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Results: 1-10 of 143

BoE publishes annual report
  • Dentons
  • United Kingdom
  • July 15 2011

BoE has published its annual report for the past year


FSA publishes new Market Watch
  • Dentons
  • United Kingdom
  • September 9 2011

The new edition of Market Watch covers the effects of the creation of Turquoise Derivatives as a Multilateral Trading Facility (MTF


FSA gets injunction against market manipulation
  • Dentons
  • United Kingdom
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011


FSA fines overseas company £8 million for market abuse
  • Dentons
  • United Kingdom
  • September 9 2011

FSA has decided to fine Swift Trade, a Canadian company not authorised by FSA, £8 million


FSA consults on credit risk management guidance
  • Dentons
  • United Kingdom
  • July 15 2011

FSA is consulting on guidance to central counterparties (CCPs) on the process by which FSA carries out a review of counterparty credit risk management within CCPs


Treasury makes Credit Guarantee Scheme changes
  • Dentons
  • United Kingdom
  • June 10 2011

Treasury is changing the rules of the Credit Guarantee Scheme to allow banks to reduce their participation earlier than expected


IMA comments on regulation and technology
  • Dentons
  • United Kingdom
  • September 9 2011

IMA has commented on the International Organisation of Securities Commission’s (IOSCO) consultation on regulatory issues raised by changing technology


Tribunal finds censure appropriate in market abuse case
  • Dentons
  • United Kingdom
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse


FSA and FINMA confirm UBS enforcement action
  • Dentons
  • Switzerland, United Kingdom
  • February 10 2012

FSA has published a statement confirming both it and the Swiss Financial Market Supervisory Authority (FINMA) have commenced formal enforcement investigations against UBS in respect of trading losses incurred by the UBS AG London branch


FSA consults on order flow arrangements
  • Dentons
  • United Kingdom
  • October 14 2011

FSA has published a guidance consultation setting out its view on payment for order flow (PFOF) arrangements