We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-7 of 7

SEC adopts proxy rule changes to notice and access model

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 26 2010

On February 22, the Securities and Exchange Commission adopted final rule changes to its notice and access proxy solicitation model (also known as the "notice-only option") which provides for Internet availability of proxy materials following the provision to shareholders of a notice of Internet availability

SEC issues technical corrections to recent rule amendments

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 26 2010

On February 23, the Securities and Exchange Commission made technical corrections to rule amendments adopted on December 19, 2009, in the areas of corporate governance and proxy disclosure

SEC proposes proxy rule changes to improve notice-only option

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 16 2009

On October 14, the Securities and Exchange Commission proposed rule changes to its notice and access proxy solicitation model in order to enhance shareholder comprehension of the "notice-only option" and improve shareholder response rates to proxy solicitations

SEC publishes final rule amendments extending SOX 404 auditor attestation date for smallest public companies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 16 2009

As reported in the October 2 edition of Corporate and Financial Weekly Digest, the Securities and Exchange Commission extended the date for compliance by companies with a public float under $75 million (non-accelerated filers) with the Sarbanes-Oxley Act Section 404 requirement that management’s assessment of the effectiveness of internal control over financial reporting (ICFR) be audited by an independent registered public accounting firm

SEC recommends additional MD&A disclosures regarding loan losses

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 21 2009

In August, the Securities and Exchange Commission’s Division of Corporation Finance sent letters to public financial institutions recommending that the companies consider additional disclosures regarding risks in their loan portfolios and trends in loan losses in Management Discussion and Analysis (MD&A) in future filings

SEC proposes rules to enhance disclosure regarding corporate governance and clarify proxy rules

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 2 2009

On July 1, the Securities and Exchange Commission proposed amendments intended to improve disclosure in the area of corporate governance and clarify the SEC’s proxy rules

SEC proposes rules on shareholder advisory vote on executive compensation for TARP recipients

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 2 2009

On July 1, the Securities and Exchange Commission proposed to amend the federal proxy rules to require companies which have received financial assistance under the Troubled Asset Relief Program (TARP) to include in their proxy materials an advisory vote on executive compensation