We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 3,424

International Regulatory Update 17 - 21 April 2017
  • Clifford Chance LLP
  • European Union, Global, Hong Kong
  • April 25 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Investment Firms Quarterly Legal and Regulatory Update - Period covered: 1 January 2017 - 31 March 2017
  • Dillon Eustace
  • European Union, Ireland
  • April 25 2017

On 11 January 2017, ESMA published a follow-up report to its peer review on best execution under the Markets in Financial Instruments Directive


Financial Services Update, Vol. 12, Issue 17
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 24 2017

Among recent financial services regulatory developments, there appear to be at least four worthy of particular note. First, the Consumer Financial


CFTC DSIO Extends Relief Preventing Double Margin Requirement for Swap Dealers Located in Europe
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 23 2017

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight extended no-action relief previously granted that


Maples and Calder Funds Update - Ireland
  • Maples and Calder
  • European Union, Ireland
  • April 21 2017

On 19 January 2017 the Central Bank of Ireland ("Central Bank") issued a Feedback Statement on CP105 - Consultation on amendments to the Central Bank


As hipotecas multidivisa: aplicación de la Directiva europea sobre los mercados de instrumentos financieros (MiFID)
  • CMS Albiñana & Suárez de Lezo
  • European Union, Spain
  • April 19 2017

La contradicción entre la sentencia del tribunal supremo de 30 de junio de 2015 y la del tribunal de justicia de la unión europea


ESMA Clarifies Which Products May Be Eligible for Portfolio Margin
  • Katten Muchin Rosenman LLP
  • European Union
  • April 16 2017

The European Securities and Markets Authority issued an opinion setting forth when a clearing organization ("CCP") may offer the most favorable


CFTC Releases No-Action Letter Regarding the Transfer of Customer-Owned Securities by FCMs to Foreign Brokers
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • April 14 2017

On April 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediate Oversight (DSIO) made publicly available No-Action


Overview of recent regulatory developments in financial markets
  • Houthoff Buruma
  • European Union
  • April 14 2017

Recently the AFM has published a consultation document with respect to marketing of harmful financial products. This follows a proposed


Competition: HSBC and JPMorgan appeals the Commission's decision to fine them for their participation in the EURIBOR cartel
  • Roschier
  • European Union
  • April 12 2017

On 10 April 2017, the details were published in the Official Journal of separate appeals by HSBC and JPMorgan Chase against the Commission's decision