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Former Innospec CFO and CEO settles FCPA charges
- Dorsey & Whitney LLP
- -
- USA
- -
- January 25 2011
The SEC settled another FCPA case arising out of the violations of Innospec, Inc., a manufacturer and distributor of fuel additives and specialty chemicals
Outside directors named in SEC financial fraud case
- Dorsey & Whitney LLP
- -
- USA
- -
- March 1 2011
SEC v. DBH Industries, Inc., Civil Action No. 0:11-cv-60431 (S.D. Fla. Filed Feb. 28, 2011) and SEC v. Krantz, Civil Action No. 0:11-cv-60432 (S.D. Fla. Filed Feb. 28, 2011) are two fraud actions arising from the demise of military bullet proof vest manufacturer DBH Industries, otherwise known as Pont Blank Solutions
Layne Christensen Company
- Dorsey & Whitney LLP
- -
- USA
- -
- June 24 2011
Layne Christensen is another company facing an investigation by a law firm that represents shareholders in class actions against publicly traded companies
BAE fined in “Tanzania contract” case
- Dorsey & Whitney LLP
- -
- United Kingdom, USA
- -
- February 22 2011
On the 21 December 2010, BAE Systems Plc was fined £500,000 after the company admitted that it had failed to keep adequate accounting records
Alstom directors refused permission to challenge SFO searches
- Dorsey & Whitney LLP
- -
- France, United Kingdom
- -
- July 27 2011
Two directors of the French company’s UK unit have been refused permission for Judicial Review in order to challenge searches of their homes by the Serious Fraud Office (“SFO”
Part II: The new era of FCPA enforcement: expansive interpretations
- Dorsey & Whitney LLP
- -
- USA
- -
- August 30 2011
One of the defining characteristics of the new era of enforcement is an aggressive application of the statutes
Eli Lilly & Co
- Dorsey & Whitney LLP
- -
- USA
- -
- June 24 2011
In an effort to solicit members for a class action, two law firms that represent shareholders in class actions against publicly traded companies are investigating certain officers and directors of Eli Lilly
A tale of two insider traders
- Dorsey & Whitney LLP
- -
- USA
- -
- March 6 2012
The SEC filed two settled insider trading cases against two professionals who traded in the same take over stock
DOJ, SEC charge former Siemen’s executives with FCPA violations
- Dorsey & Whitney LLP
- -
- USA
- -
- December 14 2011
In Congressional hearings over the past two years, DOJ officials have faced repeated questioning about the lack of FCPA prosecutions against individuals
Insider trading and determinations by the company
- Dorsey & Whitney LLP
- -
- USA
- -
- October 22 2012
In SEC v. Obus, Docket No. 10-4749 (2nd Cir. Decided Sept. 6, 2012) the Circuit Court found that the defendants could be held liable for insider trading despite the fact that the company concluded they had not breached any duty
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