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Results: 1-10 of 143

FSA publishes BIPRU modification
  • Dentons
  • United Kingdom
  • November 4 2011

FSA has announced it intends to consult on new rules in the Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) so that firms will not necessarily have to implement their contingency funding plans


FSA consults further on TRUP
  • Dentons
  • United Kingdom
  • November 4 2011

FSA is consulting on guidance to help firms understand their transaction reporting requirements, set out in FSA’s Transaction Reporting User Pack (TRUP


FSA fines overseas investor for market abuse
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has fined a Dubai-based investor US$9.6 million for market abuse


FSA finalises guidance on standardised approach
  • Dentons
  • United Kingdom
  • November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk


OFT consults on GreenX exchange application
  • Dentons
  • United Kingdom
  • November 11 2011

OFT is consulting on the competition aspects of the application of Green Exchange LLC (GreenX) to become a Recognised Overseas Investment Exchange


ECON debates CRA changes
  • Dentons
  • United Kingdom
  • January 27 2012

The Economic and Monetary Affairs Committee has started its debate on changes to laws relating to credit rating agencies


FPC recommends better balance sheet management
  • Dentons
  • European Union, United Kingdom
  • September 30 2011

The Financial Policy Committee recommended that banks should take any opportunity they get to strengthen their capital and liquidity


FSA speaks on financial system
  • Dentons
  • United Kingdom
  • December 1 2011

Andrew Bailey, at a conference on the future of retail banking, spoke on promoting a prudent and stable financial system


FSA and FINMA confirm UBS enforcement action
  • Dentons
  • Switzerland, United Kingdom
  • February 10 2012

FSA has published a statement confirming both it and the Swiss Financial Market Supervisory Authority (FINMA) have commenced formal enforcement investigations against UBS in respect of trading losses incurred by the UBS AG London branch


AIC criticises AIFD
  • Dentons
  • United Kingdom
  • May 8 2009

AIC has added its voice to the criticism of the proposed AIFD