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Legislative action on Exchange Act registration thresholds

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 21 2011

On June 14, 2011, Representative David Schweikert (R-AZ) introduced a bill in the U.S. House of Representatives that would raise the threshold for mandatory registration under the Securities Exchange Act of 1934 (the “Exchange Act”) from 500 persons holding equity securities of record to 1,000 persons for all companies