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Results: 1-10 of 119

Financial Regulatory Developments 22 May - European Parliament (EP)
  • Dentons
  • European Union
  • May 22 2015

EP approves benchmarks Regulation: EP has approved the draft Regulation designed to curb conflicts of interest in the benchmark setting process. The


Financial Regulatory Developments 24 April - Council of the European Union ( Council)
  • Dentons
  • European Union
  • April 24 2015

The Council has adopted the fourth Money Laundering Directive (MLD4) and amended the Wire Transfer Regulation. The European Parliament (EP) must now


Financial Regulatory Developments 5 December - Council of the European Union (Council)
  • Dentons
  • European Union
  • December 5 2014

The Presidency has published its compromise response to the proposal for a Regulation on money market funds (MMFs). It has proposed significant


Financial Regulatory Developments 21 November - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 21 2014

Treasury is consulting on proposals to extend the Senior Managers and Certification Regime to all banks and significant investment firms that have a


Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Financial Regulatory Developments 14 November - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • November 14 2014

Treasury has accepted the recommendations of the Financial Policy Committee (FPC) of BoE and is consulting, until 28 November, on granting the FPC a


Financial Regulatory Developments 24 October - Council of the European Union (Council)
  • Dentons
  • European Union
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees


Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have


Financial Regulatory Developments 10 October - European Commission (Commission)
  • Dentons
  • European Union
  • October 10 2014

Jonathan Hill, Commissioner-Designate, has responded to questions from the European Parliament's Economic and Monetary Affairs Committee (ECON). ECON


Financial Regulatory Developments 19 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 19 2014

FCA has published its thematic review of mobile banking and payments. This follows its interim findings which it published just over a year ago. The