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Results: 1-10 of 16

FSA obtains conviction for insider dealing
  • Dentons
  • United Kingdom
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing


FSA gets High Court injunction against market abuse
  • Dentons
  • United Kingdom
  • May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse


FSA gets injunction against market manipulation
  • Dentons
  • United Kingdom
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011


Tribunal finds censure appropriate in market abuse case
  • Dentons
  • United Kingdom
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse


Court reduces LIBOR rigging sentence
  • Dentons
  • United Kingdom
  • December 23 2015

The Court of Appeal (Criminal Division) has reduced the sentence of imprisonment handed down to Tom Hayes in relation to LIBOR rigging. Mr Hayes had


Court dismisses application for mis-selling “fishing” exercise
  • Dentons
  • United Kingdom
  • December 23 2015

The High Court has dismissed an application by a firm that alleged Barclays had mis-sold a swap, to require Barclays to disclose documents relating



Tribunal decides on identification in IBOR case
  • Dentons
  • United Kingdom
  • March 11 2016

The Tribunal heard the application of Joerg Vogt, who alleged FCA's Final Notice relating to Deutsche Bank's misconduct in respect of interbank rates


LIBOR defendants acquitted
  • Dentons
  • United Kingdom
  • February 5 2016

Six individuals have been found not guilty of conspiracy to defraud in connection with SFO's ongoing criminal investigation into the manipulation of


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned