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Results: 1-10 of 82

Treasury publishes review of its management response to the financial crisis:
  • Dentons
  • United Kingdom
  • March 16 2012

The review recommends that Treasury sets out its medium-term role in relation to financial services regulation, markets and stability and ensures that it has the capabilities required to fulful it


ESMA updates Q&A on transparency directive
  • Dentons
  • European Union
  • March 16 2012

ESMA has updated its Q&A on the Transparency Directive for the first time since October 2009


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were


FSA gets conviction of two insider dealers
  • Dentons
  • United Kingdom
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities


ESMA consults on fees for trade repositories
  • Dentons
  • European Union
  • February 22 2013

ESMA has opened a consultation, which runs until 6 March, on its response to the Commission's request for technical advice on Fees for Trade


ESAs call for cross-sectoral risk action
  • Dentons
  • European Union
  • April 19 2013

The Joint Committee of the ESAs has published its first report looking at key risks facing EU financial markets. The report makes recommendations for


BIS and IOSCO consult on authorities’ access to TR data
  • Dentons
  • Global, United Kingdom
  • April 19 2013

The Committee on Payment and Settlement Systems (CPSS) at BIS and the International Organisation for Securities Commissions (IOSCO) have published a


ESMA writes to US on OTC derivatives
  • Dentons
  • European Union
  • December 21 2012

ESMA has written to the Agriculture Committee of the US House of Representatives, setting out its views on successful international reform of the global OTC derivatives markets


FSA makes rules on EMIR portability
  • Dentons
  • United Kingdom
  • December 21 2012

FSA has fed back on the responses to the first part of its consultation “Client assets regime: EMIR, multiple pools and the wider review” and made rules that ensure the porting of positions and margin, as required by EMIR, will be achievable in case of a clearing member’s default


BoE consults on FMI supervision
  • Dentons
  • United Kingdom
  • December 21 2012

BoE has published its approach document to the supervision of the financial market institutions (FMIs) (CCPs and securities settlement systems), which will be under its supervisory responsibility when the changes to the Financial Services and Markets Act come into force