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Margin Rules for Uncleared Swaps
  • Yulchon LLC
  • Global, USA
  • March 16 2017

In response to the 2008 financial crisis, the United States passed the Dodd-Frank Act in 2010. One of the reforms suggested by the Dodd-Frank Act was

What’s Ahead in Retail Financial Services Enforcement and Litigation?
  • Morrison & Foerster LLP
  • USA
  • March 8 2017

Agencies with jurisdiction over financial services, particularly the Consumer Financial Protection Bureau (CFPB), have taken aggressive enforcement

How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail

The Emperor's New Clothes Are You Really Ready for Public Life?
  • FTI Consulting Inc
  • USA
  • February 28 2017

Markets have been volatile in recent years, and with small windows of opportunity for fundraising for IPOs, many companies rush to the market

Making Corruption Great Again? U.S. Repeals SEC Transparency Rule
  • MLT Aikins LLP
  • USA
  • February 23 2017

President Trump recently repealed a U.S. Securities and Exchange Commission (the "SEC") rule that promoted transparency and improved anti-corruption

Financial Services Update, Vol. 12, Issue 7
  • Winston & Strawn LLP
  • USA
  • February 21 2017

The Securities and Exchange Commission (the “SEC”) filed an action on February 13th in its continued effort to crack down on unregistered brokers. In

2017 Financial Services Update: The Uncertain Future of the Consumer Financial Protection Bureau
  • Husch Blackwell LLP
  • USA
  • February 17 2017

Since the inception of the Consumer Financial Protection Bureau in July 2011 as part of the Dodd-Frank Act, the financial services industry has

Trump executive actions forecast major potential changes to financial industry regulation
  • Sidley Austin LLP
  • USA
  • February 17 2017

On February 3 2017 President Trump issued two executive actions which constitute the first official statements from the new administration on how his

Key issues facing the UK residential care home sector: An age old problem?
  • DLA Piper LLP
  • European Union, United Kingdom
  • February 8 2017

The collapse of over 750 care homes operated by the Southern Cross group in 2011 following rapid expansion financed by the sale of

SEC Dismisses Claims Against WilmerHale Clients
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • February 6 2017

On February 3, the US Securities and Exchange Commission (SEC) dismissed with prejudice the remaining claims against two former mortgage-lending