We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 82

Council Justice Ministers agree CMAD
  • Dentons
  • European Union
  • December 14 2012

European Justice Ministers have added their support to the agreement by the Member States' Permanent Representatives (COREPER) on the form of the Directive for Criminal Sanctions for Market Abuse (CMAD) (see FReD 7 December


Basel consults on intraday liquidity management
  • Dentons
  • Global
  • July 6 2012

Basel is consulting on a proposed monitoring framework for a bank’s intraday liquidity risks, stress scenarios, key application issues and the reporting regime


FSA continues crackdown on insider dealing
  • Dentons
  • United Kingdom
  • March 1 2013

Three men have been arrested in connection with an FSA investigation into insider dealing and market abuse. None of them has yet been charged


OTC derivatives users write to global regulators
  • Dentons
  • Global
  • December 21 2012

ISDA, IIF and AFME have written to the Basel Committee and IOSCO to comment on misperceptions that have surfaced in the regulators' consultation on margin requirements for non-centrally-cleared OTC derivatives


Treasury corrects confidential information regulations
  • Dentons
  • United Kingdom
  • December 14 2012

Treasury has made Regulations correcting the unintentional omission of the Gas and Electricity Markets Authority from the list of bodies with whom FSA and others may share certain confidential information


FSA finalises emissions allowances auctioning rules
  • Dentons
  • United Kingdom
  • July 27 2012

Following its March 2012 consultation “Regulating bidding for emissions allowances under phase three of the EU Emissions Trading Scheme”, FSA has now published its policy statement and final rules, which come into force on 27 July


IMA responds on client assets
  • Dentons
  • United Kingdom
  • December 14 2012

IMA has responded to FSA's consultation on client assets


FSA speaks on EMIR
  • Dentons
  • United Kingdom
  • November 30 2012

David Lawton has spoken on the outcomes FSA hopes the Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (EMIR) will achieve


ESMA calls for evidence on SSR effects
  • Dentons
  • European Union
  • February 15 2013

Following the Commission's request for technical advice on evaluating the effects of the Short Selling Regulation (SSR), ESMA has launched a Call for


ESAs call for cross-sectoral risk action
  • Dentons
  • European Union
  • April 19 2013

The Joint Committee of the ESAs has published its first report looking at key risks facing EU financial markets. The report makes recommendations for