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Results: 1-10 of 143

ECON debates CRA changes
  • Dentons
  • United Kingdom
  • January 27 2012

The Economic and Monetary Affairs Committee has started its debate on changes to laws relating to credit rating agencies


FSA consults on strategy trades
  • Dentons
  • United Kingdom
  • January 27 2012

FSA has published a guidance consultation on reporting strategy trades


FSA makes new CASS rules
  • Dentons
  • United Kingdom
  • January 27 2012

FSA has made new rules which make changes to its Client Assets Sourcebook in respect of custody liens


Tribunal finds censure appropriate in market abuse case
  • Dentons
  • United Kingdom
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse


Treasury changes Banking Act order
  • Dentons
  • United Kingdom
  • July 17 2009

Changes to the Banking Act 2009 (Restrictions on Partial Property Transfers) came into force on 9 July


Is your client money protected? The implications of Global Trader
  • Dentons
  • United Kingdom
  • July 16 2009

The judgment in Global Trader Europe Limited delivered on 24 March 2009 will be of great interest to those firms who either hold "client money" or seek the protection of the client money regime


ISDA responds on investment bank resolution
  • Dentons
  • United Kingdom
  • July 17 2009

ISDA has written to Treasury on its plans to make insolvency regulations in relation to investment banks


BVCA campaigns on AIFMD
  • Dentons
  • United Kingdom
  • October 30 2009

BVCA has published details of its strategy to meet the challenges of the AIFMD


FSA consults on more derivative transactions guidance
  • Dentons
  • United Kingdom
  • September 16 2011

FSA has now published for consultation its proposed guidance on transaction reporting for transactions on Turquoise Derivatives and derivative transactions conducted through clearing platforms of derivative markets where the reference data for these transactions is not made available to FSA and through Approved Reporting Mechanisms (ARMs


BBA responds on corporate Britain
  • Dentons
  • United Kingdom
  • January 21 2011

BBA has responded to the Government's consultation on a long-term focus for corporate Britain