We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 21

Effective compliance program helps investment bank avoid FCPA criminal charges

  • Baker & McKenzie
  • -
  • USA
  • -
  • May 14 2012

When a former Morgan Stanley Managing Director pled guilty recently to a criminal violation of the U.S. Foreign Corrupt Practices Act ("FCPA"), the effectiveness of the bank's pre-existing anti-corruption compliance program convinced enforcers at the U.S. Department of Justice ("DOJ") and Securities and Exchange Commission ("SEC") not to charge the bank itself

Impact of new Anti-Money Laundering Act on pre-paid markets

  • CMS Hasche Sigle
  • -
  • Germany
  • -
  • November 12 2012

The latest revisions of the Anti-money Laundering Act have extended the scope of anti-money laundering duties to cover issuers of electronic money ('e-money') and e-money agents, as well as entities or persons distributing or redeeming e-money

Business law reform legal update - April 2013

  • Buddle Findlay
  • -
  • New Zealand
  • -
  • April 30 2013

The Government has signalled that the wave of law reform activity that occurred in 2012 will continue in 2013, and Buddle Findlay will continue to

Vietnam -- an update

  • Gibson Dunn & Crutcher LLP
  • -
  • Vietnam
  • -
  • March 28 2011

Vietnam has recently passed some new regulations which may have an impact upon foreign investors in the country

International regulatory update 10-14 December 2012

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • -
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

Review of 2009 and preview of 2010

  • Herbert Smith Freehills LLP
  • -
  • European Union, United Kingdom
  • -
  • January 15 2010

The transition from 2009 to 2010 sees some significant legislative chapters closing, notably the Companies Act 2006, Rome I and II, the Banking Act 2009 and the Lisbon Treaty

SEC

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • January 21 2011

According to various Wall Street news sources the SEC is exploring the relationship between Sovereign Wealth Funds and American financial funds and in particular the SEC is wanting to know if private equity companies, banks and other financial corporates are violating bribery laws in their efforts to win contracts with government investment funds

Trifurcation of trial results in reversal of gross negligence finding against accounting firm

  • Chadbourne & Parke LLP
  • -
  • USA
  • -
  • September 20 2010

In 2004, Banco Espirito Santo International and two of its affiliates (collectively, “Banco”) sued BDO Seidman, L.L.C. (“BDO”), an international accounting firm, claiming that BDO negligently audited one of its former clients, E.S. Bankest L.L.C. (“Bankest”), which had perpetrated a loan-fraud scheme against Banco

Business law reform legal update

  • Buddle Findlay
  • -
  • New Zealand
  • -
  • March 27 2013

In this update we summarise the outcome of a number of law reform projects from June 2012 to March 2013

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy