We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 82

Council Justice Ministers agree CMAD
  • Dentons
  • European Union
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December


ESMA calls for evidence on SSR effects
  • Dentons
  • European Union
  • February 15 2013

Following the Commission's request for technical advice on evaluating the effects of the Short Selling Regulation (SSR), ESMA has launched a Call for


EMIR level 2 measures agreed
  • Dentons
  • European Union
  • February 15 2013

ECON has withdrawn its motion for a resolution objecting to two of the regulatory technical standards (RTS) under the Regulation on OTC derivatives


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were


FSA speaks on client assets
  • Dentons
  • United Kingdom
  • November 23 2012

Martin Wheatley and Richard Sutcliffe spoke on the regulatory approach to client asset protection


Tribunal upholds FSA decision to fine firm for market manipulation
  • Dentons
  • United Kingdom
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market


FSB hands over LEI to ROC
  • Dentons
  • Global
  • February 1 2013

The inaugural meeting of the global Legal Entity Identifier (LEI) Regulatory Oversight Committee (ROC) has taken place. ROC takes over from FSB the


OFT publishes decision on LSE LCH acquisition
  • Dentons
  • United Kingdom
  • February 1 2013

OFT has published the text of its decision to clear the acquisition of LCH.Clearnet by the London Stock Exchange (LSE) Group (see FReD 21 December


IOSCO publishes principles on client assets protection
  • Dentons
  • Global
  • February 15 2013

IOSCO has published principles on protecting client assets held by intermediaries. Among other principles, IOSCO says that an intermediary should be


Presidency publishes new MiFID compromises
  • Dentons
  • Ireland
  • February 8 2013

The Irish Presidency has tabled new compromise texts for the revised Markets in Financial Instruments Directive (MiFID 2) and Regulation (MiFIR):