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Commission publishes CRD IV proposal
  • Dentons
  • United Kingdom
  • July 22 2011

The Commission has published its proposal to replace the current Capital Requirements Directives (as amended) with new legislation (CRD IV


FSA consults on documentation in operational risk management
  • Dentons
  • United Kingdom
  • July 22 2011

FSA is consulting on draft guidance aimed at helping banks, building societies and investment firms that use the standardised approach to operational risk


Government makes UCITS Regulations
  • Dentons
  • United Kingdom
  • July 8 2011

Treasury has made the Regulations implementing the fourth UCITS Directive (UCITS IV) into UK law


AIC criticises AIFD
  • Dentons
  • United Kingdom
  • May 8 2009

AIC has added its voice to the criticism of the proposed AIFD


IMA publishes dealing commissions matrix
  • Dentons
  • United Kingdom
  • May 15 2009

IMA has published a matrix showing what services are paid for out of client commissions charged on trade executions and which functions within firms pay for and use those services


HFSB responds on short-selling
  • Dentons
  • United Kingdom
  • May 22 2009

HFSB has responded to FSA’s DP on short-selling


IMA urges shareholder engagement
  • Dentons
  • United Kingdom
  • May 22 2009

IMA has urged investment managers to hold to account the management of investee companies


FSA bans and fines trader £140,000 for unauthorised "prehedging"
  • Dentons
  • United Kingdom
  • May 29 2009

FSA has banned and fined trader Nilesh Shroff for deliberately disadvantaging his customers by "pre hedging" trades without their consent


More parts of Banking Act in force
  • Dentons
  • United Kingdom
  • May 29 2009

More sections of the Banking Act 2009 come into force on 1 June


Treasury publishes draft property transfer instrument
  • Dentons
  • United Kingdom
  • June 19 2009

Treasury has published a draft instrument amending the Banking Act 2009 (Restriction of Partial Property Transfers) (Amendment) Order 2009