We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 326

Financial Regulatory Developments 3 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 3 2015

PRA has confirmed firms must comply with EBA Guidelines on materiality, proprietary and confidentiality on disclosure frequency from 15 October 2015


Financial Regulatory Developments 26 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 26 2015

FCA and PRA have published a joint policy statement on new remuneration rules, together with new rules, guidance and policy papers. The changes apply


Financial Regulatory Developments 12 June - European Commission (Commission)
  • Dentons
  • European Union
  • June 12 2015

Jonathan Hill has spoken on the next steps towards Capital Markets Union (CMU). He looked at the themes of the review, including: the role for


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Financial Regulatory Developments 12 June - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • June 12 2015

The Fair and Effective Markets Review has published its final report and recommendations. The Review looked at deficiencies in the markets and their


Financial Regulatory Developments 5 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 5 2015

Andrew Bulley, Director of Life Insurance at PRA, has written to firms updating them on the status of Solvency 2 preparations. The letter: states PRA


Financial Regulatory Developments 15 May - Joint Committee of European Supervisory Authorities (ESAS) (EBAEIOPAESMA)
  • Dentons
  • European Union
  • May 15 2015

The ESAs have published the responses to the consultation on draft guidelines for cross-selling practices. There were 33 responses to the


Financial Regulatory Developments 8 May - The Joint Committee of European Supervisory Authorities (ESAS) (ESMAEBAEIOPA)
  • Dentons
  • European Union
  • May 8 2015

The Joint Committee of the ESAs has published its fifth "Report on Risks and Vulnerabilities in the EU Financial System". Overall, the report found


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 2 April - European Insurance and Occupational Pensions Authority (EIOPA)
  • Dentons
  • European Union
  • April 2 2015

EIOPA has published a consultation paper inviting views on the draft Implementing Technical Standards (ITS) on the procedures and templates for