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No Further Delay on Implementation Date of DOL Conflict of Interest Rules
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • May 26 2017

In a May 23, 2017, op-ed in The Wall Street Journal, Secretary of Labor Alexander Acosta indicated that the conflict of interest regulation (commonly


The Global Reach of the U.S. Foreign Corrupt Practices Act
  • Holland & Hart LLP
  • USA
  • May 25 2017

The U.S. Foreign Corrupt Practices Act (FCPA) remains one of the most important legal and compliance risks for companies engaged in international


D.C. Circuit Hears Constitutional Arguments on SEC ALJs and CFPB's Structure
  • Venable LLP
  • USA
  • May 25 2017

The D.C. Circuit heard oral arguments on May 24 in two cases arising from federal agency administrative adjudication, PHH Corp. v. CFPB and Lucia v


UpcomingNew CFIUS Filing: HTC Global Ventures and Ciber Inc.
  • Squire Patton Boggs
  • USA
  • May 25 2017

On May 18, 2017, Ciber, Inc., and its subsidiaries Ciber International LLC and Ciber Consulting, Inc., companies that provide a broad range of IT


Does it pay to challenge the SEC over non-GAAP financial measures?
  • Cooley LLP
  • USA
  • May 25 2017

As discussed in this article, the WSJ engaged Audit Analytics to perform an analysis of SEC comment letters and company responses regarding the use of


SEC Disclosure Trends Related to Brexit and the Trump Administration
  • Skadden Arps Slate Meagher & Flom LLP
  • European Union, United Kingdom, USA
  • May 25 2017

The Brexit vote and President Donald Trump’s election and proposed regulatory and other reforms have led to worldwide geopolitical uncertainty. We


Could This Maryland SOX Whistleblower Case Be a Sign of Things to Come?
  • Katz Marshall & Banks LLP
  • USA
  • May 25 2017

In Olekanma v. Wolfe, No. CV-DKC-15-0984, 2017 WL 784121 (D. Md. Mar. 1, 2017), Maryland’s federal district court granted a motion to dismiss claims


CFTC Amends Whistleblower Rules to Strengthen Anti-Retaliation Protections and Encourage Whistleblower Tips
  • Proskauer Rose LLP
  • USA
  • May 25 2017

On May 22, 2017, the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) adopted several additions to its whistleblower rules


The Financial Report, 25 May 2017, US Securities and Exchange Commission Developments
  • DLA Piper LLP
  • USA
  • May 25 2017

Yahoo! Inc. and Verizon entered into a stock purchase agreement for a sale transaction which


The Financial Report, 25 May 2017, Discussion and Analysis
  • DLA Piper LLP
  • USA
  • May 25 2017

In an interesting development, the SEC recently charged one of its own with securities fraud. The SEC alleged that David R. Humphrey, an SEC staffer