We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 17

Basel announces new chair of joint forum
  • Dentons
  • Global
  • January 20 2012

Basel, the International Organization of Securities Commissions (IOSCO), and the International Association of Insurance Supervisors (IAIS) have announced the appointment of Dr Therese M Vaughan as Chair of the Joint Forum


Joint forum consults on supervision of conglomerates
  • Dentons
  • Global, USA
  • December 22 2011

The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates


FSA finalises guidance on standardised approach
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk


FSA creates CASS information page
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October


FSA makes final remuneration guidance
  • Dentons
  • United Kingdom
  • October 7 2011

FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code


FSA publishes final notices
  • Dentons
  • United Kingdom
  • September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August


FSB launches peer review on deposit insurance systems
  • Dentons
  • United Kingdom
  • July 8 2011

FSB has launched a review of deposit insurance systems in its member jurisdictions


Presidency publishes conglomerates compromise
  • Dentons
  • European Union
  • June 17 2011

The Presidency has published a compromise text of the proposal for supplementary supervision of financial conglomerates, following trialogue discussions


IAIS publishes resolution paper
  • Dentons
  • Global
  • June 10 2011

IAIS has published an issues paper that looks at approaches to resolution of insurance entities


CLLS responds on remuneration guidance
  • Dentons
  • United Kingdom
  • May 27 2011

CLLS has responded to FSA's Guidance Consultation on the Remuneration Code