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FSA feeds back on gas emissions auctioning
  • Dentons
  • United Kingdom
  • January 20 2012

FSA has published its feedback statement on its approach to regulating and supervising Recognised Auction Platforms (RAPs) for the auctioning of greenhouse gas emission allowances


FSA fines £3.5 million for client money breaches
  • Dentons
  • United Kingdom
  • December 16 2011

FSA has fined Integrated Financial Arrangements plc £3.5 million for failings in relation to its protection of client money


FSA speaks on financial system
  • Dentons
  • United Kingdom
  • December 1 2011

Andrew Bailey, at a conference on the future of retail banking, spoke on promoting a prudent and stable financial system


FSA makes auction platform rules
  • Dentons
  • United Kingdom
  • January 6 2012

FSA has made rules and guidance to set out its approach to how it will approve and supervise Recognised Auction Platforms (RAPs


FSA makes new CASS rules
  • Dentons
  • United Kingdom
  • January 27 2012

FSA has made new rules which make changes to its Client Assets Sourcebook in respect of custody liens


ECON debates CRA changes
  • Dentons
  • United Kingdom
  • January 27 2012

The Economic and Monetary Affairs Committee has started its debate on changes to laws relating to credit rating agencies


FSA consults on strategy trades
  • Dentons
  • United Kingdom
  • January 27 2012

FSA has published a guidance consultation on reporting strategy trades


FSA gets further land banking injunction
  • Dentons
  • United Kingdom
  • December 22 2011

FSA has obtained an injunction against Cityshore Commodities Limited and its director Aaron Walker


FSA fines and bans over misconduct
  • Dentons
  • United Kingdom
  • February 3 2012

FSA has fined a trader and former compliance officer £130,000 for failing to make reasonable enquiries before selling his firm's shareholding in Punch Taverns


FSA finalises CCP risk management guidance
  • Dentons
  • United Kingdom
  • February 3 2012

FSA has published its finalised guidance on its reviews of counterparty credit risk management by central counterparties