RQC Group | European Union, United Kingdom, USA | 5 Mar 2024
Welcome to the February edition of our monthly newsletter. In the U.S., after a relatively calm January, marked by the implementation of the Corporate…
Dechert LLP | USA | 12 Feb 2024
The U.S. federal securities laws, the Commodity Exchange Act and regulations thereunder, and certain other applicable federal laws, rules and…
Cadwalader Wickersham & Taft LLP | USA | 8 Feb 2024
On January 25, 2024, the Commodity Futures Trading Commission (“CFTC”) published, first, Release No. 8854-24, a customer advisory cautioning the…
Wilmer Cutler Pickering Hale and Dorr LLP | USA | 6 Feb 2024
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), significantly expanded the Commodity Futures Trading Commission’s…
Katten Muchin Rosenman LLP | USA | 18 Jan 2024
Adopted partially in response to a 2023 cyberattack on a widely-used, third-party service provider to several financial services firms, the Commodity…
Weil Gotshal & Manges LLP | USA | 3 Jan 2024
Private equity fund sponsors are subject to a number of routine regulatory and compliance obligations, including, but not limited to: making and…
K&L Gates LLP | USA | 3 Jan 2024
Happy New Year! As we kick off 2024, we note that the National Futures Association (NFA) published its annual Notice to Members with guidance on the…
Davis Wright Tremaine LLP | USA | 29 Dec 2023
The Commodity Futures Trading Commission ("CFTC" or "Commission") issued two proposed rules on December 18, 2023, both of which are now open for…
Jones Day | USA | 27 Dec 2023
In 2012 and 2013, the Commodity Futures Trading Commission adopted rules requiring futures commission merchants, swap dealers…
Willkie Farr & Gallagher LLP | USA | 11 Dec 2023
This memo summarizes certain Commodity Futures Trading Commission and National Futures Association annual regulatory requirements and common practice…