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Results: 1-10 of 10

Regulatory: future of financial advice reforms

  • Norton Rose LLP
  • -
  • Australia
  • -
  • March 13 2012

The Future of Financial Advice reforms are placed to take effect from 1 July 2012

ASIC fails to build case against Fortescue CEO

  • Norton Rose LLP
  • -
  • Australia
  • -
  • July 29 2010

The corporate regulator's recent track record in relation to the prosecution of directors continued on 23 December 2009 when Justice Gilmour of the Federal Court handed down judgment in Australian Securities & Investments Commission v Fortescue Metals Group Ltd

Taking the FSA's corporate governance agenda forward

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • April 12 2010

The FSA has published a speech given by Sally Dewar (Managing Director, Risk, FSA) which is entitled Taking the FSA's corporate governance agenda forward

ICGN Conference on Corporate Governance - Check against delivery

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • April 5 2010

HM Treasury has published a speech that Paul Myners (Financial Services Secretary) gave at the ICGN Conference on Corporate Governance

FSA publishes consultation on changes to significant influence controlled functions in regulated firms

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 3 2010

The FSA has published Consultation Paper 103: effective corporate governance (significant influence controlled functions and the Walker review) in order to improve corporate governance in regulated firms

Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review)

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • February 1 2010

On 28 January 2010, the FSA published Consultation Paper 103: Effective corporate governance (Significant influence controlled functions and the Walker review) (CP103

The James Hardie decision

  • Norton Rose LLP
  • -
  • Australia
  • -
  • August 31 2009

The Australian Securities & Investments Commission (ASIC) commenced civil proceedings in the Supreme Court of NSW against James Hardie Industries Limited (JHIL), James Hardie Industries NV (JHINV), seven former non-executive directors and three former executives of JHIL for breaches of the Corporations Act 2001 (Cth) (Act) in relation to the preparation and approval of public statements

FSA sends letter to trade associations to clarify the role of activist shareholders

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • August 26 2009

On 19 August 2009 the FSA wrote to a number of trade associations (including the Association of British Insurers) to set out how activist shareholders should engage with the boards of investee companies in order to promote good governance

FSA publishes consultation on executive pay and benefits

  • Norton Rose LLP
  • -
  • United Kingdom
  • -
  • March 24 2009

The Financial Services Authority (FSA) is consulting on whether to incorporate its Code of practice on remuneration into the FSA Handbook

Thai legal updater

  • Norton Rose LLP
  • -
  • Thailand
  • -
  • January 24 2008

The Thai legislature has approved a new Financial Institution Act (FIA) which will replace and consolidate into a single Act the existing principal bodies of legislation that regulate Thai financial institutions

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