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Results: 1-10 of 25,387

SEC proposes Minimum Public Ownership level of 20
  • Cruz Marcelo & Tenefrancia
  • USA
  • June 23 2017

Citing the need to promote the development of the Philippine capital market and encourage the widest participation of ownership in enterprises, the


The Financial Report, 22 June 2017, Global Regulators
  • DLA Piper LLP
  • Global
  • June 22 2017

IOSCO issues final report on order routing incentives. The International Organization of Securities Commissions released its final report on order


Les Autorités canadiennes en valeurs mobilières veulent alléger le fardeau réglementaire des émetteurs assujettis
  • Blake Cassels & Graydon LLP
  • Canada
  • June 22 2017

Dans le cadre de leurs efforts continus pour établir l’équilibre entre la protection des investisseurs grâce à de l’information suffisante et


The Financial Report, 22 June 2017, US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • June 22 2017

MSRB issues complaint product and problem codes guide. The Municipal Securities Rulemaking Board published guidance on the product and problem codes


The Financial Report, 22 June 2017, US Banking Developments
  • DLA Piper LLP
  • USA
  • June 22 2017

Update to Comptroller's Licensing Manual Booklet. The OCC announced that it has issued its "Articles of Association, Charter, and Bylaw


Issue Price: Notes from the Field
  • Squire Patton Boggs
  • USA
  • June 22 2017

We are two weeks into the new issue price regulations. Here are a few more observations from the field. As expected, most of the action flows from


MAS consults on draft regulations pursuant to the Securities and Futures Act
  • Herbert Smith Freehills LLP
  • Singapore
  • June 22 2017

The Monetary Authority of Singapore (MAS) recently published two consultation papers on 28 April 2017 and 26 May 2017 (together, the


Binary Options in Israel - The End?
  • Barnea & Co
  • Israel
  • June 22 2017

On June 2017, the government of Israel approved a draft bill to amend the Securities Law that is intended to tip the scales in the battle being waged


Alberta Court of Appeal Upholds Finding of Negligence Against Investment Advisor and Employer for Losses Incurred due to Unsuitable High Risk Investments
  • Borden Ladner Gervais LLP
  • Canada
  • June 21 2017

The plaintiffs were unsophisticated investors who had opened several accounts, including a margin account, with the investment advisor's employer, and


Implementation of the AML Directive in Poland
  • DLA Piper LLP
  • Poland
  • June 21 2017

The first quarter of 2017 saw extensive amendments being made to the Polish Gambling Act. However, gambling operators should now focus their