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BIS and IOSCO consult on authorities’ access to TR data
  • Dentons
  • United Kingdom, Global
  • April 19 2013

The Committee on Payment and Settlement Systems (CPSS) at BIS and the International Organisation for Securities Commissions (IOSCO) have published a


FMLC responds to FSA review of the client assets regime
  • Dentons
  • United Kingdom
  • March 1 2013

FMLC has published its response to FSA's consultation on reviewing the client assets regime. It covers the three parts of the consultation, namely


EMIR delegated regulations published in OJEU
  • Dentons
  • European Union
  • March 1 2013

The Commission's Level 2 measures under the European Market Infrastructure Regulation (EMIR), regarding regulatory technical standards, were


FSA gets conviction of two insider dealers
  • Dentons
  • United Kingdom
  • March 15 2013

In two different cases, the Southwark Crown Court has endorsed the claims brought by FSA against two traders for insider dealing. (Source: Equities


ESMA reports on CRAs
  • Dentons
  • European Union
  • January 20 2012

ESMA has published its first annual report on the application of the Credit Rating Agency (CRA) Regulation


AIMA publishes FTT note
  • Dentons
  • European Union
  • January 20 2012

AIMA has published a research note on the proposed FTT


ESMA calls for evidence on SSR effects
  • Dentons
  • European Union
  • February 15 2013

Following the Commission's request for technical advice on evaluating the effects of the Short Selling Regulation (SSR), ESMA has launched a Call for


EMIR level 2 measures agreed
  • Dentons
  • European Union
  • February 15 2013

ECON has withdrawn its motion for a resolution objecting to two of the regulatory technical standards (RTS) under the Regulation on OTC derivatives


FSB CIS Committee meets
  • Dentons
  • Russia
  • February 3 2012

The inaugural meeting of the FSB Regional Consultative Group for the Commonwealth of Independent States took place in Moscow


FMLC writes to Commission on MAR
  • Dentons
  • European Union, United Kingdom
  • April 13 2012

FMLC has written to the European Commission setting out its concerns over some of the proposals in the draft Market Abuse Regulation (MAR