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LIBOR defendants acquitted
  • Dentons
  • United Kingdom
  • February 5 2016

Six individuals have been found not guilty of conspiracy to defraud in connection with SFO's ongoing criminal investigation into the manipulation of


Court reduces LIBOR rigging sentence
  • Dentons
  • United Kingdom
  • December 23 2015

The Court of Appeal (Criminal Division) has reduced the sentence of imprisonment handed down to Tom Hayes in relation to LIBOR rigging. Mr Hayes had


Court dismisses application for mis-selling “fishing” exercise
  • Dentons
  • United Kingdom
  • December 23 2015

The High Court has dismissed an application by a firm that alleged Barclays had mis-sold a swap, to require Barclays to disclose documents relating


Commission publishes EU MAR exemptions
  • Dentons
  • European Union
  • December 23 2015

The Commission has published a Delegated Regulation to supplement EU MAR, covering: the extension of the exemption from the obligations and


FCA fines Threadneedle for fixed income desk failings
  • Dentons
  • United Kingdom
  • December 23 2015

FCA has fined Threadneedle Asset Management Limited £6,038,504 for breach of Principles 3 and 11 between 2010 and 2012. The failings relate to


Council reports on ECOFIN outcome
  • Dentons
  • European Union
  • December 11 2015

The Council published notes from its ECOFIN meeting. Among the matters it discussed were: progress towards the Financial Transactions Tax; the


FCA publishes inside and confidential information flow review
  • Dentons
  • United Kingdom
  • December 11 2015

FCA has published a Thematic Review on its review of inside and confidential information. Its review covered a sample of investment banking firms to


FCA bans Aviva analyst
  • Dentons
  • United Kingdom
  • November 20 2015

FCA has fined Mothahir Miah, a former investment analyst at Aviva Investors Global Services Limited (Aviva), £139,000 and banned him from performing


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Financial Regulatory Developments 22 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 22 2015

EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process. The