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Results: 1-7 of 7

Outside directors named in SEC financial fraud case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 1 2011

SEC v. DBH Industries, Inc., Civil Action No. 0:11-cv-60431 (S.D. Fla. Filed Feb. 28, 2011) and SEC v. Krantz, Civil Action No. 0:11-cv-60432 (S.D. Fla. Filed Feb. 28, 2011) are two fraud actions arising from the demise of military bullet proof vest manufacturer DBH Industries, otherwise known as Pont Blank Solutions

Layne Christensen Company

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 24 2011

Layne Christensen is another company facing an investigation by a law firm that represents shareholders in class actions against publicly traded companies

Part II: The new era of FCPA enforcement: expansive interpretations

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 30 2011

One of the defining characteristics of the new era of enforcement is an aggressive application of the statutes

How corporate officials can get a good night’s sleep despite current SEC enforcement trends

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 9 2012

This is the second in a series discussing new trends in SEC enforcement which impact corporate directors and officers and steps that can be taken to avoid future liability

A tale of two insider traders

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 6 2012

The SEC filed two settled insider trading cases against two professionals who traded in the same take over stock

Insider trading and determinations by the company

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 22 2012

In SEC v. Obus, Docket No. 10-4749 (2nd Cir. Decided Sept. 6, 2012) the Circuit Court found that the defendants could be held liable for insider trading despite the fact that the company concluded they had not breached any duty

SEC officer director bars: by what standard?

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 16 2013

Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit's ruling in SEC v. Bankosky

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