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Capital markets practice: news round-up

  • Squire Sanders
  • -
  • European Union, United Kingdom
  • -
  • December 18 2012

Welcome to the latest in our series of regular alerts containing a round-up of news from our capital markets practice

FSA’ fines Sir Ken Morrison for failure to disclose reduced shareholdings in Wm Morrison Supermarkets Plc

  • Squire Sanders Hammonds
  • -
  • United Kingdom
  • -
  • October 4 2011

The Financial Services Authority (‘FSA’) has published a Final Notice (dated 16 August 2011) imposing a penalty of £210,000 on Sir Ken Morrison, the former chairman of Wm Morrison Supermarkets Plc (‘the Company’), for breach of the Disclosure and Transparency Rules (‘DTR’) resulting from a failure to disclose his reduced shareholding and voting rights in the Company

Companies House: registration of charges: companies and limited liability partnerships

  • Squire Sanders Hammonds
  • -
  • USA
  • -
  • October 4 2011

The Department for Business, Innovation and Skills (‘BIS’) has published (10 August 2011) the Government’s latest proposals for revising the existing regime, contained in the Companies Act 2006, relating to the registration of security created by companies and limited liability partnerships