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Results: 1-10 of 3,436

FINRA Proposal to Allow Broker-Dealers to Distribute Predictive Illustrations
  • Latham & Watkins LLP
  • USA
  • March 29 2017

Amendment to FINRA Communications Rule would put member firms on a more equal footing with investment advisers


Firsts for UK SFO with in principle false accounting DPA, and for FCA with market abuse compensation, against Tesco
  • Latham & Watkins LLP
  • United Kingdom
  • March 29 2017

Following a two-year investigation, Tesco PLC has announced that its subsidiary Tesco Stores Limited (Tesco Ltd) had agreed in principle the terms of


California State Court Poised to Destabilize Low Carbon Fuel Standard
  • Latham & Watkins LLP
  • USA
  • March 28 2017

Big changes appear to be imminent for California’s Low Carbon Fuel Standard (LCFS). As discussed in greater detail in our recent post, the LCFS


DOJ Announces Continuation and Ongoing Review of FCPA Pilot Program
  • Latham & Watkins LLP
  • USA
  • March 24 2017

The extension of the program -- which emphasizes voluntary self-disclosure of FCPA violations, raises considerations for corporate entities and


Trump’s Proposed EPA Budget Cuts Underscore the Role of Next Generation Enforcement
  • Latham & Watkins LLP
  • USA
  • March 24 2017

Proposal for dramatic reductions in EPA staff and budget could lead to uneven environmental enforcement as states, tribes and environmental groups


Word of the day - Big Boy Letter
  • Latham & Watkins LLP
  • European Union
  • March 23 2017

Partner Roland Maass explains the term Big Boy Letter from the Book of Jargon - European Capital Markets and Bank Finance. Click here to view video


Blockchain - A New Era for the Energy Market?
  • Latham & Watkins LLP
  • United Kingdom
  • March 23 2017

Blockchain is more widely recognised as the underlying software technology used for the cryptocurrency Bitcoin. This technology is also being


French Competition Authority Determines That Certain Information Exchanges Are Acceptable
  • Latham & Watkins LLP
  • France
  • March 22 2017

The extent and the types of information that can be exchanged between competitors without being considered anticompetitive is a recurring issue, both


How Directors Can Use Sustainability to Drive Value
  • Latham & Watkins LLP
  • USA
  • March 21 2017

Boards frequently encounter sustainability and other environmental, social and governance (ESG) issues in the oversight of a company's operations


Word of the day - Release Clause
  • Latham & Watkins LLP
  • European Union
  • March 16 2017

Partner James Chesterman explains the term Release Clause from the Book of Jargon - European Corporate and Bank Finance. The Book of Jargon -