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FSA gets conviction of two insider dealers
  • Dentons
  • United Kingdom
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities


ESMA calls for evidence on SSR effects
  • Dentons
  • European Union
  • February 15 2013

Following the Commission's request for technical advice on evaluating the effects of the Short Selling Regulation (SSR), ESMA has launched a Call for


EMIR level 2 measures agreed
  • Dentons
  • European Union
  • February 15 2013

ECON has withdrawn its motion for a resolution objecting to two of the regulatory technical standards (RTS) under the Regulation on OTC derivatives


ESMA consults on fees for trade repositories
  • Dentons
  • European Union
  • February 22 2013

ESMA has opened a consultation, which runs until 6 March, on its response to the Commission's request for technical advice on Fees for Trade


ESMA publishes UCITS and ETF FAQS
  • Dentons
  • European Union
  • March 22 2013

ESMA has published a list of frequently asked questions (FAQs) to help supervisors apply UCITS legislation consistently. This set of FAQs focuses on


OFGEM writes on REMIT
  • Dentons
  • United Kingdom
  • March 22 2013

OFGEM has written to all wholesale energy market participants reminding them of the scope of the Regulation on Wholesale Energy Market Integrity and


BIS and IOSCO consult on authorities’ access to TR data
  • Dentons
  • Global, United Kingdom
  • April 19 2013

The Committee on Payment and Settlement Systems (CPSS) at BIS and the International Organisation for Securities Commissions (IOSCO) have published a


ESAs call for cross-sectoral risk action
  • Dentons
  • European Union
  • April 19 2013

The Joint Committee of the ESAs has published its first report looking at key risks facing EU financial markets. The report makes recommendations for


FMLC responds to FSA review of the client assets regime
  • Dentons
  • United Kingdom
  • March 1 2013

FMLC has published its response to FSA's consultation on reviewing the client assets regime. It covers the three parts of the consultation, namely


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were