SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • March 11 2016

National Futures Association (NFA) has issued a notice reminding its swap dealer (SD) and major swap participant (MSP) members of their obligations


CFTC issues guidance on “firm or forced trades” process
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission's Division of Clearing and Risk and Division of Market Oversight have issued guidance to derivatives clearing


CFTC Enters Into Information Sharing MOU With Three Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • April 22 2016

On April 20, the Commodity Futures Trading Commission and three Canadian regulatory authorities signed counterparts to a memorandum of understanding


CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter


CFTC modifies position limit aggregation proposal
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has modified its position aggregation proposal, which initially was proposed on November 15, 2013. Under the


CME group exchanges adopt revised rules regarding transfer trades and concurrent long and short positions
  • Katten Muchin Rosenman LLP
  • USA
  • March 14 2014

On March 10, a self-certified rule change related to transfer trades and concurrent long and short positions submitted by the Chicago Mercantile