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Results: 1-10 of 12,697

No Further Delay on Implementation Date of DOL Conflict of Interest Rules
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • May 26 2017

In a May 23, 2017, op-ed in The Wall Street Journal, Secretary of Labor Alexander Acosta indicated that the conflict of interest regulation (commonly


President Trump Releases 2018 Budget Proposal; Key Areas of Reform Target Financial Regulators, Cybersecurity, and Student Loans
  • Buckley Sandler LLP
  • USA
  • May 25 2017

On May 23, the White House released its fiscal 2018 budget request, A New Foundation for American Greatness, along with Major Savings and Reforms


Could This Maryland SOX Whistleblower Case Be a Sign of Things to Come?
  • Katz Marshall & Banks LLP
  • USA
  • May 25 2017

In Olekanma v. Wolfe, No. CV-DKC-15-0984, 2017 WL 784121 (D. Md. Mar. 1, 2017), Maryland’s federal district court granted a motion to dismiss claims


CFTC Amends Whistleblower Rules to Strengthen Anti-Retaliation Protections and Encourage Whistleblower Tips
  • Proskauer Rose LLP
  • USA
  • May 25 2017

On May 22, 2017, the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) adopted several additions to its whistleblower rules


The Northern District of New York Applies the “Reasonable Belief” Standard
  • Proskauer Rose LLP
  • USA
  • May 24 2017

On May 11, 2017, the Northern District of New York applied the Second Circuit’s standard for evaluating a Dodd-Frank retaliation claim in response to


Financial Choice Act Moves to the House Floor
  • K&L Gates
  • USA
  • May 23 2017

On May 4, the House Financial Services Committee (“HFSC”) concluded its three-day markup of H.R.10, the Financial Choice Act (“FCA”), a bill to reform


SEC Whistleblower Case Illustrates the Potential for Monetary Award Reductions
  • Katz Marshall & Banks LLP
  • USA
  • May 23 2017

On February 28, 2017, the U.S. Securities and Exchange Commission (SEC) awarded a whistleblower 20 percent of any sanctions paid in connection with an


Ninth Circuit Widens Circuit Split on Breadth of Anti-Retaliation Whistleblower Provisions.
  • Jenner & Block LLP
  • USA
  • May 23 2017

On March 8, 2017, the Ninth Circuit issued a 2-1 decision holding that Dodd-Frank's anti-retaliation employment protections apply to whistleblowers


100 Days In: What Hedge Funds can expect from Congress, the SEC and the Trump administration
  • Baker & Hostetler LLP
  • USA
  • May 23 2017

On April 19, 2017, the Hedge Fund Industry Practice team hosted an event at the New York Yacht Club titled "100 Days In: What Hedge Funds Can Expect


Data Collection for Small Business Lending: How Much Is Enough?
  • Mayer Brown LLP
  • USA
  • May 23 2017

On May 10, 2017, the US Consumer Financial Protection Bureau ("CFPB" or "Bureau") took its first major step toward fulfilling its statutory obligation