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Results: 1-10 of 4,233

Is now the time for active investment management?
  • Nixon Peabody LLP
  • USA
  • April 25 2017

The debate over active versus passive investing has raged on for years with passive strategies recently taking the upper hand particularly in terms


Nuevas Normas de Gobierno Corporativo, Gestión de Riesgos y Control Interno para Costa Rica
  • DAC Beachcroft
  • Costa Rica
  • April 11 2017

Después de la crisis financiera mundial del 2009, los reguladores internacionales llegaron a la conclusión de que la falta de buenas prácticas de


New Corporate Governance, Risk Management and Internal Control Rules for Costa Rica
  • DAC Beachcroft
  • Costa Rica
  • April 11 2017

In the aftermath of the 2009 worldwide financial crisis, international regulators came to the conclusion that lack of sound corporate governance was a


The SEC Shortens the Settlement Cycle for Most Securities Transactions From Three Business Days to Two Business Days
  • Baker & Hostetler LLP
  • USA
  • April 5 2017

The Securities and Exchange Commission has amended Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement


What’s App in Europe
  • Nctm Studio Legale
  • European Union, United Kingdom
  • April 5 2017

It seems clear now that Italy will bail out Monte dei Paschi and that the Commission will in some way approve it


Family businesses need to prepare for transfer of wealth
  • PwC Australia
  • Australia
  • March 16 2017

Australian family businesses are in the midst of the largest transfer of wealth in the nation's history as baby boomer founders begin to retire and


Margin Rules for Uncleared Swaps
  • Yulchon LLC
  • Global, USA
  • March 16 2017

In response to the 2008 financial crisis, the United States passed the Dodd-Frank Act in 2010. One of the reforms suggested by the Dodd-Frank Act was


What’s Ahead in Retail Financial Services Enforcement and Litigation?
  • Morrison & Foerster LLP
  • USA
  • March 8 2017

Agencies with jurisdiction over financial services, particularly the Consumer Financial Protection Bureau (CFPB), have taken aggressive enforcement


How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail


The Emperor's New Clothes Are You Really Ready for Public Life?
  • FTI Consulting Inc
  • USA
  • February 28 2017

Markets have been volatile in recent years, and with small windows of opportunity for fundraising for IPOs, many companies rush to the market