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Results: 1-10 of 82

EP publishes march agenda
  • Dentons
  • European Union
  • February 16 2012

The draft agenda for EP's meeting in late March anticipates a vote on first reading of the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (EMIR) on 29 March


FMLC responds to FSA review of the client assets regime
  • Dentons
  • United Kingdom
  • March 1 2013

FMLC has published its response to FSA's consultation on reviewing the client assets regime. It covers the three parts of the consultation, namely


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were


ESMA consults on fees for trade repositories
  • Dentons
  • European Union
  • February 22 2013

ESMA has opened a consultation, which runs until 6 March, on its response to the Commission's request for technical advice on Fees for Trade


FSA gets conviction of two insider dealers
  • Dentons
  • United Kingdom
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities


ISDA responds on interoperability arrangements
  • Dentons
  • European Union
  • February 8 2013

ISDA has responded to ESMA's consultation paper on guidelines for establishing consistent, efficient and effective assessments of interoperability


ESMA publishes responses on types of AIFMs and AIFMD concepts
  • Dentons
  • European Union
  • February 8 2013

ESMA has published the responses to its consultations on RTS for types of alternative investment fund managers (AIFMs) and on Guidelines on key


Council Justice Ministers agree CMAD
  • Dentons
  • European Union
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December


BoE and FSA welcome internal audit consultation
  • Dentons
  • United Kingdom
  • February 15 2013

BoE and FSA have welcomed the publication by the Chartered Institute of Internal Auditors of a consultation paper on effective internal audit in the


ESMA calls for evidence on SSR effects
  • Dentons
  • European Union
  • February 15 2013

Following the Commission's request for technical advice on evaluating the effects of the Short Selling Regulation (SSR), ESMA has launched a Call for