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Results: 1-10 of 82

Council Justice Ministers agree CMAD
  • Dentons
  • European Union
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December


FSA speaks on liquidity and the regulation of markets
  • Dentons
  • United Kingdom
  • May 4 2012

David Lawton has spoken on how the current set of regulatory proposals may impact on liquidity


FSA fines former MLI broker £350,000 for market abuse
  • Dentons
  • United Kingdom
  • February 24 2012

FSA has fined Andrew Osborne, former Managing Director in Corporate Broking at Merrill Lynch International (MLI), £350,000, for market abuse


FMLC writes to Commission on MAR
  • Dentons
  • European Union, United Kingdom
  • April 13 2012

FMLC has written to the European Commission setting out its concerns over some of the proposals in the draft Market Abuse Regulation (MAR


IOSCO reports on implementation of commodity derivatives market principles
  • Dentons
  • Global
  • November 2 2012

IOSCO has published the results of its “Survey on Implementation of the Principles for the Regulation and Supervision of Commodity Derivatives Markets”


FSB Regional Middle East and North Africa Group meets
  • Dentons
  • United Arab Emirates
  • January 27 2012

The inaugural meeting of the FSB Regional Consultative Group for the Middle East and North Africa took place in Abu Dhabi


Three sentenced for insider dealing
  • Dentons
  • United Kingdom
  • June 22 2012

Two directors of an FSA-authorised contracts for difference broker and the spouse of one of them have been found guilty under section 52 of the Criminal Justice Act 1993


Commons debates executive pay
  • Dentons
  • United Kingdom
  • January 27 2012

Vince Cable has explained in the House of Commons the reasons for the Government’s proposals on executive pay


ESMA reports on CRAs
  • Dentons
  • European Union
  • January 20 2012

ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation


AIMA publishes FTT note
  • Dentons
  • European Union
  • January 20 2012

AIMA has published a research note on the proposed FTT