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New York adopts revisions to Regulation 118 governing audited financial statements
  • Locke Lord LLP
  • USA
  • January 12 2010

On December 28, 2009, the New York Insurance Department ("NYID") issued a Notice of Emergency adoption revising Regulation 118 to implement new audit and reporting standards on an emergency basis


Speech by Sally Dewar - taking the FSA's corporate governance agenda forward
  • Locke Lord LLP
  • United Kingdom
  • April 6 2010

Sally Dewar, the Financial Services Authority's (FSA) managing director of Risk, gave a speech entitled "Taking the FSA's corporate governance agenda forward" at the City Corporate Governance and Remuneration Summit on 30 March 2010


U.S. Securities and Exchange Commission brings civil action against former New Century executives
  • Locke Lord LLP
  • USA
  • January 6 2010

On December 7, 2009, the SEC charged three former executives of New Century Financial Corporation with securities fraud


Former Tyco director settles with pension fund in opt-out action
  • Locke Lord LLP
  • USA
  • January 4 2010

In 2002, Tyco became embroiled in a well-publicized scandal arising out of alleged corporate looting by the company’s top management


SEC takes interest in life settlements
  • Locke Lord LLP
  • USA
  • October 23 2009

SEC Commissioner Mary L. Schapiro indicated on October 22, 2009 that life settlements are an "area of emerging interest" to the SEC


NERA’s 2009 year-end securities class action trends update
  • Locke Lord LLP
  • USA
  • December 31 2009

NERA Economic Consulting has issued its report titled: "Recent Trends in Securities Class Action Litigation: 2009 Year-End Update" (the "NERA Year-End Update"


UK client money deadline approaches
  • Locke Lord LLP
  • United Kingdom
  • June 11 2010

We have previously reported on the UK Financial Services Authority's (FSA) Client Money and Asset Report (the Report), published in January 2010


Financial Services Authority (FSA) publishes consultation paper on competence and ethics
  • Locke Lord LLP
  • United Kingdom
  • June 11 2010

The FSA has recently published a consultation paper entitled "Competence and ethics" (CP1012


Cornerstone’s review and analysis of 2009 securities class action settlements
  • Locke Lord LLP
  • USA
  • March 29 2010

Cornerstone Research released its report on its review and analysis of 2009's securities class action settlements


Bermuda Monetary Authority publishes its 2010 Business Plan
  • Locke Lord LLP
  • Bermuda
  • January 19 2010

On 14 January 2010 the Bermuda Monetary Authority (BMA) presented its regulatory framework Business Plan for the year ahead at its Annual General Meeting