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Results: 1-10 of 84

SEC settles multiple enforcement actions for failure to timely file reports of beneficial ownership

  • Vedder Price PC
  • -
  • USA
  • -
  • October 14 2014

On September 10, 2014, the SEC settled charges against a number of directors and officers, companies and significant stockholders for failing to

Corporate governance update September 2014

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • October 10 2014

In early September, the SEC announced charges against 28 officers, directors, or major shareholders for violating federal securities laws requiring

Selected auditing developments

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • September 26 2014

The Public Company Accounting Oversight Board (PCAOB) has adopted Auditing Standard No. 18, Related Parties (AS 18), addressing related party

SEC’s “gatekeeper” enforcement initiative impacts directors

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • September 26 2014

Senior SEC officials have become increasingly vocal in recent months about the roles and responsibilities of corporate "gatekeepers" and the need to

SEC sends warning with actions against 28 corporate insiders for delinquent reports of stock transactions and holdings

  • Squire Patton Boggs
  • -
  • USA
  • -
  • September 16 2014

On September 10, 2014, the Securities and Exchange Commission (SEC) announced charges against 28 officers, directors and major shareholders of

Inside the courts - September 2014

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • September 16 2014

This issue of Inside the Courts, Skadden’s securities litigation newsletter, includes summaries and associated court opinions of selected cases

Corporate governance update August 2014

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • September 9 2014

The SEC announced that in fiscal year 2015 the fees that public companies and other issuers pay to register their securities will be set at $116.20

You’ve been sued for securities fraud: now what?

  • Dechert LLP
  • -
  • USA
  • -
  • July 23 2014

Imagine that you are a lawyer at a rapidly growing public U.S. company. Your company has recently disclosed bad news to the market. Following this

Reducing the cost of FCPA monitoring

  • Barnes & Thornburg LLP
  • -
  • USA
  • -
  • June 11 2014

FCPA settlements with the SEC and the DOJ increasingly require an offending company to allow an independent monitor to keep watch over internal

State AGs in the news

  • Dickstein Shapiro LLP
  • -
  • USA
  • -
  • May 8 2014

Ohio statewide primary elections took place on May 6. Incumbent Attorney General Mike DeWine (R) and challenger David Pepper (D) were nominated